Welcome to our dedicated page for CAPSTONE ENERGY+ SEC filings (Ticker: CGEH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Capstone Energy+ Inc. filings document the regulatory record for a Delaware clean-energy equipment company whose common stock trades under CGEH on the OTCQX market. The filings identify the corporate name change from Capstone Green Energy Holdings, Inc. to Capstone Energy+, Inc., related charter and bylaw amendments, and governance changes such as amendments to the 2023 Equity Incentive Plan.
Its SEC disclosures also cover material agreements, securities offerings and capital-structure matters, including Series A Convertible Preferred Stock, common stock and private placement financing. Form 8-K reports furnish operating and financial results, Regulation FD releases, preferred-stock designation materials and strategic investment documents, while the S-1 registration statement describes registered securities and offering-related disclosures.
Capstone Green Energy Holdings, Inc. (CGEH) received a new large shareholder disclosure. Investor Laurence W. Lytton reports beneficial ownership of 1,771,404 shares of common stock, representing 7.7% of the company, including 1,750,000 shares held through the Lytton-Kambara Foundation.
Lytton has sole voting and dispositive power over 21,404 shares and shares voting and dispositive power over 1,750,000 shares with the Foundation. Both Lytton and the Foundation base their 7.7% ownership figure on 22,926,208 shares outstanding as of December 15, 2025. They certify the holdings are passive and not intended to change or influence control of the company.
Capstone Green Energy Holdings, Inc. is registering up to 7,500,000 shares of common stock for resale by existing investors. This includes 3,980,000 outstanding shares and 3,520,000 shares issuable upon exercise of pre-funded warrants sold in a November 2025 private placement. Capstone will not sell any new securities or receive proceeds from these resales; selling stockholders will receive any sale proceeds and pay related selling commissions, while the company covers registration costs.
The November 2025 private placement raised about $15.0 million in gross proceeds, of which roughly $8.0 million was used to repay debt maturing on December 7, 2025, with the balance planned for product development, expansion into the AI data center market, working capital and general purposes. As of January 2, 2026, 22,926,208 shares of common stock were outstanding. Capstone develops and services low-emission microturbine energy systems and is pursuing opportunities in microgrids, renewable energy and AI-focused data center infrastructure.
The prospectus highlights substantial risks, including significant indebtedness, a stated substantial doubt about the company’s ability to continue as a going concern, past financial restatements, a limited and volatile OTCQX trading market, reliance on key personnel, and uncertainty around long-term profitability and the emerging AI-related markets.
Capstone Green Energy Holdings, Inc. has filed to register the resale of up to 7,500,000 shares of common stock for existing investors. These shares include 3,980,000 already outstanding shares and 3,520,000 shares issuable from previously issued pre-funded warrants.
The company will not sell any new securities in this offering and will not receive proceeds from sales by the selling stockholders. Its common stock trades on the OTCQX Best Market under the symbol CGEH, and there were 22,926,208 shares of common stock outstanding as of December 15, 2025.
The filing outlines Capstone’s microturbine-based clean energy business, its expansion into AI data center applications, and summarizes extensive risk factors, including substantial indebtedness, going concern uncertainty, limited trading liquidity, reliance on its operating subsidiary, historical restatements and control weaknesses, and potential volatility from future equity issuances.
Capstone Green Energy Holdings, Inc. (CGEH) director Robert F. Powelson reported buying additional company stock. On 11/25/2025, he purchased 12,500 shares of voting common stock at $2 per share in a private offering. After this transaction, he beneficially owns 80,867 shares of voting common stock and 60,795 shares of non-voting common stock in direct ownership.
The voting stake includes restricted stock units: 4,149 shares that vest one year from the grant date, subject to continued service, and 12,658 shares that fully vest on February 12, 2026. This filing reflects an increase in his personal investment and updated equity-based compensation details.
Capstone Green Energy Holdings (CGEH) President & CEO and director Vince J. Canino reported buying 75,000 shares of voting common stock in a private offering on 11/25/2025 at $2 per share. This increases his direct beneficial ownership to 542,598 shares of voting common stock.
The total includes several blocks of restricted stock units that convert into shares over time. These comprise 300,000 shares vesting in equal annual installments on March 11, 2026 and March 11, 2027, 16,667 shares vesting in equal annual installments on September 9, 2026 and September 9, 2027, and 49,250 shares vesting in three equal annual installments starting on April 3, 2026.
Capstone Green Energy Holdings, Inc. (CGEH) director reports stock purchase. Director Robert F. Beard reported buying 12,500 shares of Capstone Green Energy Holdings voting common stock on 11/25/2025 at a price of $2 per share in a private offering by the company. After this transaction, he beneficially owns 16,649 shares of voting common stock in total, including 4,149 shares underlying restricted stock units that fully vest one year from the date of grant, subject to continued service with the issuer. The filing is made as a Form 4 by a single reporting person in his capacity as a director.
Capstone Green Energy Holdings, Inc. (CGEH) filed a Form 4 reporting an insider share purchase by Director and Interim CFO John P. Miller. On 11/25/2025, Miller purchased 25,000 shares of voting common stock in a private offering at $2 per share. After this transaction, he beneficially owns 51,807 shares of voting common stock.
This total includes 4,149 shares underlying restricted stock units that fully vest one year from their grant date, subject to continued service, and 12,658 shares underlying restricted stock units that fully vest on February 12, 2026. The filing indicates the holdings are owned directly.
Capstone Green Energy Holdings, Inc. director reports share purchase. Director Christopher J. Close reported buying 12,500 shares of Capstone Green Energy voting common stock on 11/25/2025 at a price of $2 per share in a private offering. Following this transaction, he beneficially owns 18,881 shares of voting common stock. This total includes 4,149 shares underlying restricted stock units that fully vest one year from their grant date, assuming continued service, and 2,232 shares underlying restricted stock units that fully vest on June 24, 2026.
Capstone Green Energy Holdings, Inc. reported that it has closed its previously announced private investment in public equity financing, often referred to as a PIPE. The company disclosed this by announcing that it issued a press release on November 25, 2025, which is attached as an exhibit to this report.
The press release is provided for information purposes and is treated as “furnished,” meaning it is not subject to certain liability provisions of the securities laws and will only be formally incorporated into other company filings if explicitly stated in those future documents.