Welcome to our dedicated page for CAPSTONE ENERGY+ SEC filings (Ticker: CGEH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Capstone Energy+ Inc. filings document the regulatory record for a Delaware clean-energy equipment company whose common stock trades under CGEH on the OTCQX market. The filings identify the corporate name change from Capstone Green Energy Holdings, Inc. to Capstone Energy+, Inc., related charter and bylaw amendments, and governance changes such as amendments to the 2023 Equity Incentive Plan.
Its SEC disclosures also cover material agreements, securities offerings and capital-structure matters, including Series A Convertible Preferred Stock, common stock and private placement financing. Form 8-K reports furnish operating and financial results, Regulation FD releases, preferred-stock designation materials and strategic investment documents, while the S-1 registration statement describes registered securities and offering-related disclosures.
Capstone Green Energy Holdings, Inc. is registering an additional 1,000,000 shares of common stock under its 2023 Equity Incentive Plan. These shares, approved by stockholders on August 12, 2025, are intended for future equity awards to employees, directors and other eligible participants.
The company is using a Form S-8 registration and incorporates by reference its prior S-8 filed on April 8, 2025, along with various charter, bylaw, plan and legal opinion exhibits to support the expanded equity plan.
John J. Juric, Chief Financial Officer of Capstone Green Energy Holdings, Inc. (CGEH), reported a deemed disposition related to vested restricted stock units on September 30, 2025. The filing shows 3,653 shares of voting common stock were disposed of at a price of $2.68 to cover the reporting person’s tax liability arising from RSU vesting. After that disposition, Mr. Juric beneficially owned 171,347 shares of voting common stock and 114,560 shares of non-voting common stock.
The filing also discloses remaining unvested restricted stock units: 30,000 voting shares that vest in equal annual installments on September 9, 2026 and September 9, 2027, and 45,000 voting shares that vest in three equal annual installments beginning April 3, 2026.
Capstone Green Energy Holdings insider filing: Vincent J. Canino, the company's President & CEO and a director, reported a deemed disposition of 2,982 shares of voting common stock on 09/30/2025 to cover tax withholding related to restricted stock units that vested on 09/09/2025 at a price of $2.68 per share. After the transaction he beneficially owns 467,598 shares. His remaining holdings include restricted stock units underlying 300,000 shares vesting in equal annual installments on March 11, 2026 and March 11, 2027; 16,667 shares vesting in equal annual installments on September 9, 2026 and September 9, 2027; and 49,250 shares vesting in three equal annual installments beginning April 3, 2026.