STOCK TITAN

Carlyle Group (CG) COO Lindsay LoBue receives 3,120 dividend equivalent units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Carlyle Group Inc. Chief Operating Officer Lindsay LoBue reported an acquisition of 3,120 shares of Common Stock through a compensation-related award. According to the disclosure, these shares represent dividend equivalent units accrued on existing restricted stock unit awards in connection with the company’s quarterly dividend.

The dividend equivalent units will vest on the same schedule and under the same terms and conditions as the underlying restricted stock unit awards. Following this award, LoBue’s directly held Common Stock position reported in this filing increased to 716,205 shares, reflecting a routine adjustment tied to prior equity grants.

Positive

  • None.

Negative

  • None.
Insider LoBue Lindsay
Role Chief Operating Officer
Type Security Shares Price Value
Grant/Award Common Stock 3,120 $0.00 --
Holdings After Transaction: Common Stock — 716,205 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Dividend equivalent units granted 3,120 shares Common Stock award on dividend equivalents
Price per share for award $0.00 per share Compensation-related grant, not open-market purchase
Shares held after transaction 716,205 shares Total direct Common Stock holdings post-award
dividend equivalent units financial
"Represents dividend equivalent units accrued on certain existing restricted stock unit awards"
Dividend equivalent units are bookkeeping credits that mirror cash dividends paid on actual shares, granted to holders of stock-based awards such as restricted stock units or deferred compensation. They matter to investors because they increase a company’s reported employee compensation cost and can lead to issuance of more shares or cash payouts over time, similar to extra pay linked to ownership that affects shareholder dilution and corporate cash flow.
restricted stock unit awards financial
"accrued on certain existing restricted stock unit awards, the grant of which was previously reported"
Restricted stock unit awards are company promises to deliver a specific number of shares to employees or service providers in the future once conditions—such as staying with the company for a set time or meeting performance targets—are met. They matter to investors because when the promises convert into actual shares they increase the total share count and can reduce earnings per share, while also aligning recipients’ interests with stock performance much like deferred pay that turns into ownership if goals are met.
quarterly dividend financial
"in connection with the issuer's quarterly dividend"
A quarterly dividend is a payment a company gives to its shareholders four times a year, usually as a share of its profits. It's like getting a small bonus every few months for owning the company's stock, which can provide a steady income. Investors watch these payments to see how well a company is doing and whether it’s a good investment.
vest financial
"Such dividend equivalent units will vest on the same schedule and subject to the same terms"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
LoBue Lindsay

(Last)(First)(Middle)
1001 PENNSYLVANIA AVENUE, NW

(Street)
WASHINGTON DISTRICT OF COLUMBIA 20004

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Carlyle Group Inc. [ CG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Operating Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/28/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/28/2026A(1)3,120A$0716,205D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents dividend equivalent units accrued on certain existing restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.
Remarks:
/s/ Anne K. Frederick by Power of Attorney for Lindsay LoBue05/29/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Carlyle Group (CG) report for Lindsay LoBue?

Carlyle Group reported that Chief Operating Officer Lindsay LoBue acquired 3,120 shares of Common Stock. These shares are dividend equivalent units credited on existing restricted stock unit awards, linked to the company’s quarterly dividend rather than an open-market stock purchase.

Were Lindsay LoBue’s new Carlyle Group (CG) shares an open-market purchase?

No, the 3,120 shares were not bought in the open market. They are dividend equivalent units accrued on previously granted restricted stock units, awarded in connection with Carlyle Group’s quarterly dividend and subject to the same vesting terms as those original awards.

How many Carlyle Group (CG) shares does Lindsay LoBue hold after this Form 4?

After the reported award, Lindsay LoBue directly holds 716,205 shares of Carlyle Group Common Stock. This figure includes the 3,120 dividend equivalent units credited in this transaction, which are tied to earlier restricted stock unit grants and their existing vesting schedule.

What are dividend equivalent units in the Carlyle Group (CG) Form 4 filing?

Dividend equivalent units are additional share-based units credited when the company pays dividends. In this filing, 3,120 units were accrued on existing restricted stock unit awards and will vest on the same schedule and under the same terms as those underlying awards.

Do the new dividend equivalent units for Carlyle Group (CG) vest immediately?

No, the 3,120 dividend equivalent units do not vest immediately. The filing states they will vest on the same schedule and subject to the same terms and conditions as the underlying restricted stock unit awards to which they relate.