STOCK TITAN

Carlyle Group Inc. (CG) Co-President has shares withheld for taxes

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Carlyle Group Inc. Co-President John C. Redett reported a tax-related share withholding rather than an open-market sale. On 02/06/2026, 86,781 shares of common stock were withheld at $55.41 per share to cover taxes from vesting restricted stock units.

After this withholding, Redett directly beneficially owned 1,848,312 shares of Carlyle common stock. The filing clarifies that no shares were sold by the reporting person; the transaction reflects only shares retained by the issuer for tax obligations.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Redett John C.

(Last) (First) (Middle)
1001 PENNSYLVANIA AVENUE, NW

(Street)
WASHINGTON DC 20004

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Carlyle Group Inc. [ CG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Co-President
3. Date of Earliest Transaction (Month/Day/Year)
02/06/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/06/2026 F(1) 86,781 D $55.41 1,848,312 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of previously reported restricted stock unit awards (including previously reported dividend equivalent units accrued thereon, as applicable). No shares of common stock were sold by the reporting person.
Remarks:
/s/ Anne K. Frederick by Power of Attorney for John C. Redett 02/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Carlyle Group (CG) Co-President John C. Redett report?

John C. Redett reported a tax-related share withholding, not an open-market trade. On 02/06/2026, 86,781 Carlyle common shares were withheld by the issuer to cover taxes from vesting restricted stock units and related dividend equivalents.

Did John C. Redett sell Carlyle Group (CG) shares in this Form 4 filing?

No, the filing states that no shares of common stock were sold by John C. Redett. The 86,781 shares reported were withheld by Carlyle to pay taxes triggered by the vesting of previously reported restricted stock unit awards.

How many Carlyle Group (CG) shares does John C. Redett hold after this transaction?

Following the tax withholding transaction, John C. Redett directly beneficially owned 1,848,312 shares of Carlyle common stock. This figure reflects his remaining direct holdings after the issuer withheld 86,781 shares to satisfy tax obligations.

What was the price used for the tax withholding of Carlyle Group (CG) shares?

The tax-related withholding used a price of $55.41 per Carlyle common share. At this price, the issuer withheld 86,781 shares to cover taxes arising from vesting restricted stock units and associated dividend equivalent units.

What type of transaction code appears in John C. Redett’s Carlyle Group (CG) Form 4?

The Form 4 uses transaction code “F”, indicating shares were withheld by the issuer to pay taxes. This code confirms the event was a tax withholding tied to equity award vesting, not an open-market purchase or sale.

What role does John C. Redett hold at Carlyle Group (CG) in this Form 4?

In the Form 4, John C. Redett is identified as an officer of Carlyle Group Inc., serving as Co-President. The filing notes that the reported common stock transaction relates to his equity compensation and associated tax obligations.

The Carlyle Group Inc.

NASDAQ:CG

CG Rankings

CG Latest News

CG Latest SEC Filings

CG Stock Data

19.97B
265.44M
25.38%
64.09%
3.57%
Asset Management
Investment Advice
Link
United States
WASHINGTON