Carlyle Secured Lending CEO buys 9,000 shares

Carlyle Secured Lending, Inc. director and CEO Alex Chi reported an open-market purchase of 9,000 shares of common stock.

Accepted by SEC EDGAR 03/10/2026 - 04:06 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Carlyle Secured Lending, Inc. director and CEO Alex Chi reported an open-market purchase of 9,000 shares of common stock. The shares were bought on March 9, 2026 at an average price of $10.7919 per share, within a range of $10.76 to $10.82. Following this transaction, Chi directly owns 9,000 shares.

Insider Trade Summary

Net Buyer: 9,000 shares

Net Buy 1 txn

Insider Chi Alex

Role CEO

Bought 9,000 shs ($97K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	9,000	$10.7919	$97K

Holdings After Transaction: Common Stock — 9,000 shares (Direct)

Footnotes (1)

1. F1. Represents the average purchase price per share. The shares were purchased at prices ranging from $10.76 to $10.82 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

FAQ

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What insider transaction did Carlyle Secured Lending (CGBD) report in this Form 4?

Carlyle Secured Lending reported that CEO and director Alex Chi bought 9,000 shares of common stock. The open-market purchase was completed on March 9, 2026 and is now reflected in his direct ownership position.

At what price did Alex Chi buy Carlyle Secured Lending (CGBD) shares?

Alex Chi’s 9,000-share purchase was made at an average price of $10.7919 per share. According to the disclosure, individual trades occurred within a price range from $10.76 to $10.82 per share during the transaction.

How many Carlyle Secured Lending (CGBD) shares does Alex Chi own after this transaction?

After the reported transaction, Alex Chi directly owns 9,000 shares of Carlyle Secured Lending common stock. This reflects the full amount purchased in the open market on March 9, 2026 as disclosed in the Form 4 filing.

Was the Carlyle Secured Lending (CGBD) insider transaction a purchase or a sale?

The reported insider transaction was a purchase. CEO and director Alex Chi executed an open-market buy of 9,000 shares of Carlyle Secured Lending common stock, as indicated by transaction code “P” for purchase in the Form 4.

Did the Form 4 for Carlyle Secured Lending (CGBD) mention a price range for the insider trade?

Yes. The filing notes that Alex Chi’s shares were purchased at prices ranging from $10.76 to $10.82 per share. The stated average purchase price for the 9,000 shares acquired in the open market was disclosed as $10.7919 per share.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Chi Alex

(Last) (First) (Middle)

ONE VANDERBILT AVE.

SUITE 3400

(Street)

NEW YORK NY 10017

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Carlyle Secured Lending, Inc. [ CGBD ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CEO

3. Date of Earliest Transaction (Month/Day/Year)
03/09/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/09/2026		P		9,000	A	$10.7919(1)	9,000	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the average purchase price per share. The shares were purchased at prices ranging from $10.76 to $10.82 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Remarks:

	/s/ Joshua Lefkowitz, attorney-in-fact	03/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.