[Form 4] Capstone Green Energy Holdings, Inc. Insider Trading Activity

Rhea-AI Filing Summary

Capstone Green Energy Holdings, Inc. (CGEH) reported an insider purchase by its Chief Accounting Officer, Candice Graves. On 11/25/2025, Graves bought 10,000 shares of voting common stock in a private offering at $2 per share. After this transaction, she beneficially owns 90,000 shares of voting common stock.

This total includes 80,000 shares underlying restricted stock units that fully vest three years from the date of grant, subject to her continued service with the company. The filing is made as a Form 4 by a single reporting person in her capacity as an officer of Capstone Green Energy Holdings.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Graves Candice

(Last) (First) (Middle)

C/O CAPSTONE GREEN ENERGY HOLDINGS, INC.

16640 STAGG STREET

(Street)

VAN NUYS CA 91406

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Capstone Green Energy Holdings, Inc. [ CGEH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Accounting Officer

3. Date of Earliest Transaction (Month/Day/Year)
11/25/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Voting Common Stock	11/25/2025		P		10,000(1)	A	$2	90,000(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of voting common stock purchased in the Issuer private offering.

2. Includes 80,000 shares of voting common stock underlying restricted stock units that fully vest three years from the date of grant, subject to continued service with the Issuer.

	Candice Graves, Reporting Person	11/25/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did CGEH report for Candice Graves?

Capstone Green Energy Holdings, Inc. reported that Candice Graves, its Chief Accounting Officer, purchased 10,000 shares of voting common stock in a private offering on 11/25/2025 at $2 per share.

How many CGEH shares does Candice Graves beneficially own after this transaction?

Following the reported transaction, Candice Graves beneficially owns 90,000 shares of Capstone Green Energy Holdings, Inc. voting common stock.

What portion of Candice Graves' CGEH holdings are restricted stock units?

Her holdings include 80,000 shares of voting common stock underlying restricted stock units that fully vest three years from the date of grant, subject to continued service with the issuer.

What is Candice Graves' role at Capstone Green Energy Holdings, Inc. (CGEH)?

Candice Graves is an officer of Capstone Green Energy Holdings, Inc., serving as the company’s Chief Accounting Officer.

What SEC form was filed for this CGEH insider transaction?

The transaction was reported on Form 4, which discloses changes in beneficial ownership by company insiders such as officers, directors, and significant shareholders.

Was the CGEH insider transaction part of a private or public offering?

The filing states that the 10,000 shares of voting common stock were purchased in the issuer’s private offering.