Carlyle Secured Lending CEO files Form 3

Carlyle Secured Lending, Inc. filed an initial Form 3 for CEO and director Alex Chi, covering ownership of its common stock.

Accepted by SEC EDGAR 02/26/2026 - 04:11 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Carlyle Secured Lending, Inc. filed an initial Form 3 for CEO and director Alex Chi, covering ownership of its common stock. The filing reports that Chi’s directly held common stock position is 0 shares following the reported status. The single reported entry is categorized as a holding with an unknown transaction code and does not show any buy or sell activity.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Chi Alex

Role CEO

Type	Security	Shares	Price	Value
Holding	Common Stock	--	--	--

Holdings: Common Stock — 0 shares (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 for Carlyle Secured Lending (CGBD) report for Alex Chi?

The Form 3 shows CEO and director Alex Chi’s beneficial ownership in Carlyle Secured Lending common stock. It reports a directly held position of 0 shares following the reported status, with no accompanying buy or sell transaction activity disclosed.

Did Alex Chi buy or sell Carlyle Secured Lending (CGBD) shares in this Form 3?

No buy or sell activity is shown in this Form 3. The single entry is categorized as a holding with an unknown transaction code, and the filing reports 0 shares of Carlyle Secured Lending common stock directly owned following the reported status.

What type of security is covered in Alex Chi’s Carlyle Secured Lending (CGBD) Form 3?

The Form 3 covers Common Stock of Carlyle Secured Lending, Inc. The filing records Alex Chi’s beneficial ownership status in this security class and indicates a directly held balance of 0 shares after the reported holding entry.

What ownership type is reported for Alex Chi in the Carlyle Secured Lending (CGBD) Form 3?

The filing classifies Alex Chi’s reported position as direct ownership. Under this Form 3, his directly owned Carlyle Secured Lending common stock is shown as 0 shares following the reported holding, with no indirect holdings disclosed in the data provided.

Why is a Form 3 filed for Carlyle Secured Lending (CGBD) if Alex Chi holds 0 shares?

Form 3 establishes an insider’s initial ownership baseline when they become a reporting person. In this case, it records that CEO and director Alex Chi’s directly held Carlyle Secured Lending common stock is 0 shares at the time of this initial ownership report.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Chi Alex

(Last) (First) (Middle)

ONE VANDERBILT AVE.

SUITE 3400

(Street)

NEW YORK NY 10017

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
02/18/2026

3. Issuer Name and Ticker or Trading Symbol
Carlyle Secured Lending, Inc. [ CGBD ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CEO

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	0	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	/s/ Joshua Lefkowitz, attorney-in-fact	02/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.