Welcome to our dedicated page for The Carlyle Group SEC filings (Ticker: CG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Carlyle Group Inc. (NASDAQ: CG) files a range of documents with the U.S. Securities and Exchange Commission that provide detail on its operations, financing, and governance as a global investment firm. This page aggregates Carlyle’s SEC filings and pairs them with AI-powered summaries to help readers understand the key points in each report.
Recent Form 8-K filings show how Carlyle uses the capital markets and discloses material events. One 8-K describes the company’s quarterly financial results, furnished through a summary earnings press release and detailed earnings presentation. Other 8-Ks filed in September 2025 outline the pricing and issuance of $800 million aggregate principal amount of 5.050% Senior Notes due 2035, the related senior notes indenture, and the guarantees provided by several Carlyle holding entities. These filings explain the terms of the notes, including interest rate, maturity, redemption provisions, and events of default.
Another Form 8-K filed in July 2025 details leadership changes effective January 1, 2026, including the planned appointment of three Co-Presidents and a new Chief Financial Officer. The filing describes how these roles align with Carlyle’s Global Private Equity, Global Credit and Insurance, and Global Client Business segments, and notes that these senior professionals invest in and alongside Carlyle funds as described in the company’s proxy statement.
On this SEC filings page, users can review Carlyle’s 8-K current reports, as well as other core filings such as annual reports on Form 10-K, quarterly reports on Form 10-Q, and registration statements when available. AI-generated highlights help explain complex sections, such as indenture covenants, guarantee structures, or executive compensation disclosures in proxy-related documents. The platform also surfaces real-time updates from EDGAR, allowing investors to see new filings as they are posted and to explore how Carlyle’s disclosures relate to its activities in private equity, credit, and investment solutions.
SCHWARTZ HARVEY M reported disposition transactions in a Form 4 filing for CG. The filing lists transactions totaling 134,812 shares at a weighted average price of $54.49 per share. Following the reported transactions, holdings were 5,215,922 shares.
Carlyle Group Inc. filed a Form 13F Combination Report disclosing 20 holdings with a reported aggregate market value of
The report was signed by Jeffrey W. Ferguson, General Counsel, and notes that AlpInvest Partners B.V. is an indirectly wholly owned adviser and that Carlyle acquired the Abingworth group in
Carlyle Group Inc. Chief Financial Officer Justin Plouffe reported a tax-related share withholding on February 6, 2026. A total of 46,176 shares of common stock were withheld by the company at $55.41 per share to cover taxes from the vesting of a previously reported restricted stock unit award. The filing clarifies that no shares were sold by Plouffe in the market. After this withholding, he beneficially owned 903,717 shares of Carlyle Group common stock directly.
Carlyle Group Inc.'s General Counsel, Jeffrey W. Ferguson, reported a routine tax-related share withholding. On February 6, 2026, 937 shares of common stock were withheld by the company at $55.41 per share to cover taxes from vesting restricted stock units.
The filing states that no shares were sold by Ferguson; this was not an open-market transaction. After the withholding, he directly beneficially owns 781,130 shares of Carlyle Group common stock, reflecting his remaining equity stake in the company.
Carlyle Group Inc.'s Chief Accounting Officer, Charles Elliott Andrews Jr., reported an internal share withholding related to tax obligations. On February 6, 2026, 6,354 shares of common stock were withheld by the company at $55.41 per share in connection with the vesting of previously reported restricted stock units. According to the footnote, no shares were sold by the reporting person; this was solely to cover taxes. After this transaction, Andrews directly beneficially owned 146,976 shares of Carlyle common stock.
Carlyle Group Inc. Co-President Mark David Jenkins reported a routine tax-related share withholding. On 02/06/2026, 46,176 shares of Carlyle Group common stock were withheld at $55.41 per share to cover taxes due from the vesting of a previously reported restricted stock unit award.
No shares were sold for cash in this transaction, and Jenkins directly beneficially owned 1,519,949 shares of common stock after the withholding.
Carlyle Group Inc. Co-President John C. Redett reported a tax-related share withholding rather than an open-market sale. On 02/06/2026, 86,781 shares of common stock were withheld at $55.41 per share to cover taxes from vesting restricted stock units.
After this withholding, Redett directly beneficially owned 1,848,312 shares of Carlyle common stock. The filing clarifies that no shares were sold by the reporting person; the transaction reflects only shares retained by the issuer for tax obligations.
Carlyle Group Inc. executive reports tax-related share withholding
Co-President Jeffrey Nedelman reported a transaction involving 92,352 shares of Carlyle Group Inc. common stock on February 6, 2026. These shares were withheld by the issuer to cover taxes owed upon vesting of a previously reported restricted stock unit award.
Following this tax withholding, Nedelman beneficially owns 1,631,705 shares of common stock, held directly. The filing explicitly states that no shares of common stock were sold by Nedelman in connection with this event.
Carlyle Group Inc.’s Chief Operating Officer Lindsay LoBue reported a tax-related share withholding on common stock. On 02/06/2026, 75,033 shares were withheld by the company at $55.41 per share to cover taxes from vesting restricted stock units. After this non-sale transaction, LoBue beneficially owns 710,460 shares of Carlyle common stock directly.
The Carlyle Group Inc. reported strong fourth-quarter and full-year 2025 results, highlighted by higher earnings and growing assets under management. For 2025, U.S. GAAP income before income taxes was $1.2 billion, with a margin of 24.3%, and net income attributable to common stockholders was $808.7 million.
On a cash-focused basis, Carlyle generated full-year Distributable Earnings of $1.7 billion, or $4.02 per common share, and Fee Related Earnings of $1.2 billion, up 12% from 2024. Net income in the fourth quarter was $358.1 million, or $0.96 per diluted share, with quarterly Distributable Earnings of $436.4 million ($1.01 per share).
Total assets under management reached $477 billion as of December 31, 2025, up 8% year over year, while fee-earning assets under management rose to $337 billion, up 11%. Net accrued performance revenues were $2.9 billion, reflecting portfolio appreciation and realizations across Global Private Equity, Global Credit, and Carlyle AlpInvest.
Carlyle’s Board declared a quarterly dividend of $0.35 per common share, bringing 2025 distributions to $1.40 per share. The firm also repurchased or withheld 12.7 million shares in 2025 at an aggregate cost of $686.5 million, and ended the year with $2.0 billion of cash and no borrowings on its $1.0 billion revolver.