STOCK TITAN

Carlyle Group (CG) Co-President granted RSUs, has shares withheld for taxes

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Carlyle Group Inc. Co-President John C. Redett reported equity compensation and related tax withholding transactions in company stock. On February 1, 2026, 2,926 shares of common stock were withheld at $58.78 per share to cover taxes from a previously reported restricted stock unit vesting, and no shares were sold.

On the same date, Redett received two new grants of common stock: 273,973 shares and 12,965 shares, each at a stated price of $0, reflecting restricted stock unit awards. After these transactions, he beneficially owned 1,935,093 Carlyle common shares directly.

The 273,973 restricted stock units will vest 40% on August 1, 2027, 30% on August 1, 2028, and 30% on August 1, 2029, subject to continued service. The 12,965 restricted stock units will vest in three equal installments on February 1, 2027, February 1, 2028, and February 1, 2029, also conditioned on continued service.

Positive

  • None.

Negative

  • None.

Insights

Routine equity awards and tax withholding for Carlyle Co-President, with no open-market stock sales.

The filing shows John C. Redett, Co-President of Carlyle Group Inc., receiving time-vested restricted stock unit awards while shares were withheld solely to satisfy tax obligations from a prior vesting. The code F transaction explicitly reflects tax withholding, not a discretionary sale.

Two new awards totaling 273,973 and 12,965 units align Redett’s compensation with long-term performance through multi-year vesting schedules extending to 2029. All reported holdings are direct, with total beneficial ownership of 1,935,093 common shares after these transactions.

The awards vest in tranches on specified dates in 2027, 2028, and 2029, contingent on continued service, which encourages executive retention. Overall, the activity appears to be standard executive equity compensation rather than a signal of changing sentiment toward Carlyle stock.

Insider Redett John C.
Role Co-President
Type Security Shares Price Value
Tax Withholding Common Stock 2,926 $58.78 $172K
Grant/Award Common Stock 273,973 $0.00 --
Grant/Award Common Stock 12,965 $0.00 --
Holdings After Transaction: Common Stock — 1,648,155 shares (Direct)
Footnotes (1)
  1. Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of a previously reported restricted stock unit award (including previously reported dividend equivalent units accrued thereon). No shares of common stock were sold by the reporting person. These securities are restricted stock unit awards and will vest 40% on August 1, 2027, an additional 30% on August 1, 2028 and the remaining 30% on August 1, 2029, subject to the reporting person's continued service at the Issuer on the applicable vesting date. These securities are restricted stock unit awards and will vest 1/3 on each of February 1, 2027, February 1, 2028 and February 1, 2029, subject to the reporting person's continued service at the Issuer on the applicable vesting date.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Redett John C.

(Last) (First) (Middle)
1001 PENNSYLVANIA AVENUE, NW

(Street)
WASHINGTON DC 20004

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Carlyle Group Inc. [ CG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Co-President
3. Date of Earliest Transaction (Month/Day/Year)
02/01/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/01/2026 F(1) 2,926 D $58.78 1,648,155 D
Common Stock 02/01/2026 A(2) 273,973 A $0 1,922,128 D
Common Stock 02/01/2026 A(3) 12,965 A $0 1,935,093 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of a previously reported restricted stock unit award (including previously reported dividend equivalent units accrued thereon). No shares of common stock were sold by the reporting person.
2. These securities are restricted stock unit awards and will vest 40% on August 1, 2027, an additional 30% on August 1, 2028 and the remaining 30% on August 1, 2029, subject to the reporting person's continued service at the Issuer on the applicable vesting date.
3. These securities are restricted stock unit awards and will vest 1/3 on each of February 1, 2027, February 1, 2028 and February 1, 2029, subject to the reporting person's continued service at the Issuer on the applicable vesting date.
Remarks:
/s/ Anne K. Frederick by Power of Attorney for John C. Redett 02/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Carlyle Group (CG) report for John C. Redett?

Carlyle Group reported that Co-President John C. Redett had 2,926 shares withheld for taxes and received two restricted stock unit grants of 273,973 and 12,965 common shares, leaving him with 1,935,093 directly owned shares after these February 1, 2026 transactions.

Did John C. Redett sell Carlyle Group (CG) shares in this Form 4 filing?

No, the filing states that no shares of Carlyle common stock were sold by John C. Redett. The 2,926 shares reported under code F were withheld by the issuer solely to pay taxes arising from the vesting of a previously reported restricted stock unit award.

How many Carlyle Group (CG) shares does John C. Redett own after these transactions?

Following the February 1, 2026 transactions, John C. Redett beneficially owns 1,935,093 shares of Carlyle Group common stock directly. This figure reflects the tax withholding of 2,926 shares and the receipt of 273,973 and 12,965 restricted stock unit-related common share grants.

What are the vesting terms of John C. Redett’s large RSU grant at Carlyle Group (CG)?

The 273,973 restricted stock unit award will vest 40% on August 1, 2027, 30% on August 1, 2028, and 30% on August 1, 2029. Each vesting date requires John C. Redett to remain in service with Carlyle Group on that applicable date.

How will the smaller RSU award for John C. Redett at Carlyle Group (CG) vest?

The 12,965 restricted stock unit award will vest in three equal installments on February 1, 2027, February 1, 2028, and February 1, 2029. Vesting on each date depends on John C. Redett’s continued service with Carlyle Group at that time.

What does transaction code F mean in John C. Redett’s Carlyle Group (CG) Form 4?

Transaction code F in the filing refers to shares withheld to cover taxes from an equity award vesting. In this case, 2,926 Carlyle Group common shares were withheld to pay taxes when a previously reported restricted stock unit award, including dividend equivalents, vested.