STOCK TITAN
  1. Home
  2. Sec-filings
  3. CG
  4. [8-K] Carlyle Group Inc. Reports Material Event

Carlyle (NASDAQ: CG) taps ex-CIA legal chief Kate Heinzelman as General Counsel

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

The Carlyle Group Inc. appointed Kate Heinzelman as General Counsel, effective June 29, 2026, succeeding longtime General Counsel Jeffrey W. Ferguson, who will become a Senior Advisor. Heinzelman will report directly to CEO Harvey Schwartz and lead Carlyle’s global legal and compliance organization.

She previously served as General Counsel of the Central Intelligence Agency and held senior roles at the Department of Justice, the Department of Health & Human Services, the White House Counsel’s Office and in private practice. Carlyle highlights that it managed $475 billion of assets under management as of March 31, 2026, with more than 2,500 employees across 28 offices.

Positive

  • None.

Negative

  • None.

Insights

Carlyle announces a planned transition to a new General Counsel with deep government experience.

The filing describes a leadership transition in the legal function at Carlyle. Kate Heinzelman will become General Counsel on June 29, 2026, and Jeffrey W. Ferguson, who has served in this role since 1999, will move to a Senior Advisor position.

Heinzelman’s background includes serving as General Counsel of the Central Intelligence Agency from 2022 to 2025 and senior posts at the Department of Justice, the Department of Health & Human Services, the White House Counsel’s Office, and in private practice. This suggests continuity in legal oversight with added public‑sector regulatory experience.

For a global investment firm managing $475 billion of assets under management as of March 31, 2026, the General Counsel role is central to handling complex legal and compliance matters. The planned transition date and Ferguson’s continued advisory role indicate an orderly handover rather than an abrupt change.

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers Governance
Key personnel changes including departures, elections, or appointments of directors and executive officers.
Item 7.01 Regulation FD Disclosure Disclosure
Material non-public information disclosed under Regulation Fair Disclosure, often investor presentations or guidance.
Item 9.01 Financial Statements and Exhibits Exhibits
Financial statements, pro forma financial information, and exhibit attachments filed with this report.
Assets under management $475 billion As of March 31, 2026
Employees More than 2,500 people Global headcount described in About Carlyle section
Offices 28 offices Across four continents, as described in About Carlyle
General Counsel effective date June 29, 2026 Date Kate Heinzelman becomes General Counsel
Ferguson GC tenure start 1999 Year Jeffrey W. Ferguson began serving as General Counsel
General Counsel financial
"Carlyle Appoints Kate Heinzelman as General Counsel Washington, D.C. and New York, NY, June 1, 2026 – Global investment firm Carlyle (NASDAQ: CG) today announced that Kate Heinzelman will join the firm as General Counsel"
A general counsel is the chief lawyer of an organization, responsible for overseeing all legal matters and ensuring the company complies with laws and regulations. Think of them as the organization's legal advisor or navigator, helping to prevent legal problems before they happen. Their role matters to investors because they help protect the company from legal risks that could impact its success and value.
Senior Advisor financial
"As previously announced, Jeffrey Ferguson, who has served as Carlyle’s General Counsel since 1999, will transition to a Senior Advisor role effective June 29, 2026."
assets under management financial
"With $475 billion of assets under management as of March 31, 2026, Carlyle’s purpose is to invest wisely and create value"
Assets under management (AUM) is the total value of all the investments that a financial company or fund is responsible for overseeing on behalf of its clients. It’s like a big bucket that shows how much money the firm is managing for people or organizations. A higher AUM often indicates a larger, more trusted company, and it can influence how much money they earn and the services they can offer.
forward-looking statements regulatory
"This press release may contain forward-looking statements within the meaning of Section 27A of the Securities Act of 1933"
Forward-looking statements are predictions or plans that companies share about what they expect to happen in the future, like estimating sales or profits. They matter because they help investors understand a company's outlook, but since they are based on guesses and assumptions, they can sometimes be wrong.
Risk Factors regulatory
"those described in this press release and under the section entitled “Risk Factors” in our Annual Report on Form 10-K for the year ended December 31, 2025"
Risk factors are elements or conditions that could cause an investment's value to decrease or lead to potential losses. They are like warning signs or obstacles that can affect the success of an investment, making it uncertain or more unpredictable. Recognizing risk factors helps investors understand the possible challenges and make more informed decisions.
See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Understanding 8-K Material Events →
false000152716600015271662026-06-012026-06-010001527166us-gaap:CommonStockMember2026-06-012026-06-010001527166us-gaap:SubordinatedDebtMember2026-06-012026-06-01
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 1, 2026
Carlyle_Logo_RGB.jpg
The Carlyle Group Inc.
(Exact name of registrant as specified in its charter)
Delaware
 
001-35538
 
45-2832612
(State or Other Jurisdiction
of Incorporation)
 
(Commission
File Number)
 
(IRS Employer
Identification No.)
1001 Pennsylvania Avenue, NW
Washington, DC 20004-2505
(Address of Principal Executive Offices, Including Zip Code)
(202) 729-5626
(Registrant’s Telephone Number, Including Area Code)
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any
of the following provisions (see General Instruction A.2. below):
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock
CG
The Nasdaq Global Select Market
4.625% Subordinated Notes due 2061 of Carlyle Finance
L.L.C.
CGABL
The Nasdaq Global Select Market
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.02
Departure of Directors or Certain Officers; Election of Directors; Appointment of
Certain Officers; Compensatory Arrangements of Certain Officers.
As previously disclosed on December 5, 2025, Jeffrey W. Ferguson, General Counsel of The Carlyle Group Inc. (the
“Company” or “Carlyle”), informed the Company of his intention to retire as General Counsel in 2026. On June 1, 2026,
Carlyle announced that it had appointed Kate Heinzelman as the Company’s General Counsel, effective June 29, 2026, at which
time Mr. Ferguson will become a Senior Advisor to Carlyle.
Item 7.01
Regulation FD Disclosure.
A copy of the Company’s press release regarding the matters described above has been furnished as Exhibit 99.1 to this Current
Report on Form 8-K.
Item 9.01
Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.
Description
99.1
Press release of The Carlyle Group Inc., dated June 1, 2026.
104
Cover Page Interactive Data File (embedded within the Inline XBRL document).
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
 
 
The Carlyle Group Inc.
Date: June 1, 2026
 
 
By:
 
/s/ Justin V. Plouffe
 
 
Name:
 
Justin V. Plouffe
 
 
Title:
 
Chief Financial Officer
Page | 1
Exhibit 99.1
Carlyle Appoints Kate Heinzelman as General Counsel
Washington, D.C. and New York, NY, June 1, 2026 – Global investment firm Carlyle (NASDAQ: CG) today
announced that Kate Heinzelman will join the firm as General Counsel effective June 29, 2026. Heinzelman will
report directly to Chief Executive Officer Harvey Schwartz and will oversee Carlyle’s global legal and compliance
organization.
Heinzelman is an accomplished legal and strategic advisor with experience in both the public and private sectors.
From 2022 to 2025, she served as General Counsel of the Central Intelligence Agency, where she was the agency’s
chief legal officer. Prior to the CIA, Heinzelman served as Chief Counselor to the U.S. Attorney General at the
Department of Justice and held senior roles in government and private practice, including as Partner at Sidley
Austin LLP, Deputy General Counsel at the U.S. Department of Health & Human Services and Associate Counsel
to the President in the White House Counsel’s Office. 
Harvey Schwartz, Chief Executive Officer of Carlyle, said, “Kate is a world-class legal leader whose work at senior
levels of government, breadth of experience, and ability to advise through highly complex, mission-critical
situations make her exceptionally well suited for this role. She brings extraordinary judgment, leadership and
strategic perspective, and she will be an outstanding partner to our leadership team as we continue to drive long-
term growth.”
Kate Heinzelman said, “I’m honored to join Carlyle and excited to partner with the firm’s exceptional leadership
and talented teams around the world. Carlyle has built a leading global platform with a strong culture and
reputation, and I look forward to helping the firm navigate the dynamic legal and regulatory landscape while
supporting its continued growth and evolution.”
As previously announced, Jeffrey Ferguson, who has served as Carlyle’s General Counsel since 1999, will
transition to a Senior Advisor role effective June 29, 2026. As a Senior Advisor, Ferguson will support the
leadership transition and continue advising the firm on strategic matters.
Schwartz continued, “Jeff has played a defining role in shaping Carlyle’s legal, governance and compliance
framework over more than 25 years. We are grateful for his leadership and many contributions to the firm, and we
look forward to continuing to work closely with him during this transition.”
About Kate Heinzelman
Kate Heinzelman will join Carlyle as General Counsel effective June 29, 2026, and will be based in Washington,
D.C.
Heinzelman served as General Counsel of the Central Intelligence Agency from July 2022 to January 2025, where
she oversaw legal advice across Agency operations, advised senior leadership, and managed the legal workforce.
Prior to the CIA, Heinzelman served as Chief Counselor to the U.S. Attorney General at the Department of Justice
and previously held senior roles in government and private practice, including as Partner at Sidley Austin LLP,
Deputy General Counsel at the U.S. Department of Health & Human Services and Associate Counsel to the
President in the White House Counsel’s Office.
She has also served as a visiting lecturer at both Harvard Law School and Yale Law School.
Heinzelman received her J.D. from Yale Law School and her B.A., summa cum laude, from Yale University.
Page | 2
About Carlyle
Carlyle (NASDAQ: CG) is a global investment firm with deep industry expertise that deploys private capital across
three business segments: Global Private Equity, Global Credit, and Carlyle AlpInvest. With $475 billion of assets
under management as of March 31, 2026, Carlyle’s purpose is to invest wisely and create value on behalf of its
investors, portfolio companies, and the communities in which we live and invest. Carlyle employs more than 2,500
people in 28 offices across four continents. Further information is available at www.carlyle.com. Follow Carlyle on
X @OneCarlyle and LinkedIn at The Carlyle Group.
Media
Brittany Bensaull
+1 (212) 813-4839
brittany.bensaull@carlyle.com
Public Investor Relations
Daniel Harris
+1 (212) 813-4527
daniel.harris@carlyle.com
Forward-Looking Statements
This press release may contain forward-looking statements within the meaning of Section 27A of the Securities Act
of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. These statements
include, but are not limited to, statements related to our expectations, estimates, beliefs, projections, future plans and
strategies, anticipated events or trends, and similar expressions and statements that are not historical facts, including
our expectations regarding the performance of our business, our financial results, our liquidity and capital resources,
contingencies, and our dividend policy. You can identify these forward-looking statements by the use of words such
as “outlook,” “believes,” “expects,” “potential,” “continues,” “may,” “will,” “should,” “seeks,” “approximately,”
“predicts,” “intends,” “plans,” “estimates,” “anticipates,” or the negative version of these words or other comparable
words. Such forward-looking statements are subject to various risks, uncertainties, and assumptions. Accordingly,
there are or will be important factors that could cause actual outcomes or results to differ materially from those
indicated in these statements including, but not limited to, those described in this press release and under the section
entitled “Risk Factors” in our Annual Report on Form 10-K for the year ended December 31, 2025, filed with the
U.S. Securities and Exchange Commission (“SEC”) on February 27, 2026, as such factors may be updated from
time to time in our periodic filings with the SEC, which are accessible on the SEC’s website at www.sec.gov. These
factors should not be construed as exhaustive and should be read in conjunction with the other cautionary statements
that are included in this press release and in our other periodic filings with the SEC. We undertake no obligation to
publicly update or review any forward-looking statements, whether as a result of new information, future
developments, or otherwise, except as required by applicable law.
This press release does not constitute an offer for any Carlyle fund.

Source: View Original Filing on SEC EDGAR

FAQ

What leadership change did Carlyle (CG) announce in this Form 8-K?

Carlyle announced a change in its top legal role. Kate Heinzelman will become General Counsel effective June 29, 2026, while longtime General Counsel Jeffrey W. Ferguson will transition to a Senior Advisor role, supporting leadership and continuing to advise on strategic matters.

Who is Kate Heinzelman, Carlyle’s incoming General Counsel?

Kate Heinzelman is an experienced public- and private-sector lawyer. She previously served as General Counsel of the Central Intelligence Agency from 2022 to 2025 and held senior roles at the Department of Justice, HHS, the White House Counsel’s Office, and as a partner at Sidley Austin LLP.

When will Kate Heinzelman assume the General Counsel role at Carlyle (CG)?

Kate Heinzelman will assume the General Counsel role on June 29, 2026. On that date she will begin reporting directly to CEO Harvey Schwartz, overseeing Carlyle’s global legal and compliance organization while Jeffrey W. Ferguson becomes a Senior Advisor to the firm.

What role will Jeffrey W. Ferguson have at Carlyle after June 29, 2026?

Jeffrey W. Ferguson will serve as a Senior Advisor. After serving as Carlyle’s General Counsel since 1999, he will transition on June 29, 2026, to supporting the leadership transition and continuing to advise the firm on strategic legal and governance matters.

How large is Carlyle’s business as described in this 8-K and press release?

Carlyle reports substantial global scale. The firm states it had $475 billion of assets under management as of March 31, 2026, employs more than 2,500 people, and operates 28 offices across four continents, reflecting the breadth of its private equity and credit platform.

To whom will Carlyle’s new General Counsel report within the firm’s leadership structure?

The new General Counsel will report directly to the CEO. Carlyle states that Kate Heinzelman will report to Chief Executive Officer Harvey Schwartz and will oversee the firm’s global legal and compliance organization once she joins on June 29, 2026.

Filing Exhibits & Attachments

5 documents

Press Releases

Other Documents