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Carlyle Secured Lending (CGBD) CFO and President buys 4,430 shares

Filing Impact
(Neutral)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Carlyle Secured Lending, Inc. reported an insider share purchase by its CFO and President, Thomas M. Hennigan. On March 4, 2026, he bought 4,430 shares of common stock in an open-market transaction at a price of $11.26 per share.

After this transaction, he directly owned 101,324.587 shares of Carlyle Secured Lending common stock. The filing classifies this as a direct ownership position and records the trade under the standard purchase code for open-market or private transactions.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hennigan Thomas M

(Last) (First) (Middle)
ONE VANDERBILT AVENUE
SUITE 3400

(Street)
NEW YORK NY 10017

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Carlyle Secured Lending, Inc. [ CGBD ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
CFO and President
3. Date of Earliest Transaction (Month/Day/Year)
03/04/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/04/2026 P 4,430 A $11.26 101,324.587 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
/s/ Thomas Hennigan 03/05/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did CGBD report for Thomas M. Hennigan?

Carlyle Secured Lending, Inc. reported that CFO and President Thomas M. Hennigan bought 4,430 common shares on March 4, 2026. The purchase was an open-market transaction at $11.26 per share, increasing his directly held position in the company.

How many Carlyle Secured Lending (CGBD) shares does Thomas M. Hennigan now hold?

After the reported transaction, Thomas M. Hennigan directly holds 101,324.587 shares of Carlyle Secured Lending common stock. This total reflects his position following the March 4, 2026 open-market purchase of 4,430 shares at $11.26 per share.

At what price did the CGBD insider buy shares on March 4, 2026?

On March 4, 2026, Thomas M. Hennigan bought Carlyle Secured Lending common stock at $11.26 per share. The Form 4 specifies this price for his open-market purchase of 4,430 shares, which increased his directly owned holdings in the company.

Was the CGBD insider transaction a buy or sell by Thomas M. Hennigan?

The transaction was a buy. The Form 4 classifies it as an open-market purchase, with transaction code P and direction labeled as a purchase. Thomas M. Hennigan acquired 4,430 Carlyle Secured Lending common shares at $11.26 per share.

What role does Thomas M. Hennigan hold at Carlyle Secured Lending (CGBD)?

Thomas M. Hennigan serves as both Chief Financial Officer and President of Carlyle Secured Lending, Inc. The Form 4 identifies him as an officer and director, and this transaction reflects his direct ownership of the company’s common stock.

How is the ownership from the CGBD insider trade classified?

The ownership from this transaction is classified as direct. The Form 4 marks the transaction with a direct ownership code, indicating that the 4,430 purchased shares, and the total 101,324.587 shares afterward, are held directly by Thomas M. Hennigan.
Carlyle Secured

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