Carlyle CFO adds 4,077 shares via dividend

Carlyle Group Inc. Chief Financial Officer Justin Plouffe reported a compensation-related share award.

Rhea-AI Filing Summary

Carlyle Group Inc. Chief Financial Officer Justin Plouffe reported a compensation-related share award. He acquired 4,077 shares of common stock at $0.00 per share as dividend equivalent units tied to previously granted restricted stock unit awards and the company’s quarterly dividend. Following this grant, he directly holds 911,225 common shares.

Insider Trade Summary

Grant/Award: 4,077 shares

Grant/Award 1 txn

Insider Plouffe Justin

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	4,077	$0.00	$0.00

Holdings After Transaction: Common Stock — 911,225 shares (Direct)

Footnotes (1)

1. F1. Represents dividend equivalent units accrued on certain existing restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Carlyle Group (CG) report for its CFO?

Carlyle Group’s CFO Justin Plouffe received 4,077 shares of common stock as a compensation-related award. These shares are dividend equivalent units linked to existing restricted stock units and the company’s quarterly dividend, increasing his direct holdings to 911,225 shares.

Was the Carlyle Group (CG) CFO’s Form 4 transaction a market purchase or sale?

The Form 4 shows no market purchase or sale. Justin Plouffe acquired 4,077 shares through a grant classified as dividend equivalent units on existing restricted stock unit awards, with no cash price per share reported in the filing for this transaction.

How many Carlyle Group (CG) shares does the CFO hold after this Form 4?

After the reported grant, Justin Plouffe directly holds 911,225 shares of Carlyle Group common stock. This total includes the 4,077 dividend equivalent units credited in connection with the company’s quarterly dividend on his prior restricted stock unit awards.

What are dividend equivalent units in the Carlyle Group (CG) CFO’s award?

The filing describes the 4,077 acquired shares as dividend equivalent units accrued on existing restricted stock unit awards. They are credited in connection with Carlyle’s quarterly dividend and will vest on the same schedule and terms as the underlying restricted stock units.

How will the Carlyle Group (CG) CFO’s new dividend equivalent units vest?

The 4,077 dividend equivalent units will vest on the same schedule as the underlying restricted stock unit awards. The filing states they follow the same terms and conditions, meaning their vesting is tied directly to those previously granted restricted stock units.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/29/2026 - 05:11 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Plouffe Justin

(Last) (First) (Middle)

1001 PENNSYLVANIA AVENUE, NW

(Street)

WASHINGTON DISTRICT OF COLUMBIA 20004

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Carlyle Group Inc. [ CG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/28/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/28/2026		A(1)		4,077	A	$0	911,225	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents dividend equivalent units accrued on certain existing restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

Remarks:

	/s/ Anne K. Frederick by Power of Attorney for Justin Plouffe	05/29/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)