Carlyle Group names Kate Heinzelman as insider

Carlyle Group Inc. filed an initial insider ownership report for Kate Elizabeth Heinzelman, who serves as the company’s General Counsel.

Rhea-AI Filing Summary

Carlyle Group Inc. filed an initial insider ownership report for Kate Elizabeth Heinzelman, who serves as the company’s General Counsel. This Form 3 filing establishes her status as an officer and provides the regulatory baseline for any future insider trading or equity ownership disclosures related to her position.

Key Terms

Form 3, General Counsel, reporting insider

3 terms

Form 3 regulatory

"Form 3 filing establishes her status as an officer and reporting insider"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

General Counsel financial

"Kate Elizabeth Heinzelman is listed as an officer with the title of General Counsel"

A general counsel is the chief lawyer of an organization, responsible for overseeing all legal matters and ensuring the company complies with laws and regulations. Think of them as the organization's legal advisor or navigator, helping to prevent legal problems before they happen. Their role matters to investors because they help protect the company from legal risks that could impact its success and value.

reporting insider regulatory

"designating General Counsel Kate Elizabeth Heinzelman as a reporting insider"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Carlyle Group Inc. Form 3 for Kate Elizabeth Heinzelman report?

The Form 3 reports that Kate Elizabeth Heinzelman is an officer of Carlyle Group Inc. serving as General Counsel. It establishes her as a reporting insider for future ownership and transaction disclosures under SEC rules.

What is Kate Elizabeth Heinzelman’s role at Carlyle Group Inc. (CG)?

Kate Elizabeth Heinzelman is listed as an officer of Carlyle Group Inc. with the title of General Counsel. This means she is the company’s chief legal officer and is subject to insider reporting requirements.

Why is a Form 3 filing important for Carlyle Group Inc. insiders?

Form 3 is the initial statement of beneficial ownership for insiders at Carlyle Group Inc. It identifies officers, directors, and key owners who must later report trades and changes in holdings on Forms 4 and 5.

Does this Carlyle Group Inc. Form 3 show any stock transactions?

The provided Form 3 data shows no reported transactions for Kate Elizabeth Heinzelman. It functions as an initial ownership and status filing rather than a record of stock purchases, sales, or option exercises.

Who is considered a reporting person in this Carlyle Group Inc. Form 3?

The reporting person is Kate Elizabeth Heinzelman, identified as an officer of Carlyle Group Inc. with the title General Counsel. She is now recognized as an insider required to report future equity-related activity.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/08/2026 - 05:08 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Heinzelman Kate Elizabeth

(Last) (First) (Middle)

1001 PENNSYLVANIA AVENUE, NW

(Street)

WASHINGTON DISTRICT OF COLUMBIA 20004

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
06/29/2026

3. Issuer Name and Ticker or Trading Symbol
Carlyle Group Inc. [ CG ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	General Counsel

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24.1 - Power of Attorney

No securities are beneficially owned.

	/s/ Anne K. Frederick by power of attorney for Kate E. Heinzelman	07/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)