Welcome to our dedicated page for The Carlyle Group SEC filings (Ticker: CG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Carlyle Group Inc. (NASDAQ: CG) files a range of documents with the U.S. Securities and Exchange Commission that provide detail on its operations, financing, and governance as a global investment firm. This page aggregates Carlyle’s SEC filings and pairs them with AI-powered summaries to help readers understand the key points in each report.
Recent Form 8-K filings show how Carlyle uses the capital markets and discloses material events. One 8-K describes the company’s quarterly financial results, furnished through a summary earnings press release and detailed earnings presentation. Other 8-Ks filed in September 2025 outline the pricing and issuance of $800 million aggregate principal amount of 5.050% Senior Notes due 2035, the related senior notes indenture, and the guarantees provided by several Carlyle holding entities. These filings explain the terms of the notes, including interest rate, maturity, redemption provisions, and events of default.
Another Form 8-K filed in July 2025 details leadership changes effective January 1, 2026, including the planned appointment of three Co-Presidents and a new Chief Financial Officer. The filing describes how these roles align with Carlyle’s Global Private Equity, Global Credit and Insurance, and Global Client Business segments, and notes that these senior professionals invest in and alongside Carlyle funds as described in the company’s proxy statement.
On this SEC filings page, users can review Carlyle’s 8-K current reports, as well as other core filings such as annual reports on Form 10-K, quarterly reports on Form 10-Q, and registration statements when available. AI-generated highlights help explain complex sections, such as indenture covenants, guarantee structures, or executive compensation disclosures in proxy-related documents. The platform also surfaces real-time updates from EDGAR, allowing investors to see new filings as they are posted and to explore how Carlyle’s disclosures relate to its activities in private equity, credit, and investment solutions.
Capital World Investors (CWI) is reported as the beneficial owner of 20,054,252 shares of The Carlyle Group, equal to 5.6% of about 361,135,881 shares outstanding. CWI discloses sole voting power over 19,958,480 shares and sole dispositive power over 20,054,252 shares, with no shared voting or dispositive power. The filing states these securities are held in the ordinary course of business and were not acquired to change or influence control of the issuer. This Schedule 13G is a passive institutional ownership disclosure required once ownership exceeds 5%.
The Carlyle Group Inc. (symbol CG) filed a Form 144 reporting a proposed sale of 202,606 common shares through Morgan Stanley Smith Barney LLC, with an aggregate market value of $13,013,565.73. The shares are listed on NASDAQ and the sale is indicated for 08/12/2025.
The filing lists the lots to be sold as acquired primarily via restricted stock vesting (2015–2024) and founder stock (01/02/2020). The form also shows a related seller, JEFFREY WILLIAM FERGUSON REV TRUST, sold 97,394 shares on 08/11/2025 for $6,074,882.57. Several administrative fields (for example filer CIK and notice date) are not provided in the form content.
The Carlyle Group Inc. (CG) filed a Form 144 notifying a proposed sale of 97,394 common shares through Morgan Stanley Smith Barney LLC with an aggregate market value of $6,074,882.57. The shares arise from issuer grants and vesting for services (performance stock units and restricted stock) dated 08/01/2025, 02/06/2025, 02/01/2025 and 08/01/2024, and those grant totals equal the amount the filer proposes to sell. The filing reports 361,704,907 shares outstanding, so the proposed sale represents approximately 0.027% of the outstanding common stock. The sale is expected to occur on or about 08/11/2025 on NASDAQ. The filer states no securities were sold in the past three months and attests to lacking any undisclosed material adverse information.
The Carlyle Group Inc. filed a Form 13F combination report disclosing institutional holdings managed by Carlyle and affiliated managers. The report lists 20 Information Table entries with a total market value of $5,032,012,385 and shows 3 other included managers.
The filing is signed by Jeffrey W. Ferguson, General Counsel on 08-08-2025. Explanatory notes state that AlpInvest Partners B.V. is an indirectly wholly owned adviser and that Carlyle completed its acquisition of the Abingworth group in August 2022, making Abingworth LLP a relying advisor.
The Carlyle Group reported stronger results for the quarter ended June 30, 2025, with revenue and earnings rising sharply year-over-year. Total revenues for the quarter were $1,572.9 million versus $1,069.7 million a year earlier, led by higher fund management fees ($620.4M vs $534.4M) and a large increase in performance allocations ($638.8M vs $198.2M). Net income attributable to The Carlyle Group Inc. was $319.7 million for the quarter (total net income $328.1M), up from $148.2 million, and diluted EPS was $0.87 versus $0.40.
Balance sheet and cash flow highlights: total assets increased to $25,067.8 million from $23,103.5 million and total equity rose to $6,717.6 million. Investments including accrued performance allocations were $11,203.1 million, and investments of Consolidated Funds increased to $9,857.5 million. Accrued compensation and benefits remained elevated at $5,598.9 million. For the six months, operating activities used $520.9 million of cash while financing activities provided $526.8 million, reflecting dividends, share repurchases and non-controlling interest activity.