[Form 4] Carlyle Group Inc. Insider Trading Activity
The Carlyle Group and affiliated entities reported a Section 16 Form 4 disclosing transactions in CommScope Holding Company, Inc. (COMM) securities dated 09/30/2025. The filing shows receipt of 17,343 shares of Series A Convertible Preferred Stock as a payment-in-kind dividend and reports 630,653 shares of Common Stock and beneficial ownership of 1,278,653 shares following the reported transactions. Each Preferred share is initially convertible into 36.3636 shares of Common Stock and carries a cumulative dividend of 5.5% per year, payable quarterly. The Preferred has no stated maturity and may be mandatorily converted after three years if specified conditions are met. Multiple Carlyle entities are listed as reporting persons and disclaim ownership except for any pecuniary interest.
Il gruppo Carlyle e le entità affiliate hanno riferito un modulo Form 4 della Sezione 16 che divulga transazioni in titoli CommScope Holding Company, Inc. (COMM) datati 30/09/2025. La presentazione mostra la ricezione di 17.343 azioni di Azioni privilegiate convertibili di Serie A come dividendo in natura e riporta 630.653 azioni ordinarie e una proprietà beneficiaria di 1.278.653 azioni a seguito delle transazioni riportate. Ogni azione privilegiata è inizialmente convertibile in 36,3636 azioni ordinarie e comporta un dividendo cumulativo del 5,5% all'anno, pagabile trimestralmente. Il privilegio non ha una scadenza dichiarata e può essere convertito obbligatoriamente dopo tre anni se sono soddisfatte condizioni specificate. Diverse entità Carlyle sono elencate come soggetti che riportano e si declinano da qualsiasi interesse pecuniario.
El grupo Carlyle y las entidades afiliadas informaron un Formulario 4 de la Sección 16 que divulga transacciones en valores de CommScope Holding Company, Inc. (COMM) con fecha 30/09/2025. La presentación muestra la recepción de 17.343 acciones de Acciones Preferentes Convertibles de Serie A como dividendo en especie y reporta 630.653 acciones ordinarias y una titularidad beneficiosa de 1.278.653 acciones tras las transacciones reportadas. Cada acción preferente es inicialmente convertible en 36,3636 acciones ordinarias y conlleva un dividendo acumulativo del 5,5% por año, pagadero trimestralmente. El preferente no tiene vencimiento declarado y puede convertirse obligatoriamente después de tres años si se cumplen condiciones especificadas. Varias entidades de Carlyle figuran como partes informantes y renuncian a la propiedad excepto por cualquier interés pecuniario.
The Carlyle Group 및 관련 법인은 CommScope Holding Company, Inc. (COMM) 증권에 관한 거래를 공개하는 섹션 16 폼 4를 보고했으며 날짜는 2025년 9월 30일입니다. 이 제출은 현물 배당으로 시리즈 A 전환 가능 우선주를 17,343주 수령했음을 보여주고, 신고된 거래 이후 630,653주의 보통주와 1,278,653주의 수익 소유권을 보고합니다. 각 우선주는 처음에 36.3636주의 보통주로 전환 가능하며 연간 5.5%의 누적 배당금을 분기마다 지급합니다. 우선주는 명시된 만기가 없으며 특정 조건이 충족되면 3년 후 의무적으로 전환될 수 있습니다. 여러 Carlyle 계열사가 보고 당사자로 기재되어 있으며 금전적 이해관계를 제외하고 소유를 부인합니다.
Le groupe Carlyle et les entités affiliées ont déclaré un Formulaire 4 de la Section 16 divulguant des transactions sur des titres de CommScope Holding Company, Inc. (COMM) datés du 30/09/2025. Le dépôt indique la réception de 17 343 actions de Actions privilégiées convertibles de série A comme dividende en nature et rapporte 630 653 actions ordinaires et une propriété bénéficiaire de 1 278 653 actions après les transactions signalées. Chaque action privilégiée est initialement convertible en 36,3636 actions ordinaires et porte un dividende cumulatif de 5,5% par an, payable trimestriellement. Le privilégié n’a pas de date d’échéance déclarée et peut être converti obligatoirement après trois ans si les conditions spécifiées sont remplies. Plusieurs entités Carlyle sont listées comme personnes qui déclarent et renoncent à toute propriété, sauf pour tout intérêt pécuniaire.
The Carlyle Group und angeschlossene Einheiten meldeten ein Section 16 Form 4, das Transaktionen in Wertpapieren von CommScope Holding Company, Inc. (COMM) mit Datum 30.09.2025 offenlegt. Die Einreichung zeigt den Erhalt von 17.343 Aktien von Série-A wandelbare Vorzugsaktien als Naturaldividende und berichtet 630.653 Stammaktien sowie eine beherrschende Eigentümerschaft von 1.278.653 Aktien nach den gemeldeten Transaktionen. Jede Vorzugsaktie ist anfänglich in 36,3636 Stammaktien wandelbar und trägt eine kumulative Dividende von 5,5% pro Jahr, vierteljährlich auszuzahlen. Die Vorzugsaktie hat kein festgelegtes Fälligkeitsdatum und kann nach drei Jahren zwingend umgewandelt werden, wenn bestimmte Bedingungen erfüllt sind. Mehrere Carlyle-Gesellschaften sind als meldende Personen aufgeführt und verzichten auf Eigentumsansprüche, außer auf jegliches finanzielles Interesse.
مجموعة كارلايل والشركات التابعة لها قد أبلغت عن نموذج القسم 16 من النموذج 4 يكشف عن معاملات في أوراق CommScope Holding Company, Inc. (COMM) بتاريخ 30/09/2025. يوضح الملف تلقي 17,343 سهماً من الأسهم الممتازة القابلة للتحويل من الفئة أ كأرباح عينية ويورد 630,653 سهماً من الأسهم العادية وملكية مستفيدة بــ 1,278,653 سهماً عقب الصفقة المبلغ عنها. كل سهم ممتاز قابل للتحويل مبدئياً إلى 36.3636 سهماً من الأسهم العادية ويحمل توزيعا تراكمياً بنسبة 5.5% سنوياً، يُدفع ربعياً. ليس للسهم الممتاز تاريخ استحقاق محدد وقد يتم تحويله إجبارياً بعد ثلاث سنوات إذا تحققت شروط محددة. تُذكر عدة كيانات من Carlyle كأشخاص للإبلاغ وتنفي الملكية باستثناء أي مصلحة مالية.
The Carlyle Group 及其关联实体已报告一份第16条表格4，披露在CommScope Holding Company, Inc. (COMM) 的证券上的交易，日期为2025/09/30。该备案显示收到17,343股A系列可转换优先股，作为实物分红，并报告在披露交易后持有630,653股普通股以及受益所有权为1,278,653股。每股优先股最初可换为36.3636股普通股，年息为5.5%，按季度支付。优先股无明确到期日，如满足特定条件，三年后可强制转换。多家Carlyle实体被列为申报人，并在除任何金钱利益之外，否认所有权。
- 17,343 shares of Series A Convertible Preferred Stock were received as a payment-in-kind dividend
- Preferred carries a cumulative dividend of 5.5% per year, payable quarterly
- Conversion ratio is explicitly stated as 36.3636 Common shares per Preferred share
- Preferred is convertible into Common shares (initially 36.3636 per share), which may increase Common shares outstanding if converted
- Preferred may be mandatorily converted after the three-year anniversary if specified conditions are met
Insights
Large affiliated ownership and convertible preferred issuance disclosed; conversion terms and dividend rate are explicit.
The filing documents that Carlyle entities received 17,343 shares of Series A Convertible Preferred Stock as a payment-in-kind dividend, and that the Preferred is convertible into Common at a rate of 36.3636 shares per Preferred share. These mechanics are significant because they define a concrete future supply of Common Stock that could be issued upon conversion.
The Preferred carries a cumulative 5.5% annual dividend paid quarterly and has no stated maturity; it may be mandatorily converted after three years if conditions are met, which is a contractual timeline investors can monitor.
Filing shows multiple Carlyle entities share reporting responsibilities and include standard beneficial-ownership disclaimers.
The Form 4 names several related entities as reporting persons and includes the legal disclosure that each may be deemed to share beneficial ownership of the securities held of record by Carlyle Partners VII S1 Holdings, L.P. while disclaiming beneficial ownership except to the extent of any pecuniary interest. The signatures certify the filing dates of 10/02/2025.
Il gruppo Carlyle e le entità affiliate hanno riferito un modulo Form 4 della Sezione 16 che divulga transazioni in titoli CommScope Holding Company, Inc. (COMM) datati 30/09/2025. La presentazione mostra la ricezione di 17.343 azioni di Azioni privilegiate convertibili di Serie A come dividendo in natura e riporta 630.653 azioni ordinarie e una proprietà beneficiaria di 1.278.653 azioni a seguito delle transazioni riportate. Ogni azione privilegiata è inizialmente convertibile in 36,3636 azioni ordinarie e comporta un dividendo cumulativo del 5,5% all'anno, pagabile trimestralmente. Il privilegio non ha una scadenza dichiarata e può essere convertito obbligatoriamente dopo tre anni se sono soddisfatte condizioni specificate. Diverse entità Carlyle sono elencate come soggetti che riportano e si declinano da qualsiasi interesse pecuniario.
El grupo Carlyle y las entidades afiliadas informaron un Formulario 4 de la Sección 16 que divulga transacciones en valores de CommScope Holding Company, Inc. (COMM) con fecha 30/09/2025. La presentación muestra la recepción de 17.343 acciones de Acciones Preferentes Convertibles de Serie A como dividendo en especie y reporta 630.653 acciones ordinarias y una titularidad beneficiosa de 1.278.653 acciones tras las transacciones reportadas. Cada acción preferente es inicialmente convertible en 36,3636 acciones ordinarias y conlleva un dividendo acumulativo del 5,5% por año, pagadero trimestralmente. El preferente no tiene vencimiento declarado y puede convertirse obligatoriamente después de tres años si se cumplen condiciones especificadas. Varias entidades de Carlyle figuran como partes informantes y renuncian a la propiedad excepto por cualquier interés pecuniario.
The Carlyle Group 및 관련 법인은 CommScope Holding Company, Inc. (COMM) 증권에 관한 거래를 공개하는 섹션 16 폼 4를 보고했으며 날짜는 2025년 9월 30일입니다. 이 제출은 현물 배당으로 시리즈 A 전환 가능 우선주를 17,343주 수령했음을 보여주고, 신고된 거래 이후 630,653주의 보통주와 1,278,653주의 수익 소유권을 보고합니다. 각 우선주는 처음에 36.3636주의 보통주로 전환 가능하며 연간 5.5%의 누적 배당금을 분기마다 지급합니다. 우선주는 명시된 만기가 없으며 특정 조건이 충족되면 3년 후 의무적으로 전환될 수 있습니다. 여러 Carlyle 계열사가 보고 당사자로 기재되어 있으며 금전적 이해관계를 제외하고 소유를 부인합니다.
Le groupe Carlyle et les entités affiliées ont déclaré un Formulaire 4 de la Section 16 divulguant des transactions sur des titres de CommScope Holding Company, Inc. (COMM) datés du 30/09/2025. Le dépôt indique la réception de 17 343 actions de Actions privilégiées convertibles de série A comme dividende en nature et rapporte 630 653 actions ordinaires et une propriété bénéficiaire de 1 278 653 actions après les transactions signalées. Chaque action privilégiée est initialement convertible en 36,3636 actions ordinaires et porte un dividende cumulatif de 5,5% par an, payable trimestriellement. Le privilégié n’a pas de date d’échéance déclarée et peut être converti obligatoirement après trois ans si les conditions spécifiées sont remplies. Plusieurs entités Carlyle sont listées comme personnes qui déclarent et renoncent à toute propriété, sauf pour tout intérêt pécuniaire.
The Carlyle Group und angeschlossene Einheiten meldeten ein Section 16 Form 4, das Transaktionen in Wertpapieren von CommScope Holding Company, Inc. (COMM) mit Datum 30.09.2025 offenlegt. Die Einreichung zeigt den Erhalt von 17.343 Aktien von Série-A wandelbare Vorzugsaktien als Naturaldividende und berichtet 630.653 Stammaktien sowie eine beherrschende Eigentümerschaft von 1.278.653 Aktien nach den gemeldeten Transaktionen. Jede Vorzugsaktie ist anfänglich in 36,3636 Stammaktien wandelbar und trägt eine kumulative Dividende von 5,5% pro Jahr, vierteljährlich auszuzahlen. Die Vorzugsaktie hat kein festgelegtes Fälligkeitsdatum und kann nach drei Jahren zwingend umgewandelt werden, wenn bestimmte Bedingungen erfüllt sind. Mehrere Carlyle-Gesellschaften sind als meldende Personen aufgeführt und verzichten auf Eigentumsansprüche, außer auf jegliches finanzielles Interesse.
FAQ
What securities did Carlyle report acquiring in the Form 4 for COMM?
What is the conversion rate of the Series A Convertible Preferred Stock reported?
Does the Preferred carry a dividend?
Is the Preferred redeemable or subject to mandatory conversion?
Which Carlyle entities filed the Form 4?
