Welcome to our dedicated page for CAPSTONE ENERGY+ SEC filings (Ticker: CGEH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Capstone Green Energy Holdings, Inc. (CGEH) SEC filings page provides direct access to the company’s regulatory disclosures, including current reports, registration statements, and other documents filed with the U.S. Securities and Exchange Commission. As a smaller reporting company with common stock quoted on the OTCQX Best Market under the symbol CGEH, Capstone uses these filings to report material events, describe its business, and update investors on financial and capital markets activities.
Through its Form 8‑K filings, Capstone reports matters such as private investment in public equity (PIPE) transactions, entry into material definitive agreements, leadership changes, preliminary and final quarterly results, and acquisitions like the purchase of Cal Microturbine, LLC. These current reports often incorporate press releases that discuss revenue trends, profitability metrics, and strategic initiatives, giving context to the company’s operational and financial condition.
The company’s Form S‑1 registration statement filed in December 2025 relates to the resale of shares issued in a PIPE financing and includes a prospectus summary of Capstone’s business. That document describes its microturbine-based technology, distributed generation and CHP applications, Energy-as-a-Service models, distributor network, and risk factors associated with investing in its common stock. Investors can use the S‑1 and other incorporated reports to understand CGEH’s capital structure, including common stock and pre-funded warrants.
On this page, users can review quarterly and annual reports (Forms 10‑Q and 10‑K, when available) for detailed financial statements, segment information, and management’s discussion and analysis, as referenced in the S‑1. In addition, insider and equity-related filings, such as those associated with private placements and registration rights agreements, help clarify how new securities are issued and registered for resale.
Stock Titan enhances these filings with AI-powered summaries that explain key sections of lengthy documents, highlight important changes, and surface topics such as revenue composition, Energy-as-a-Service activity, and debt and equity transactions. Real-time updates from EDGAR, combined with simplified explanations of complex filings, allow investors to quickly understand how new SEC documents may affect Capstone Green Energy Holdings, Inc. and its CGEH stock.
Capstone Energy+, Inc. registers for resale 38,336,070 shares of common stock to permit certain selling stockholders to sell previously issued and issuable shares, including 24,000,000 Series A Conversion Shares and PIPE-related shares. The shares will be sold by the selling stockholders and the Company will receive no proceeds from these resales.
The resale registration covers shares issued in the 2025 PIPE and 2026 PIPE, Pre-Funded Warrants exercisable into common stock, and shares issuable upon conversion of Series A Preferred Stock.
Capstone Energy+, Inc., formerly Capstone Green Energy Holdings, Inc., has changed its corporate name through a certificate of amendment filed in Delaware. The name change becomes effective at 12:01 a.m. Eastern Time on April 30, 2026, and related bylaws were amended solely to reflect the new name.
The company’s common stock will continue to trade on the OTCQX Best Market under the ticker symbol “CGEH”, so trading mechanics remain the same despite the rebranding.
Graves Candice reported acquisition or exercise transactions in this Form 4 filing.
Capstone Green Energy Holdings, Inc. Chief Accounting Officer Candice Graves received a grant of 19,500 shares of voting common stock. These are restricted stock awards that vest in three equal annual installments on April 27, 2027, April 27, 2028 and April 27, 2029, conditioned on her continued service.
After this award, she directly holds 109,500 shares of voting common stock, including 80,000 shares underlying restricted stock units that fully vest three years from their grant date of September 8, 2025, and 10,000 shares previously purchased in a private offering.
Capstone Green Energy Holdings, Inc. is registering for resale up to 38,336,070 shares of its common stock by multiple selling stockholders, including shares issued in the 2025 PIPE, 2026 PIPE, the Preferred Stock Investment and shares issuable upon conversion or exercise. The company will receive no proceeds from sales under this prospectus.
The registration covers resale methods including market sales, block trades and private placements. The prospectus discloses recent financings that raised aggregate gross proceeds of approximately $95.0M in March 2026 (including an $80.0M Series A preferred sale) and a $15.0M PIPE in November 2025. Shares outstanding were 30,217,394 as of April 15, 2026.
Capstone Green Energy Holdings, Inc. amended its 2023 Equity Incentive Plan to increase the maximum number of common shares available for equity awards from 4,000,000 to 7,000,000 shares. This larger share pool gives the company more capacity to grant stock-based compensation to directors, officers, and other eligible participants under the plan.
Capstone Green Energy Holdings, Inc. President & CEO Vincent J. Canino reported a routine tax-withholding share disposition. On the vesting and settlement of restricted stock units awarded on April 3, 2025, 5,874 shares of voting common stock were withheld at $5.93 per share to cover his tax liability. After this non-market transaction, he directly holds 482,459 shares of voting common stock, including substantial unvested restricted stock unit awards and 75,000 shares previously purchased in a private offering.
Capstone Green Energy Holdings, Inc. disclosed initial insider holdings by investment entities affiliated with Monarch Alternative Capital. The filing reports indirect beneficial ownership, through various Monarch funds, of Series A Convertible Preferred Stock and Voting Common Stock.
The Monarch entities collectively report 16,000,000 underlying shares of Voting Common Stock tied to Series A Convertible Preferred Stock with an initial conversion price of $5.00 per share, and 3,333,334 shares of Voting Common Stock held indirectly. The reporting persons state they may be deemed to indirectly beneficially own the shares held by the Monarch funds and disclaim economic ownership except for any indirect pecuniary interest.
Monarch Alternative Capital and affiliates disclose a major investment and control stake in Capstone Green Energy Holdings, Inc. (CGEH). Monarch Funds acquired 3,333,334 shares of common stock and 80,000 shares of Series A Convertible Preferred Stock for $15,000,003 and $80,000,000, respectively, giving the reporting group beneficial ownership of 19,333,334 common shares, or 42.1% of the voting common stock on an as-converted basis.
The Series A Preferred Stock carries a cumulative paid-in-kind dividend starting at 5.0% annually, potentially rising to 13.0%, ranks senior to common stock, and is initially convertible at $5.00 per share. Monarch obtained significant governance and protective rights, including up to two board seats while holding at least 20% of the common on an as-converted basis, consent rights over key corporate actions while a substantial portion of the preferred remains outstanding, and a potential board reconstitution right if the accreted value of the preferred exceeds $45,000,000 five years after closing.
Capstone plans to use $85,000,000 of the proceeds to redeem preferred units of a subsidiary and fund a related asset purchase, with up to $22,500,000 for transaction costs and business investment and the remainder for working capital. Monarch also received registration rights for resale of the common stock and underlying shares.
Capstone Green Energy Holdings, Inc. closed a $112.5 million strategic investment led by funds managed by Monarch Alternative Capital. The financing included $80 million of senior convertible preferred stock, $15 million of common stock to Monarch, and a concurrent $17.5 million private placement to accredited investors.
Capstone used $85 million of the proceeds to fully redeem a preferred equity interest in Capstone Green Energy LLC held by an entity controlled by Goldman Sachs, making the operating subsidiary wholly owned. The remaining funds are earmarked for growth initiatives, including expansion into the AI data center market, engineering and capacity investments, cost improvements, and working capital.
Monarch obtained the right to appoint two independent directors to the Board, subject to ownership levels, and Capstone committed to use commercially reasonable efforts to submit an initial U.S. exchange listing application within twelve months of closing. The securities were issued in a private placement, and the company agreed to file a resale registration statement within 30 days of closing.