Carlyle Group (CG) CEO gains 19,240 dividend stock units

Rhea-AI Filing Summary

Carlyle Group Inc. (CG) reported that Chief Executive Officer and director Harvey M. Schwartz received an automatic increase in his equity-based compensation holdings. On 2026-08-26, he acquired 19,240 shares of Common Stock at $0.00 per share, representing dividend equivalent units accrued on previously granted time-based and performance-based restricted stock unit awards tied to Carlyle’s quarterly dividend. Following this accrual, Schwartz directly holds 5,273,362 shares of Carlyle common stock, with the new dividend equivalent units vesting on the same schedule and subject to the same terms and conditions as the underlying RSU awards.

Insider Trade Summary

Net Buyer: 19,240 shares

Net Buy 1 txn

Insider SCHWARTZ HARVEY M

Role Chief Executive Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	19,240	$0.00	$0.00

Holdings After Transaction: Common Stock — 5,273,362 shares (Direct)

Footnotes (1)

1. F1. Represents dividend equivalent units accrued on existing time-based and performance-based restricted stock unit awards granted on February 15, 2023, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

Key Figures

Shares acquired: 19,240 shares of Common Stock Transaction price per share: $0.00 per share Total shares following transaction: 5,273,362 shares +2 more

5 metrics

Shares acquired 19,240 shares of Common Stock Dividend equivalent units accrued on RSU awards on 2026-08-26

Transaction price per share $0.00 per share Reported price for the 19,240 dividend equivalent units

Total shares following transaction 5,273,362 shares Direct holdings of Harvey M. Schwartz after the 2026-08-26 accrual

Original RSU grant date February 15, 2023 Date of the underlying time-based and performance-based RSU awards

Form type Form 4 Insider transaction report for Carlyle Group Inc.

Key Terms

dividend equivalent units, time-based restricted stock unit awards, performance-based restricted stock unit awards, quarterly dividend

4 terms

dividend equivalent units financial

"Represents dividend equivalent units accrued on existing time-based and performance-based"

Dividend equivalent units are bookkeeping credits that mirror cash dividends paid on actual shares, granted to holders of stock-based awards such as restricted stock units or deferred compensation. They matter to investors because they increase a company’s reported employee compensation cost and can lead to issuance of more shares or cash payouts over time, similar to extra pay linked to ownership that affects shareholder dilution and corporate cash flow.

time-based restricted stock unit awards financial

"accrued on existing time-based and performance-based restricted stock unit awards"

performance-based restricted stock unit awards financial

"accrued on existing time-based and performance-based restricted stock unit awards"

Performance-based restricted stock unit awards are promises to deliver company shares to employees or executives only if the company or individual hits specific performance targets over a set period. They behave like a conditional stock bonus: the recipient does not own the shares until the performance and any time-based vesting conditions are met. Investors watch these awards because they affect future share dilution, reveal how management pay is tied to results, and signal what metrics the company prioritizes.

quarterly dividend financial

"in connection with the issuer's quarterly dividend. Such dividend equivalent units"

A quarterly dividend is a payment a company gives to its shareholders four times a year, usually as a share of its profits. It's like getting a small bonus every few months for owning the company's stock, which can provide a steady income. Investors watch these payments to see how well a company is doing and whether it’s a good investment.

FAQ

What insider transaction did Carlyle Group Inc. (CG) report for Harvey M. Schwartz?

Carlyle reported that CEO Harvey M. Schwartz acquired 19,240 shares of Common Stock on 2026-08-26. These shares represent dividend equivalent units accrued on existing restricted stock unit awards in connection with the company’s quarterly dividend, at a reported price of $0.00 per share.

How many Carlyle (CG) shares does Harvey M. Schwartz hold after this transaction?

After the reported transaction, Harvey M. Schwartz directly holds 5,273,362 shares of Carlyle Group Inc. common stock. This includes the 19,240 dividend equivalent units that accrued on existing time-based and performance-based restricted stock unit awards.

What is the nature of the 19,240 Carlyle (CG) shares acquired by Harvey M. Schwartz?

The 19,240 shares are dividend equivalent units accrued on existing time-based and performance-based restricted stock unit awards originally granted on February 15, 2023. They were earned in connection with Carlyle’s quarterly dividend and are not a cash purchase of shares.

At what price were the 19,240 Carlyle (CG) shares reported for Harvey M. Schwartz?

The acquisition of 19,240 shares of Carlyle common stock by Harvey M. Schwartz was reported at a price of $0.00 per share. This reflects that the shares are dividend equivalent units granted as part of existing equity awards, not bought in an open-market transaction.

When will the new dividend equivalent units for Carlyle (CG) vest for Harvey M. Schwartz?

The filing states that the dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying time-based and performance-based restricted stock unit awards granted on February 15, 2023.

Were Harvey M. Schwartz’s new Carlyle (CG) shares linked to the company’s quarterly dividend?

Yes. The 19,240 dividend equivalent units accrued in connection with Carlyle Group Inc.’s quarterly dividend and are tied to previously granted time-based and performance-based restricted stock unit awards.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/28/2026 - 05:03 PM Accepted by SEC EDGAR 08/28/2026 - 05:02 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SCHWARTZ HARVEY M

(Last) (First) (Middle)

1001 PENNSYLVANIA AVENUE, NW

(Street)

WASHINGTON DISTRICT OF COLUMBIA 20004

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Carlyle Group Inc. [ CG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/26/2026		A(1)		19,240	A	$0	5,273,362	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents dividend equivalent units accrued on existing time-based and performance-based restricted stock unit awards granted on February 15, 2023, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.

Remarks:

	/s/ Anne K. Frederick by power of attorney for Harvey M. Schwartz	08/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)