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Carlyle Group Inc. (CG) SEC Filings

CG NASDAQ

Welcome to our dedicated page for Carlyle Group SEC filings (Ticker: CG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Carlyle Group's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Carlyle Group's regulatory disclosures and financial reporting.

Rhea-AI Summary

Carlyle Group Inc. (CG) received a Rule 144 notice relating to up to 400,000 shares of Common Stock for the account of David M. Rubenstein, a director. The shares are to be sold through J.P. Morgan Securities LLC, with an indicated aggregate market value of $17,228,000 and reference outstanding shares of 356,332,798. The notice states that the shares covered were sold by the David M. Rubenstein Revocable Trust, with David M. Rubenstein as trustee.

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Carlyle Group Inc. (CG) reported that director David M. Rubenstein disclosed two transactions in the company’s common stock dated September 11, 2026. He made a bona fide charitable gift of 100,000 shares, and separately sold 400,000 shares at a weighted average price of $42.74 per share, with individual sale prices ranging from $42.74 to $42.93.

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Carlyle Group Inc. (CG) reported that Co-President Jeffrey Nedelman acquired 6,615 shares of common stock on August 26, 2026 as a grant/award acquisition. According to the company, these represent dividend equivalent units accrued on previously reported restricted stock unit awards in connection with a quarterly dividend and will vest on the same schedule and terms as the underlying awards. Following this accrual, Nedelman directly holds 1,609,479 shares of Carlyle Group Inc. common stock.

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Carlyle Group Inc. (CG) reported that General Counsel Kate Elizabeth Heinzelman acquired 78 shares of Common Stock on 2026-08-26 through a grant classified as a grant/award acquisition. Following this award, she directly holds 11,109 shares of Carlyle Group Inc. common stock.

The awarded shares represent dividend equivalent units that accrued on previously granted time-vesting restricted stock unit awards in connection with Carlyle Group Inc.'s quarterly dividend, and will vest on the same schedule and terms as the underlying restricted stock unit awards.

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Carlyle Group Inc. (CG) reported that Chief Accounting Officer Charles Elliott Andrews Jr. acquired 304 shares of common stock on August 26, 2026, as a grant/award with a reported price of $0.00 per share. According to the footnote, these shares represent dividend equivalent units accrued on previously granted time-vesting restricted stock units in connection with Carlyle’s quarterly dividend and will vest on the same schedule and terms as the underlying awards. Following this accrual, Andrews directly holds 135,668 shares of Carlyle common stock.

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Carlyle Group Inc. (CG) reported that Chief Financial Officer Justin Plouffe acquired 3,769 shares of Common Stock on August 26, 2026 through the accrual of dividend equivalent units on previously granted restricted stock unit awards in connection with the company’s quarterly dividend. Following this accrual, he directly holds 852,461 shares of Carlyle Group Inc. common stock.

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Carlyle Group Inc. (symbol: CG) is the issuer of record for a Form 4 filing submitted to the SEC.

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Carlyle Group Inc. (CG) reported that Chief Executive Officer and director Harvey M. Schwartz received an automatic increase in his equity-based compensation holdings. On 2026-08-26, he acquired 19,240 shares of Common Stock at $0.00 per share, representing dividend equivalent units accrued on previously granted time-based and performance-based restricted stock unit awards tied to Carlyle’s quarterly dividend. Following this accrual, Schwartz directly holds 5,273,362 shares of Carlyle common stock, with the new dividend equivalent units vesting on the same schedule and subject to the same terms and conditions as the underlying RSU awards.

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Carlyle Group Inc. (CG) reported that Chief Operating Officer Lindsay LoBue acquired 2,657 shares of common stock on August 26, 2026 through a grant classified as a dividend-equivalent award on existing restricted stock units in connection with the company’s quarterly dividend. These dividend equivalent units vest on the same schedule and under the same terms as the underlying awards. Following this award, LoBue directly holds 700,578 common shares.

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Carlyle Group Inc. (CG) reported an insider equity award for Co-President Mark David Jenkins. On 2026-08-26, he acquired 6,264 shares of Common Stock at a stated price of $0.00 per share through a grant/award transaction. Following this award, he directly holds 1,415,478 Common Shares.

According to the footnote, these shares represent dividend equivalent units credited on previously granted restricted stock unit awards in connection with Carlyle Group Inc.'s quarterly dividend. The dividend equivalent units will vest on the same schedule and under the same terms and conditions as the related underlying restricted stock unit awards.

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FAQ

How many Carlyle Group (CG) SEC filings are available on StockTitan?

StockTitan tracks 116 SEC filings for Carlyle Group (CG), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Carlyle Group (CG)?

The most recent SEC filing for Carlyle Group (CG) was filed on September 11, 2026.