Every S-3 that CAPSTONE ENERGY+ INC (CGEH) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A S-3 covers the shelf registration that lets an established company sell over time, so if you follow CGEH and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full CGEH filings page.
Capstone Energy+, Inc. filed a pre-effective amendment to its Form S-3 shelf registration to update disclosure for its Nasdaq Global Market listing on July 8, 2026 and to incorporate its July 8, 2026 definitive proxy statement by reference. The shelf registration permits the company to offer, from time to time, up to $500,000,000 of common stock, preferred stock, debt securities, warrants or units.
The company’s common stock trades on Nasdaq under the symbol “CEPL”, with a July 23, 2026 closing price of $10.16 per share. As of June 26, 2026, there were 32,232,965 common shares and 333,120 non-voting common shares outstanding. The filing describes detailed terms of its capital structure, including 80,000 shares of Series A Convertible Preferred Stock with a $1,000 stated value per share and a $5.00 initial conversion price, as well as existing pre-funded warrants and equity incentive awards.
The company outlines a strategy focused on behind-the-meter clean energy and power solutions for industrial, commercial, AI, and data center applications. Net proceeds from any future offerings under the shelf will be used for general corporate purposes, including working capital, capital expenditures, acquisitions, and potential security repurchases or redemptions.
Capstone Energy+, Inc. filed a shelf registration prospectus on offering up to $500,000,000 of common stock, preferred stock, debt securities, warrants or units to be sold from time to time. The prospectus describes a shelf program under which specific offerings and terms will be provided in prospectus supplements, and states that the company may sell securities directly, through agents or through underwriters.
The prospectus discloses 32,232,965 shares of common stock outstanding and 333,120 shares of non-voting common stock as of June 26, 2026, and summarizes the issued Series A Convertible Preferred Stock features including a $1,000 stated value, a $5.00 initial conversion price, a 5.00% PIK dividend, governance and registration rights, and various protective and transfer provisions. The company’s common stock is listed on the OTCQX Best Market under the symbol CGEH.
Capstone Green Energy Holdings, Inc. is registering for resale up to 38,336,070 shares of its common stock by multiple selling stockholders, including shares issued in the 2025 PIPE, 2026 PIPE, the Preferred Stock Investment and shares issuable upon conversion or exercise. The company will receive no proceeds from sales under this prospectus.
The registration covers resale methods including market sales, block trades and private placements. The prospectus discloses recent financings that raised aggregate gross proceeds of approximately $95.0M in March 2026 (including an $80.0M Series A preferred sale) and a $15.0M PIPE in November 2025. Shares outstanding were 30,217,394 as of April 15, 2026.