Welcome to our dedicated page for The Carlyle Group SEC filings (Ticker: CG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Carlyle Group Inc. (NASDAQ: CG) files a range of documents with the U.S. Securities and Exchange Commission that provide detail on its operations, financing, and governance as a global investment firm. This page aggregates Carlyle’s SEC filings and pairs them with AI-powered summaries to help readers understand the key points in each report.
Recent Form 8-K filings show how Carlyle uses the capital markets and discloses material events. One 8-K describes the company’s quarterly financial results, furnished through a summary earnings press release and detailed earnings presentation. Other 8-Ks filed in September 2025 outline the pricing and issuance of $800 million aggregate principal amount of 5.050% Senior Notes due 2035, the related senior notes indenture, and the guarantees provided by several Carlyle holding entities. These filings explain the terms of the notes, including interest rate, maturity, redemption provisions, and events of default.
Another Form 8-K filed in July 2025 details leadership changes effective January 1, 2026, including the planned appointment of three Co-Presidents and a new Chief Financial Officer. The filing describes how these roles align with Carlyle’s Global Private Equity, Global Credit and Insurance, and Global Client Business segments, and notes that these senior professionals invest in and alongside Carlyle funds as described in the company’s proxy statement.
On this SEC filings page, users can review Carlyle’s 8-K current reports, as well as other core filings such as annual reports on Form 10-K, quarterly reports on Form 10-Q, and registration statements when available. AI-generated highlights help explain complex sections, such as indenture covenants, guarantee structures, or executive compensation disclosures in proxy-related documents. The platform also surfaces real-time updates from EDGAR, allowing investors to see new filings as they are posted and to explore how Carlyle’s disclosures relate to its activities in private equity, credit, and investment solutions.
Carlyle Group Inc. General Counsel Jeffrey W. Ferguson reported an acquisition of 1,070 shares of common stock-equivalent units at a price of $0.00 per share. These are dividend equivalent units accrued on existing time-vesting restricted stock unit awards in connection with the company’s quarterly dividend.
The filing states that these dividend equivalent units will vest on the same schedule and under the same terms and conditions as the underlying restricted stock unit awards. After this grant, Ferguson’s directly owned common stock and related units total 782,200 shares.
Carlyle Group Inc. Chief Executive Officer Harvey M. Schwartz reported an acquisition of 17,457 shares of common stock through a grant of dividend equivalent units. These units were credited at a price of $0.00 per share in connection with the company’s quarterly dividend.
The dividend equivalent units relate to existing time-based and performance-based restricted stock unit awards originally granted on February 15, 2023 and will vest on the same schedule and under the same terms and conditions as those underlying awards. Following this grant, Schwartz directly holds a total of 5,233,379 shares of Carlyle common stock.
Carlyle Group Inc. reported that Chief Operating Officer Lindsay LoBue acquired 2,625 common stock dividend equivalent units as a grant or award in connection with the company’s quarterly dividend. These units relate to existing restricted stock unit awards and will vest on the same schedule as the underlying awards.
Following this award, LoBue directly holds a total of 713,085 shares or units of Carlyle common stock, reflecting ongoing equity-based compensation aligned with prior grants rather than an open-market purchase.
SCHWARTZ HARVEY M reported disposition transactions in a Form 4 filing for CG. The filing lists transactions totaling 134,812 shares at a weighted average price of $54.49 per share. Following the reported transactions, holdings were 5,215,922 shares.
Carlyle Group Inc. filed a Form 13F Combination Report disclosing 20 holdings with a reported aggregate market value of $13,566,904,392. The filing lists 3 other included managers, including Abingworth LLP and AlpInvest Partners B.V.
The report was signed by Jeffrey W. Ferguson, General Counsel, and notes that AlpInvest Partners B.V. is an indirectly wholly owned adviser and that Carlyle acquired the Abingworth group in August 2022.
Carlyle Group Inc. Chief Financial Officer Justin Plouffe reported a tax-related share withholding on February 6, 2026. A total of 46,176 shares of common stock were withheld by the company at $55.41 per share to cover taxes from the vesting of a previously reported restricted stock unit award. The filing clarifies that no shares were sold by Plouffe in the market. After this withholding, he beneficially owned 903,717 shares of Carlyle Group common stock directly.
Carlyle Group Inc.'s General Counsel, Jeffrey W. Ferguson, reported a routine tax-related share withholding. On February 6, 2026, 937 shares of common stock were withheld by the company at $55.41 per share to cover taxes from vesting restricted stock units.
The filing states that no shares were sold by Ferguson; this was not an open-market transaction. After the withholding, he directly beneficially owns 781,130 shares of Carlyle Group common stock, reflecting his remaining equity stake in the company.
Carlyle Group Inc.'s Chief Accounting Officer, Charles Elliott Andrews Jr., reported an internal share withholding related to tax obligations. On February 6, 2026, 6,354 shares of common stock were withheld by the company at $55.41 per share in connection with the vesting of previously reported restricted stock units. According to the footnote, no shares were sold by the reporting person; this was solely to cover taxes. After this transaction, Andrews directly beneficially owned 146,976 shares of Carlyle common stock.
Carlyle Group Inc. Co-President Mark David Jenkins reported a routine tax-related share withholding. On 02/06/2026, 46,176 shares of Carlyle Group common stock were withheld at $55.41 per share to cover taxes due from the vesting of a previously reported restricted stock unit award.
No shares were sold for cash in this transaction, and Jenkins directly beneficially owned 1,519,949 shares of common stock after the withholding.
Carlyle Group Inc. Co-President John C. Redett reported a tax-related share withholding rather than an open-market sale. On 02/06/2026, 86,781 shares of common stock were withheld at $55.41 per share to cover taxes from vesting restricted stock units.
After this withholding, Redett directly beneficially owned 1,848,312 shares of Carlyle common stock. The filing clarifies that no shares were sold by the reporting person; the transaction reflects only shares retained by the issuer for tax obligations.