Welcome to our dedicated page for CAPSTONE ENERGY+ SEC filings (Ticker: CGEH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Capstone Energy+ Inc. filings document the regulatory record for a Delaware clean-energy equipment company whose common stock trades under CGEH on the OTCQX market. The filings identify the corporate name change from Capstone Green Energy Holdings, Inc. to Capstone Energy+, Inc., related charter and bylaw amendments, and governance changes such as amendments to the 2023 Equity Incentive Plan.
Its SEC disclosures also cover material agreements, securities offerings and capital-structure matters, including Series A Convertible Preferred Stock, common stock and private placement financing. Form 8-K reports furnish operating and financial results, Regulation FD releases, preferred-stock designation materials and strategic investment documents, while the S-1 registration statement describes registered securities and offering-related disclosures.
Graves Candice reported acquisition or exercise transactions in this Form 4 filing.
Capstone Green Energy Holdings, Inc. Chief Accounting Officer Candice Graves received a grant of 19,500 shares of voting common stock. These are restricted stock awards that vest in three equal annual installments on April 27, 2027, April 27, 2028 and April 27, 2029, conditioned on her continued service.
After this award, she directly holds 109,500 shares of voting common stock, including 80,000 shares underlying restricted stock units that fully vest three years from their grant date of September 8, 2025, and 10,000 shares previously purchased in a private offering.
Capstone Green Energy Holdings, Inc. is registering for resale up to 38,336,070 shares of its common stock by multiple selling stockholders, including shares issued in the 2025 PIPE, 2026 PIPE, the Preferred Stock Investment and shares issuable upon conversion or exercise. The company will receive no proceeds from sales under this prospectus.
The registration covers resale methods including market sales, block trades and private placements. The prospectus discloses recent financings that raised aggregate gross proceeds of approximately $95.0M in March 2026 (including an $80.0M Series A preferred sale) and a $15.0M PIPE in November 2025. Shares outstanding were 30,217,394 as of April 15, 2026.
Capstone Green Energy Holdings, Inc. amended its 2023 Equity Incentive Plan to increase the maximum number of common shares available for equity awards from 4,000,000 to 7,000,000 shares. This larger share pool gives the company more capacity to grant stock-based compensation to directors, officers, and other eligible participants under the plan.
Capstone Green Energy Holdings, Inc. President & CEO Vincent J. Canino reported a routine tax-withholding share disposition. On the vesting and settlement of restricted stock units awarded on April 3, 2025, 5,874 shares of voting common stock were withheld at $5.93 per share to cover his tax liability. After this non-market transaction, he directly holds 482,459 shares of voting common stock, including substantial unvested restricted stock unit awards and 75,000 shares previously purchased in a private offering.
Capstone Green Energy Holdings, Inc. disclosed initial insider holdings by investment entities affiliated with Monarch Alternative Capital. The filing reports indirect beneficial ownership, through various Monarch funds, of Series A Convertible Preferred Stock and Voting Common Stock.
The Monarch entities collectively report 16,000,000 underlying shares of Voting Common Stock tied to Series A Convertible Preferred Stock with an initial conversion price of $5.00 per share, and 3,333,334 shares of Voting Common Stock held indirectly. The reporting persons state they may be deemed to indirectly beneficially own the shares held by the Monarch funds and disclaim economic ownership except for any indirect pecuniary interest.
Monarch Alternative Capital and affiliates disclose a major investment and control stake in Capstone Green Energy Holdings, Inc. (CGEH). Monarch Funds acquired 3,333,334 shares of common stock and 80,000 shares of Series A Convertible Preferred Stock for $15,000,003 and $80,000,000, respectively, giving the reporting group beneficial ownership of 19,333,334 common shares, or 42.1% of the voting common stock on an as-converted basis.
The Series A Preferred Stock carries a cumulative paid-in-kind dividend starting at 5.0% annually, potentially rising to 13.0%, ranks senior to common stock, and is initially convertible at $5.00 per share. Monarch obtained significant governance and protective rights, including up to two board seats while holding at least 20% of the common on an as-converted basis, consent rights over key corporate actions while a substantial portion of the preferred remains outstanding, and a potential board reconstitution right if the accreted value of the preferred exceeds $45,000,000 five years after closing.
Capstone plans to use $85,000,000 of the proceeds to redeem preferred units of a subsidiary and fund a related asset purchase, with up to $22,500,000 for transaction costs and business investment and the remainder for working capital. Monarch also received registration rights for resale of the common stock and underlying shares.
Capstone Green Energy Holdings, Inc. closed a $112.5 million strategic investment led by funds managed by Monarch Alternative Capital. The financing included $80 million of senior convertible preferred stock, $15 million of common stock to Monarch, and a concurrent $17.5 million private placement to accredited investors.
Capstone used $85 million of the proceeds to fully redeem a preferred equity interest in Capstone Green Energy LLC held by an entity controlled by Goldman Sachs, making the operating subsidiary wholly owned. The remaining funds are earmarked for growth initiatives, including expansion into the AI data center market, engineering and capacity investments, cost improvements, and working capital.
Monarch obtained the right to appoint two independent directors to the Board, subject to ownership levels, and Capstone committed to use commercially reasonable efforts to submit an initial U.S. exchange listing application within twelve months of closing. The securities were issued in a private placement, and the company agreed to file a resale registration statement within 30 days of closing.
Capstone Green Energy Holdings is raising a combined $112.5 million through a strategic investment led by Monarch Alternative Capital to recapitalize its balance sheet and simplify its ownership structure.
The deal includes $80 million of new Series A convertible preferred stock and $15 million of common stock purchased by Monarch, plus a concurrent PIPE of additional common shares and pre-funded warrants. A large portion of the proceeds, including $84.0 million at the operating subsidiary level, will retire legacy preferred equity held by an affiliate of Goldman Sachs, making Capstone Green Energy LLC a wholly owned subsidiary. The preferred stock carries a 5% paid-in-kind dividend, an initial conversion price of $5.00 per share, extensive protective rights, and potential forced conversion after a national exchange listing and sustained share-price performance. The company also plans to seek a U.S. exchange listing and use remaining funds for working capital and growth initiatives, including expansion into AI data center energy solutions.
Capstone Green Energy Holdings President & CEO Vincent J. Canino reported a disposition of 54,265 shares of voting common stock at $6.29 per share, used to cover tax liabilities tied to the March 11, 2024 restricted stock unit vesting. After this tax-withholding event, he holds 488,333 shares of voting common stock, including multiple tranches of unvested restricted stock units and 75,000 shares previously purchased in a private offering.
Capstone Green Energy Holdings, Inc. reported a strong third quarter of fiscal 2026, ended December 31, 2025, with clear signs of operational turnaround. Revenue was $26.8 million, up 33% from $20.1 million in the prior-year quarter, driven by microturbine product demand, higher Energy-as-a-Service rental utilization, and growth in parts and service agreements.
Gross profit rose to $10.4 million from $5.0 million, as cost of goods sold grew much slower than revenue and gross margin expanded by 14 points. Income from operations improved to $2.0 million compared with a loss of $2.1 million a year earlier, and net income was $1.2 million, marking a second consecutive profitable quarter.
Year-to-date, revenue reached $83.0 million, up 42% from $58.5 million, with income from operations of $3.2 million versus a loss of $5.6 million in the prior-year period. EBITDA for the quarter was $3.5 million and Adjusted EBITDA was $5.1 million, up from $0.5 million. For the nine months, Adjusted EBITDA increased to $12.3 million from $5.1 million, reflecting restructuring benefits, improved mix, and cost controls.