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Carlyle (NASDAQ: CG) COO reports RSU awards and tax share withholding

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Carlyle Group Inc. Chief Operating Officer Lindsay LoBue reported several equity-related transactions in common stock on February 1, 2026. The filing shows 2,128 shares were withheld by Carlyle to cover taxes due on the vesting of previously reported restricted stock units at $58.78 per share, and no shares were sold.

LoBue also received new restricted stock unit (RSU) awards, including 114,156 RSUs that vest 40% on August 1, 2027, 30% on August 1, 2028, and 30% on August 1, 2029, plus 12,965 RSUs vesting in three equal installments on February 1 of 2027, 2028, and 2029, all subject to continued service. After these transactions, LoBue beneficially owned 785,493 shares of Carlyle common stock directly.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
LoBue Lindsay

(Last) (First) (Middle)
1001 PENNSYLVANIA AVENUE, NW

(Street)
WASHINGTON DC 20004

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Carlyle Group Inc. [ CG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Operating Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/01/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/01/2026 F(1) 2,128 D $58.78 658,372 D
Common Stock 02/01/2026 A(2) 114,156 A $0 772,528 D
Common Stock 02/01/2026 A(3) 12,965 A $0 785,493 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of previously reported restricted stock unit awards (including previously reported dividend equivalent units accrued thereon). No shares of common stock were sold by the reporting person.
2. These securities are restricted stock unit awards and will vest 40% on August 1, 2027, an additional 30% on August 1, 2028 and the remaining 30% on August 1, 2029, subject to the reporting person's continued service at the Issuer on the applicable vesting date.
3. These securities are restricted stock unit awards and will vest 1/3 on each of February 1, 2027, February 1, 2028 and February 1, 2029, subject to the reporting person's continued service at the Issuer on the applicable vesting date.
Remarks:
/s/ Anne K. Frederick by Power of Attorney for Lindsay LoBue 02/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Carlyle Group (CG) COO Lindsay LoBue report?

Lindsay LoBue reported tax withholding and new RSU grants. Carlyle withheld 2,128 shares at $58.78 for taxes on vested RSUs, and granted 114,156 and 12,965 new restricted stock units with multi-year vesting schedules tied to continued service.

Did Carlyle Group (CG) COO Lindsay LoBue sell any shares in this Form 4?

No, the Form 4 states no shares were sold. The 2,128 shares shown were withheld by Carlyle to pay taxes on vesting RSUs. The remaining reported activity reflects new restricted stock unit awards, not open-market sales by LoBue.

How many Carlyle Group (CG) RSUs were granted to COO Lindsay LoBue?

Two RSU awards were reported for Lindsay LoBue. One consists of 114,156 restricted stock units, and another covers 12,965 restricted stock units. Both awards vest over three years, contingent on LoBue’s continued service with Carlyle through the specified vesting dates.

What is the vesting schedule of Lindsay LoBue’s 114,156 Carlyle (CG) RSUs?

The 114,156 RSUs vest in three tranches. Forty percent vest on August 1, 2027, thirty percent on August 1, 2028, and the final thirty percent on August 1, 2029, provided LoBue continues serving at Carlyle on each vesting date.

How do the 12,965 Carlyle Group (CG) RSUs granted to Lindsay LoBue vest?

The 12,965 RSUs vest in three equal annual installments. One-third vests on February 1, 2027, another third on February 1, 2028, and the final third on February 1, 2029, conditioned on continued service at Carlyle on each vesting date.

How many Carlyle Group (CG) shares does COO Lindsay LoBue own after these transactions?

LoBue beneficially owns 785,493 Carlyle common shares directly. This total reflects her holdings after the February 1, 2026 tax withholding of 2,128 shares and the reporting of new restricted stock unit awards in the Form 4 filing.
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