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[8-K/A] Capstone Green Energy Holdings, Inc. Amends Material Event Report

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
8-K/A
Rhea-AI Filing Summary

Capstone Green Energy Holdings (CGEH) filed an 8-K/A to add compensation details for Interim CFO John P. Miller. The company entered a consulting agreement with BBR Financial Solutions, under which it will pay $375 per hour for Miller’s services. Miller was appointed Interim CFO effective November 2, 2025. Following his appointment, the Board named Christopher J. Close as Chair of the Audit Committee. The agreement is filed as Exhibit 10.1.

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K/A

(Amendment No. 1)

CURRENT REPORT

Pursuant to Section 13 or 15 (d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): October 30, 2025

CAPSTONE GREEN ENERGY HOLDINGS, INC.

(Exact name of registrant as specified in its charter)

 

 

 

 

 

Delaware

 

001-15957

 

20-1514270

(State or other jurisdiction

 

(Commission File Number)

 

(IRS Employer

of incorporation)

 

 

 

Identification No.)

      

16640 Stagg Street,

 

 

 

 

Van Nuys, California

 

 

91406

(Address of principal executive offices)

 

 

(Zip Code)

(818734-5300

(Registrant’s telephone number, including area code)

Former name or former address, if changed since last report: N/A

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

Trading Symbol(s)

Name of exchange on which registered

Common Stock, par value $0.001 per share

CGEH

OTCQX

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

Item 5.02

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

On November 5, 2025, Capstone Green Energy Holdings, Inc. (the “Company”) filed a Current Report on Form 8-K (the “Original Report”) reporting that the Company’s Board of Directors (the “Board”) appointed John P. Miller, a member of the Board and the Chair of the Board’s Audit Committee, as Interim Chief Financial Officer, effective as of November 2, 2025. This Amendment No. 1 on Form 8-K/A amends the Original Report to provide additional information regarding new compensatory arrangements between the Company and Mr. Miller in connection with Mr. Miller’s service as Interim Chief Financial Officer that were not available at the time of the filing of the Original Report. The Original Report otherwise remains unchanged.

On November 10, 2025, the Company and BBR Financial Solutions, LLC (“BBR”) entered into a consulting agreement (the “Consulting Agreement”), pursuant to which the Company will pay an hourly rate of $375 directly to BBR for Mr. Miller’s services as Interim Chief Financial Officer.

The foregoing description of the Consulting Agreement is not complete and is subject to and qualified in its entirety by reference to the Consulting Agreement, a copy of which is filed with this Amendment No. 1 on Form 8-K/A as Exhibit 10.1, the terms of which are incorporated by reference herein.

Following Mr. Miller’s appointment as Interim Chief Financial Officer, the Board appointed Christopher J. Close to the Audit Committee to serve as Chair.

Item 9.01

Financial Statements and Exhibits

(d) Exhibits.

Exhibit
Number

 

Description

10.1

Consulting Agreement, dated as of November 10, 2025, between Capstone Green Energy Holdings, Inc. and BBR Financial Solutions, LLC.

104

Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101).

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

CAPSTONE GREEN ENERGY HOLDINGS, INC.

Date: November 14, 2025

By:

/s/ Vince J. Canino

Name: Vince J. Canino

Title: Chief Executive Officer

FAQ

What did CGEH disclose in this 8-K/A?

An amendment adding compensation terms for Interim CFO John P. Miller and noting the appointment of Christopher J. Close as Audit Committee Chair.

What is the Interim CFO compensation for CGEH (CGEH)?

The company will pay $375 per hour to BBR Financial Solutions, LLC for John P. Miller’s services under a consulting agreement.

When did John P. Miller become Interim CFO of CGEH?

Miller’s appointment as Interim Chief Financial Officer was effective November 2, 2025.

Who became Chair of CGEH’s Audit Committee?

Christopher J. Close was appointed to the Audit Committee to serve as Chair following Miller’s appointment.

What is the date of the CGEH consulting agreement?

The consulting agreement between the company and BBR Financial Solutions, LLC is dated November 10, 2025.

Is the consulting agreement available to review?

Yes. It is filed as Exhibit 10.1 to the amendment.

Capstone Green Energy Holdings, Inc Right

OTC:CGEH

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