Welcome to our dedicated page for CAPSTONE ENERGY+ SEC filings (Ticker: CGEH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Capstone Energy+ Inc. filings document the regulatory record for a Delaware clean-energy equipment company whose common stock trades under CGEH on the OTCQX market. The filings identify the corporate name change from Capstone Green Energy Holdings, Inc. to Capstone Energy+, Inc., related charter and bylaw amendments, and governance changes such as amendments to the 2023 Equity Incentive Plan.
Its SEC disclosures also cover material agreements, securities offerings and capital-structure matters, including Series A Convertible Preferred Stock, common stock and private placement financing. Form 8-K reports furnish operating and financial results, Regulation FD releases, preferred-stock designation materials and strategic investment documents, while the S-1 registration statement describes registered securities and offering-related disclosures.
Capstone Green Energy Holdings, Inc. (CGEH) reported an insider purchase by its Chief Accounting Officer, Candice Graves. On 11/25/2025, Graves bought 10,000 shares of voting common stock in a private offering at $2 per share. After this transaction, she beneficially owns 90,000 shares of voting common stock.
This total includes 80,000 shares underlying restricted stock units that fully vest three years from the date of grant, subject to her continued service with the company. The filing is made as a Form 4 by a single reporting person in her capacity as an officer of Capstone Green Energy Holdings.
Capstone Green Energy Holdings, Inc. entered into a private investment in public equity (PIPE) to sell 3,980,000 common shares at $2.00 per share and issue pre-funded warrants for 3,520,000 additional shares, for estimated gross proceeds of approximately $15 million before fees.
The company intends to use about $8.0 million of the cash to repay indebtedness maturing on December 7, 2025, with the remainder for working capital and general corporate purposes. The deal is expected to close on November 25, 2025, and includes resale registration rights for the new shares, investor short-sale restrictions, a one-year prohibition on new variable rate transactions, and a 90-day lock-up for directors and officers.
Capstone Green Energy Holdings (CGEH) filed an 8-K/A to add compensation details for Interim CFO John P. Miller. The company entered a consulting agreement with BBR Financial Solutions, under which it will pay $375 per hour for Miller’s services. Miller was appointed Interim CFO effective November 2, 2025. Following his appointment, the Board named Christopher J. Close as Chair of the Audit Committee. The agreement is filed as Exhibit 10.1.
Capstone Green Energy Holdings (CGEH) furnished an 8-K to announce it issued a press release with financial results for the second quarter ended September 30, 2025. The press release is included as Exhibit 99.1.
The company stated that the information in Item 2.02, including Exhibit 99.1, is being furnished and is not deemed filed under the Exchange Act. CGEH’s common stock trades on the OTCQX.
Capstone Green Energy Holdings (CGEH) reported improved quarterly results. For the three months ended September 30, 2025, revenue rose to $28.4 million from $22.7 million, driven by Product and Accessories $16.1 million, Parts and Services $7.9 million, and Rentals $4.4 million. Gross profit increased to $9.0 million, and operating income reached $1.4 million, resulting in net income of $0.8 million. Year‑to‑date revenue was $56.3 million versus $38.4 million a year ago. The company completed the acquisition of Cal Microturbine on August 13, 2025, which contributed to customer concentration and accounts receivable growth.
Liquidity remains constrained with a going concern warning. Cash was $7.7 million, including $0.7 million restricted, and working capital showed a $14.2 million deficit as of September 30, 2025. Exit Notes outstanding totaled $33.2 million, including $7.0 million of Exit New Money Notes that mature on December 7, 2025; management states it does not expect internally generated cash or typical public financing methods to satisfy those obligations. Redeemable noncontrolling interests (Preferred Units) were remeasured to $32.0 million, and operating cash flow used $1.0 million in the first half. Management outlines cost reductions, pricing, and sales initiatives but notes uncertainty around refinancing the upcoming maturity.
Capstone Green Energy (CGEH) announced leadership changes and furnished a press release of preliminary, unaudited results for the quarter ended September 30, 2025. Director Robert C. Flexon resigned effective October 30, 2025, citing a disagreement over the Company’s strategic direction and expressing concern about considering alternatives that dilute common stockholders without addressing the debt profile and liquidity position. The Board named Robert F. Powelson as Interim Chairman on October 31, 2025.
On November 1, 2025, John J. Juric resigned as Chief Financial Officer. On November 2, 2025, the Board appointed John P. Miller, a current director and Audit Committee Chair, as Interim CFO and principal financial officer; compensation arrangements are expected to be finalized. The Company stated it remains committed to exploring options to enhance stakeholder value.
Capstone Green Energy Holdings, Inc. filed an amended Form 8-K to provide required financial statements and pro forma information related to its completed acquisition of Cal Microturbine, LLC. The company notes that on August 13, 2025, its subsidiary acquired all outstanding membership interests of Cal Microturbine, an authorized distributor of its systems in California.
The amendment includes audited financial statements of the acquired business for the years ended December 31, 2024 and 2023, unaudited interim statements for the three months ended March 31, 2025 and 2024, and unaudited interim statements for the six months ended June 30, 2025 and 2024. It also provides unaudited pro forma condensed combined results: a balance sheet as of June 30, 2025 and statements of operations for the three months ended June 30, 2025 and the year ended March 31, 2025. These materials are furnished as Exhibits 99.1 through 99.4.
Capstone Green Energy Holdings, Inc. is registering an additional 1,000,000 shares of common stock under its 2023 Equity Incentive Plan. These shares, approved by stockholders on August 12, 2025, are intended for future equity awards to employees, directors and other eligible participants.
The company is using a Form S-8 registration and incorporates by reference its prior S-8 filed on April 8, 2025, along with various charter, bylaw, plan and legal opinion exhibits to support the expanded equity plan.
John J. Juric, Chief Financial Officer of Capstone Green Energy Holdings, Inc. (CGEH), reported a deemed disposition related to vested restricted stock units on September 30, 2025. The filing shows 3,653 shares of voting common stock were disposed of at a price of $2.68 to cover the reporting person’s tax liability arising from RSU vesting. After that disposition, Mr. Juric beneficially owned 171,347 shares of voting common stock and 114,560 shares of non-voting common stock.
The filing also discloses remaining unvested restricted stock units: 30,000 voting shares that vest in equal annual installments on September 9, 2026 and September 9, 2027, and 45,000 voting shares that vest in three equal annual installments beginning April 3, 2026.
Capstone Green Energy Holdings insider filing: Vincent J. Canino, the company's President & CEO and a director, reported a deemed disposition of 2,982 shares of voting common stock on 09/30/2025 to cover tax withholding related to restricted stock units that vested on 09/09/2025 at a price of $2.68 per share. After the transaction he beneficially owns 467,598 shares. His remaining holdings include restricted stock units underlying 300,000 shares vesting in equal annual installments on March 11, 2026 and March 11, 2027; 16,667 shares vesting in equal annual installments on September 9, 2026 and September 9, 2027; and 49,250 shares vesting in three equal annual installments beginning April 3, 2026.