STOCK TITAN

Mark David Jenkins of Carlyle (CG) reports RSU grants and tax withholding

Filing Impact
(High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Carlyle Group Inc. Co-President Mark David Jenkins reported equity-related transactions on February 1, 2026. The company withheld 5,812 shares of common stock at $58.78 per share to cover taxes triggered by the vesting of previously reported restricted stock units; no shares were sold.

Jenkins also received two new restricted stock unit awards covering 144,488 and 12,965 shares of common stock, both recorded at $0 per share. These RSUs vest over time between August 1, 2027 and February 1, 2029, subject to his continued service, bringing his directly held common stock to 1,566,125 shares.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Jenkins Mark David

(Last) (First) (Middle)
1001 PENNSYLVANIA AVENUE, NW

(Street)
WASHINGTON DC 20004

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Carlyle Group Inc. [ CG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Co-President
3. Date of Earliest Transaction (Month/Day/Year)
02/01/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/01/2026 F(1) 5,812 D $58.78 1,408,672 D
Common Stock 02/01/2026 A(2) 144,488 A $0 1,553,160 D
Common Stock 02/01/2026 A(3) 12,965 A $0 1,566,125 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of previously reported restricted stock unit awards (including previously reported dividend equivalent units accrued thereon). No shares of common stock were sold by the reporting person.
2. These securities are restricted stock unit awards and will vest 40% on August 1, 2027, an additional 30% on August 1, 2028 and the remaining 30% on August 1, 2029, subject to the reporting person's continued service at the Issuer on the applicable vesting date.
3. These securities are restricted stock unit awards and will vest 1/3 on each of February 1, 2027, February 1, 2028 and February 1, 2029, subject to the reporting person's continued service at the Issuer on the applicable vesting date.
Remarks:
/s/ Anne K. Frederick by Power of Attorney for Mark Jenkins 02/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did Carlyle Group (CG) report for Mark David Jenkins?

Carlyle Co-President Mark David Jenkins reported tax withholding of 5,812 common shares and grants of restricted stock units for 144,488 and 12,965 shares. All transactions occurred on February 1, 2026, and increased his directly held common stock to 1,566,125 shares.

Were any Carlyle Group (CG) shares sold by Mark David Jenkins in this Form 4?

No shares were sold by Mark David Jenkins in this filing. The 5,812 common shares reported under code F were withheld by Carlyle to pay taxes from vesting restricted stock units, according to the footnotes, rather than being sold in the market.

What restricted stock unit awards did Mark David Jenkins receive from Carlyle Group (CG)?

He received two restricted stock unit awards recorded as 144,488 and 12,965 underlying common shares at a per-share value of zero. These awards add to his equity-based compensation and vest over several years, contingent on his continued service at Carlyle Group Inc.

How do the new Carlyle Group (CG) RSUs for Mark David Jenkins vest over time?

One RSU award vests 40% on August 1, 2027, then 30% on August 1, 2028, and 30% on August 1, 2029. The other vests one-third on each of February 1, 2027, February 1, 2028, and February 1, 2029, assuming he remains in service.

What is Mark David Jenkins’ ownership position in Carlyle Group (CG) after these transactions?

After the reported transactions, Mark David Jenkins directly beneficially owns 1,566,125 shares of Carlyle Group common stock. This figure reflects tax withholding of vested shares and the recording of new restricted stock unit awards reported in the Form 4.

What does transaction code F mean in the Carlyle Group (CG) Form 4 for Jenkins?

Transaction code F indicates shares withheld to pay taxes upon vesting of equity awards. In this case, 5,812 Carlyle common shares were withheld for tax obligations tied to previously reported restricted stock units, and the filing states no shares were sold by Jenkins.
The Carlyle Group Inc.

NASDAQ:CG

CG Rankings

CG Latest News

CG Latest SEC Filings

CG Stock Data

21.04B
265.44M
25.38%
64.09%
3.57%
Asset Management
Investment Advice
Link
United States
WASHINGTON