Welcome to our dedicated page for Capstone Green Energy Holdings Right SEC filings (Ticker: CGEH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Capstone Green Energy Holdings, Inc. (CGEH) SEC filings page provides direct access to the company’s regulatory disclosures, including current reports, registration statements, and other documents filed with the U.S. Securities and Exchange Commission. As a smaller reporting company with common stock quoted on the OTCQX Best Market under the symbol CGEH, Capstone uses these filings to report material events, describe its business, and update investors on financial and capital markets activities.
Through its Form 8‑K filings, Capstone reports matters such as private investment in public equity (PIPE) transactions, entry into material definitive agreements, leadership changes, preliminary and final quarterly results, and acquisitions like the purchase of Cal Microturbine, LLC. These current reports often incorporate press releases that discuss revenue trends, profitability metrics, and strategic initiatives, giving context to the company’s operational and financial condition.
The company’s Form S‑1 registration statement filed in December 2025 relates to the resale of shares issued in a PIPE financing and includes a prospectus summary of Capstone’s business. That document describes its microturbine-based technology, distributed generation and CHP applications, Energy-as-a-Service models, distributor network, and risk factors associated with investing in its common stock. Investors can use the S‑1 and other incorporated reports to understand CGEH’s capital structure, including common stock and pre-funded warrants.
On this page, users can review quarterly and annual reports (Forms 10‑Q and 10‑K, when available) for detailed financial statements, segment information, and management’s discussion and analysis, as referenced in the S‑1. In addition, insider and equity-related filings, such as those associated with private placements and registration rights agreements, help clarify how new securities are issued and registered for resale.
Stock Titan enhances these filings with AI-powered summaries that explain key sections of lengthy documents, highlight important changes, and surface topics such as revenue composition, Energy-as-a-Service activity, and debt and equity transactions. Real-time updates from EDGAR, combined with simplified explanations of complex filings, allow investors to quickly understand how new SEC documents may affect Capstone Green Energy Holdings, Inc. and its CGEH stock.
Capstone Green Energy Holdings, Inc. (CGEH) director reports stock purchase. Director Robert F. Beard reported buying 12,500 shares of Capstone Green Energy Holdings voting common stock on 11/25/2025 at a price of $2 per share in a private offering by the company. After this transaction, he beneficially owns 16,649 shares of voting common stock in total, including 4,149 shares underlying restricted stock units that fully vest one year from the date of grant, subject to continued service with the issuer. The filing is made as a Form 4 by a single reporting person in his capacity as a director.
Capstone Green Energy Holdings, Inc. (CGEH) filed a Form 4 reporting an insider share purchase by Director and Interim CFO John P. Miller. On 11/25/2025, Miller purchased 25,000 shares of voting common stock in a private offering at $2 per share. After this transaction, he beneficially owns 51,807 shares of voting common stock.
This total includes 4,149 shares underlying restricted stock units that fully vest one year from their grant date, subject to continued service, and 12,658 shares underlying restricted stock units that fully vest on February 12, 2026. The filing indicates the holdings are owned directly.
Capstone Green Energy Holdings, Inc. director reports share purchase. Director Christopher J. Close reported buying 12,500 shares of Capstone Green Energy voting common stock on 11/25/2025 at a price of $2 per share in a private offering. Following this transaction, he beneficially owns 18,881 shares of voting common stock. This total includes 4,149 shares underlying restricted stock units that fully vest one year from their grant date, assuming continued service, and 2,232 shares underlying restricted stock units that fully vest on June 24, 2026.
Capstone Green Energy Holdings, Inc. reported that it has closed its previously announced private investment in public equity financing, often referred to as a PIPE. The company disclosed this by announcing that it issued a press release on November 25, 2025, which is attached as an exhibit to this report.
The press release is provided for information purposes and is treated as “furnished,” meaning it is not subject to certain liability provisions of the securities laws and will only be formally incorporated into other company filings if explicitly stated in those future documents.
Capstone Green Energy Holdings, Inc. (CGEH) reported an insider purchase by its Chief Accounting Officer, Candice Graves. On 11/25/2025, Graves bought 10,000 shares of voting common stock in a private offering at $2 per share. After this transaction, she beneficially owns 90,000 shares of voting common stock.
This total includes 80,000 shares underlying restricted stock units that fully vest three years from the date of grant, subject to her continued service with the company. The filing is made as a Form 4 by a single reporting person in her capacity as an officer of Capstone Green Energy Holdings.
Capstone Green Energy Holdings, Inc. entered into a private investment in public equity (PIPE) to sell 3,980,000 common shares at $2.00 per share and issue pre-funded warrants for 3,520,000 additional shares, for estimated gross proceeds of approximately $15 million before fees.
The company intends to use about $8.0 million of the cash to repay indebtedness maturing on December 7, 2025, with the remainder for working capital and general corporate purposes. The deal is expected to close on November 25, 2025, and includes resale registration rights for the new shares, investor short-sale restrictions, a one-year prohibition on new variable rate transactions, and a 90-day lock-up for directors and officers.
Capstone Green Energy Holdings (CGEH) filed an 8-K/A to add compensation details for Interim CFO John P. Miller. The company entered a consulting agreement with BBR Financial Solutions, under which it will pay $375 per hour for Miller’s services. Miller was appointed Interim CFO effective November 2, 2025. Following his appointment, the Board named Christopher J. Close as Chair of the Audit Committee. The agreement is filed as Exhibit 10.1.
Capstone Green Energy Holdings (CGEH) furnished an 8-K to announce it issued a press release with financial results for the second quarter ended September 30, 2025. The press release is included as Exhibit 99.1.
The company stated that the information in Item 2.02, including Exhibit 99.1, is being furnished and is not deemed filed under the Exchange Act. CGEH’s common stock trades on the OTCQX.
Capstone Green Energy Holdings (CGEH) reported improved quarterly results. For the three months ended September 30, 2025, revenue rose to $28.4 million from $22.7 million, driven by Product and Accessories $16.1 million, Parts and Services $7.9 million, and Rentals $4.4 million. Gross profit increased to $9.0 million, and operating income reached $1.4 million, resulting in net income of $0.8 million. Year‑to‑date revenue was $56.3 million versus $38.4 million a year ago. The company completed the acquisition of Cal Microturbine on August 13, 2025, which contributed to customer concentration and accounts receivable growth.
Liquidity remains constrained with a going concern warning. Cash was $7.7 million, including $0.7 million restricted, and working capital showed a $14.2 million deficit as of September 30, 2025. Exit Notes outstanding totaled $33.2 million, including $7.0 million of Exit New Money Notes that mature on December 7, 2025; management states it does not expect internally generated cash or typical public financing methods to satisfy those obligations. Redeemable noncontrolling interests (Preferred Units) were remeasured to $32.0 million, and operating cash flow used $1.0 million in the first half. Management outlines cost reductions, pricing, and sales initiatives but notes uncertainty around refinancing the upcoming maturity.
Capstone Green Energy (CGEH) announced leadership changes and furnished a press release of preliminary, unaudited results for the quarter ended September 30, 2025. Director Robert C. Flexon resigned effective October 30, 2025, citing a disagreement over the Company’s strategic direction and expressing concern about considering alternatives that dilute common stockholders without addressing the debt profile and liquidity position. The Board named Robert F. Powelson as Interim Chairman on October 31, 2025.
On November 1, 2025, John J. Juric resigned as Chief Financial Officer. On November 2, 2025, the Board appointed John P. Miller, a current director and Audit Committee Chair, as Interim CFO and principal financial officer; compensation arrangements are expected to be finalized. The Company stated it remains committed to exploring options to enhance stakeholder value.