Welcome to our dedicated page for The Carlyle Group SEC filings (Ticker: CG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Carlyle Group Inc. (NASDAQ: CG) files a range of documents with the U.S. Securities and Exchange Commission that provide detail on its operations, financing, and governance as a global investment firm. This page aggregates Carlyle’s SEC filings and pairs them with AI-powered summaries to help readers understand the key points in each report.
Recent Form 8-K filings show how Carlyle uses the capital markets and discloses material events. One 8-K describes the company’s quarterly financial results, furnished through a summary earnings press release and detailed earnings presentation. Other 8-Ks filed in September 2025 outline the pricing and issuance of $800 million aggregate principal amount of 5.050% Senior Notes due 2035, the related senior notes indenture, and the guarantees provided by several Carlyle holding entities. These filings explain the terms of the notes, including interest rate, maturity, redemption provisions, and events of default.
Another Form 8-K filed in July 2025 details leadership changes effective January 1, 2026, including the planned appointment of three Co-Presidents and a new Chief Financial Officer. The filing describes how these roles align with Carlyle’s Global Private Equity, Global Credit and Insurance, and Global Client Business segments, and notes that these senior professionals invest in and alongside Carlyle funds as described in the company’s proxy statement.
On this SEC filings page, users can review Carlyle’s 8-K current reports, as well as other core filings such as annual reports on Form 10-K, quarterly reports on Form 10-Q, and registration statements when available. AI-generated highlights help explain complex sections, such as indenture covenants, guarantee structures, or executive compensation disclosures in proxy-related documents. The platform also surfaces real-time updates from EDGAR, allowing investors to see new filings as they are posted and to explore how Carlyle’s disclosures relate to its activities in private equity, credit, and investment solutions.
Carlyle Group Inc. executive reports tax-related share withholding
Co-President Jeffrey Nedelman reported a transaction involving 92,352 shares of Carlyle Group Inc. common stock on February 6, 2026. These shares were withheld by the issuer to cover taxes owed upon vesting of a previously reported restricted stock unit award.
Following this tax withholding, Nedelman beneficially owns 1,631,705 shares of common stock, held directly. The filing explicitly states that no shares of common stock were sold by Nedelman in connection with this event.
Carlyle Group Inc.’s Chief Operating Officer Lindsay LoBue reported a tax-related share withholding on common stock. On 02/06/2026, 75,033 shares were withheld by the company at $55.41 per share to cover taxes from vesting restricted stock units. After this non-sale transaction, LoBue beneficially owns 710,460 shares of Carlyle common stock directly.
The Carlyle Group Inc. reported strong fourth-quarter and full-year 2025 results, highlighted by higher earnings and growing assets under management. For 2025, U.S. GAAP income before income taxes was $1.2 billion, with a margin of 24.3%, and net income attributable to common stockholders was $808.7 million.
On a cash-focused basis, Carlyle generated full-year Distributable Earnings of $1.7 billion, or $4.02 per common share, and Fee Related Earnings of $1.2 billion, up 12% from 2024. Net income in the fourth quarter was $358.1 million, or $0.96 per diluted share, with quarterly Distributable Earnings of $436.4 million ($1.01 per share).
Total assets under management reached $477 billion as of December 31, 2025, up 8% year over year, while fee-earning assets under management rose to $337 billion, up 11%. Net accrued performance revenues were $2.9 billion, reflecting portfolio appreciation and realizations across Global Private Equity, Global Credit, and Carlyle AlpInvest.
Carlyle’s Board declared a quarterly dividend of $0.35 per common share, bringing 2025 distributions to $1.40 per share. The firm also repurchased or withheld 12.7 million shares in 2025 at an aggregate cost of $686.5 million, and ended the year with $2.0 billion of cash and no borrowings on its $1.0 billion revolver.
Carlyle Group Inc. Co-President Mark David Jenkins reported equity-related transactions on February 1, 2026. The company withheld 5,812 shares of common stock at $58.78 per share to cover taxes triggered by the vesting of previously reported restricted stock units; no shares were sold.
Jenkins also received two new restricted stock unit awards covering 144,488 and 12,965 shares of common stock, both recorded at $0 per share. These RSUs vest over time between August 1, 2027 and February 1, 2029, subject to his continued service, bringing his directly held common stock to 1,566,125 shares.
Carlyle Group Inc. Co-President Jeffrey Nedelman reported routine equity transactions. On February 1, 2026, 6,092 shares of common stock were withheld at $58.78 per share to cover taxes from vesting restricted stock units; no shares were sold. He received 217,303 restricted stock units that vest 40% on August 1, 2027, 30% on August 1, 2028, and 30% on August 1, 2029, and an additional 12,965 restricted stock units that vest in equal thirds on February 1, 2027, 2028, and 2029, all subject to continued service. After these transactions, he directly owned 1,724,057 shares of Carlyle common stock.
Carlyle Group Inc. Co-President John C. Redett reported equity compensation and related tax withholding transactions in company stock. On February 1, 2026, 2,926 shares of common stock were withheld at $58.78 per share to cover taxes from a previously reported restricted stock unit vesting, and no shares were sold.
On the same date, Redett received two new grants of common stock: 273,973 shares and 12,965 shares, each at a stated price of $0, reflecting restricted stock unit awards. After these transactions, he beneficially owned 1,935,093 Carlyle common shares directly.
The 273,973 restricted stock units will vest 40% on August 1, 2027, 30% on August 1, 2028, and 30% on August 1, 2029, subject to continued service. The 12,965 restricted stock units will vest in three equal installments on February 1, 2027, February 1, 2028, and February 1, 2029, also conditioned on continued service.
Carlyle Group Inc.’s Chief Accounting Officer, Charles Elliott Andrews Jr., reported insider equity transactions on February 1, 2026. The company withheld 1,084 shares of common stock at $58.78 per share to cover taxes due on a previously vested restricted stock unit award; no shares were sold by Andrews. He also received two new restricted stock unit awards for 15,493 and 7,747 shares of common stock at no cost. These awards vest between August 1, 2027 and August 1, 2029, and between February 1, 2027 and February 1, 2029, respectively, subject to continued service. Following these transactions, Andrews directly beneficially owned 153,330 shares of Carlyle common stock.
Carlyle Group Inc. Chief Operating Officer Lindsay LoBue reported several equity-related transactions in common stock on February 1, 2026. The filing shows 2,128 shares were withheld by Carlyle to cover taxes due on the vesting of previously reported restricted stock units at $58.78 per share, and no shares were sold.
LoBue also received new restricted stock unit (RSU) awards, including 114,156 RSUs that vest 40% on August 1, 2027, 30% on August 1, 2028, and 30% on August 1, 2029, plus 12,965 RSUs vesting in three equal installments on February 1 of 2027, 2028, and 2029, all subject to continued service. After these transactions, LoBue beneficially owned 785,493 shares of Carlyle common stock directly.
Carlyle Group Inc. Chief Executive Officer Harvey M. Schwartz, who is also a director, reported a tax-related share withholding on common stock. On February 1, 2026, 578,862 shares of common stock were withheld by Carlyle to cover taxes due from the vesting of a previously reported restricted stock unit award, including related dividend equivalent units.
The shares were treated as a disposition at $58.78 per share for tax purposes, but the filing states that no shares were sold by Schwartz. After this transaction, he beneficially owns 5,350,734 shares of Carlyle common stock directly.
Carlyle Group Inc. General Counsel Jeffrey W. Ferguson reported routine equity compensation and related tax withholding transactions in company common stock. On February 1, 2026, 503 shares were withheld at $58.78 per share to cover taxes from a previously reported restricted stock unit (RSU) vesting; no shares were sold for cash.
Ferguson received two new RSU awards: 24,462 shares that will vest 40% on August 1, 2027, 30% on August 1, 2028, and 30% on August 1, 2029, and 3,181 shares that will vest in three equal installments on February 1, 2027, 2028, and 2029, in each case subject to continued service. Following these transactions, he directly beneficially owned 782,067 common shares.