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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
November 25, 2025
Capstone Green Energy Holdings, Inc.
(Exact name of registrant as specified in its
charter)
| Delaware |
001-15957 |
20-1514270 |
| (State or other jurisdiction of |
(Commission
File Number) |
(IRS
Employer |
| incorporation) |
|
Identification Number) |
| 16640 Stagg Street, |
|
| Van Nuys, California |
91406 |
| (Address
of principal executive offices) |
(Zip
Code) |
(818) 734-5300
(Registrant’s telephone number, including
area code)
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of
the Act:
| Title of each class |
|
Trading Symbol(s) |
|
Name of each exchange on which registered |
| Common Stock, par value $0.001 per share |
|
CGEH |
|
OTCQX |
Indicate by check mark whether the Registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the Registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 7.01 Regulation FD.
On November 25, 2025, Capstone Green Energy Holdings,
Inc. (the “Company”) issued a press release announcing the closing of its previously announced private investment in public
equity financings (the “PIPE”), a copy of which is attached hereto as Exhibit 99.1 and is incorporated by reference herein.
The information furnished in Exhibit 99.1 hereto shall not be considered “filed” for purposes of Section 18 of the Securities
Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall
it be incorporated by reference into future filings by the Company under the Securities Act or under the Exchange Act, unless the Company
expressly sets forth in such future filings that such information is to be considered “filed” or incorporated by reference
therein.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits Index
|
Exhibit
No. |
|
Description |
| 99.1 |
|
Press Release, dated November 25, 2025. |
| 104 |
|
Cover Page Interactive Data File (embedded within the Inline XBRL document) |
Signatures
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| |
Capstone Green Energy Holdings, Inc. |
| |
|
|
| Date: November 25, 2025 |
By: |
/s/ John P. Miller |
| |
|
John P. Miller |
| |
|
Interim Chief Financial Officer |