Capstone Green Energy Holdings (CGEH) President & CEO and director Vince J. Canino reported buying 75,000 shares of voting common stock in a private offering on 11/25/2025 at $2 per share. This increases his direct beneficial ownership to 542,598 shares of voting common stock.
The total includes several blocks of restricted stock units that convert into shares over time. These comprise 300,000 shares vesting in equal annual installments on March 11, 2026 and March 11, 2027, 16,667 shares vesting in equal annual installments on September 9, 2026 and September 9, 2027, and 49,250 shares vesting in three equal annual installments starting on April 3, 2026.
Capstone Green Energy Holdings, Inc. (CGEH) director reports stock purchase. Director Robert F. Beard reported buying 12,500 shares of Capstone Green Energy Holdings voting common stock on 11/25/2025 at a price of $2 per share in a private offering by the company. After this transaction, he beneficially owns 16,649 shares of voting common stock in total, including 4,149 shares underlying restricted stock units that fully vest one year from the date of grant, subject to continued service with the issuer. The filing is made as a Form 4 by a single reporting person in his capacity as a director.
Capstone Green Energy Holdings, Inc. (CGEH) filed a Form 4 reporting an insider share purchase by Director and Interim CFO John P. Miller. On 11/25/2025, Miller purchased 25,000 shares of voting common stock in a private offering at $2 per share. After this transaction, he beneficially owns 51,807 shares of voting common stock.
This total includes 4,149 shares underlying restricted stock units that fully vest one year from their grant date, subject to continued service, and 12,658 shares underlying restricted stock units that fully vest on February 12, 2026. The filing indicates the holdings are owned directly.
Capstone Green Energy Holdings, Inc. director reports share purchase. Director Christopher J. Close reported buying 12,500 shares of Capstone Green Energy voting common stock on 11/25/2025 at a price of $2 per share in a private offering. Following this transaction, he beneficially owns 18,881 shares of voting common stock. This total includes 4,149 shares underlying restricted stock units that fully vest one year from their grant date, assuming continued service, and 2,232 shares underlying restricted stock units that fully vest on June 24, 2026.
Capstone Green Energy Holdings, Inc. reported that it has closed its previously announced private investment in public equity financing, often referred to as a PIPE. The company disclosed this by announcing that it issued a press release on November 25, 2025, which is attached as an exhibit to this report.
The press release is provided for information purposes and is treated as “furnished,” meaning it is not subject to certain liability provisions of the securities laws and will only be formally incorporated into other company filings if explicitly stated in those future documents.
Capstone Green Energy Holdings, Inc. (CGEH) reported an insider purchase by its Chief Accounting Officer, Candice Graves. On 11/25/2025, Graves bought 10,000 shares of voting common stock in a private offering at $2 per share. After this transaction, she beneficially owns 90,000 shares of voting common stock.
This total includes 80,000 shares underlying restricted stock units that fully vest three years from the date of grant, subject to her continued service with the company. The filing is made as a Form 4 by a single reporting person in her capacity as an officer of Capstone Green Energy Holdings.
Capstone Green Energy Holdings, Inc. entered into a private investment in public equity (PIPE) to sell 3,980,000 common shares at $2.00 per share and issue pre-funded warrants for 3,520,000 additional shares, for estimated gross proceeds of approximately $15 million before fees.
The company intends to use about $8.0 million of the cash to repay indebtedness maturing on December 7, 2025, with the remainder for working capital and general corporate purposes. The deal is expected to close on November 25, 2025, and includes resale registration rights for the new shares, investor short-sale restrictions, a one-year prohibition on new variable rate transactions, and a 90-day lock-up for directors and officers.
Capstone Green Energy Holdings (CGEH) filed an 8-K/A to add compensation details for Interim CFO John P. Miller. The company entered a consulting agreement with BBR Financial Solutions, under which it will pay $375 per hour for Miller’s services. Miller was appointed Interim CFO effective November 2, 2025. Following his appointment, the Board named Christopher J. Close as Chair of the Audit Committee. The agreement is filed as Exhibit 10.1.
Capstone Green Energy Holdings (CGEH) furnished an 8-K to announce it issued a press release with financial results for the second quarter ended September 30, 2025. The press release is included as Exhibit 99.1.
The company stated that the information in Item 2.02, including Exhibit 99.1, is being furnished and is not deemed filed under the Exchange Act. CGEH’s common stock trades on the OTCQX.
Capstone Green Energy Holdings (CGEH) reported improved quarterly results. For the three months ended September 30, 2025, revenue rose to $28.4 million from $22.7 million, driven by Product and Accessories $16.1 million, Parts and Services $7.9 million, and Rentals $4.4 million. Gross profit increased to $9.0 million, and operating income reached $1.4 million, resulting in net income of $0.8 million. Year‑to‑date revenue was $56.3 million versus $38.4 million a year ago. The company completed the acquisition of Cal Microturbine on August 13, 2025, which contributed to customer concentration and accounts receivable growth.
Liquidity remains constrained with a going concern warning. Cash was $7.7 million, including $0.7 million restricted, and working capital showed a $14.2 million deficit as of September 30, 2025. Exit Notes outstanding totaled $33.2 million, including $7.0 million of Exit New Money Notes that mature on December 7, 2025; management states it does not expect internally generated cash or typical public financing methods to satisfy those obligations. Redeemable noncontrolling interests (Preferred Units) were remeasured to $32.0 million, and operating cash flow used $1.0 million in the first half. Management outlines cost reductions, pricing, and sales initiatives but notes uncertainty around refinancing the upcoming maturity.