[Form 4] Capstone Green Energy Holdings, Inc. Insider Trading Activity

Rhea-AI Filing Summary

John J. Juric, Chief Financial Officer of Capstone Green Energy Holdings, Inc. (CGEH), reported a deemed disposition related to vested restricted stock units on September 30, 2025. The filing shows 3,653 shares of voting common stock were disposed of at a price of $2.68 to cover the reporting person’s tax liability arising from RSU vesting. After that disposition, Mr. Juric beneficially owned 171,347 shares of voting common stock and 114,560 shares of non-voting common stock.

The filing also discloses remaining unvested restricted stock units: 30,000 voting shares that vest in equal annual installments on September 9, 2026 and September 9, 2027, and 45,000 voting shares that vest in three equal annual installments beginning April 3, 2026.

Positive

• Disclosure transparency: Filing clearly states the reason for the disposition as tax withholding related to RSU vesting.
• Substantial retained ownership: Reporting person retains 171,347 voting and 114,560 non-voting shares after the transaction.
• Clear vesting schedule disclosed: 30,000 and 45,000 voting shares underlying RSUs with specified vesting dates are explicitly reported.

Negative

• Reduction in voting shares: 3,653 voting common shares were disposed of at $2.68.
• Potential future share issuance: 75,000 voting shares underlying RSUs remain unvested and may be issued over the disclosed schedules.

Insights

Corporate Governance Expert

TL;DR: Insider sold a small lot to cover taxes from RSU vesting; substantial holdings and clear vesting schedule remain.

The Form 4 discloses a tax-related disposition of 3,653 voting shares at $2.68 tied to RSU settlement. This is a routine, non-trading disposition for tax withholding rather than an open-market sale, and the reporting person retains material ownership across voting and non-voting classes. The explicit vesting schedules (30,000 and 45,000 underlying shares) increase transparency about potential future share issuance to insiders.

Securities/Equity Analyst

TL;DR: Transaction is operationally minimal; useful to update insider ownership and outstanding RSU schedule.

The transaction reduced reported voting shares by 3,653 at $2.68 to satisfy withholding obligations from RSU vesting. Post-transaction beneficial ownership is 171,347 voting and 114,560 non-voting shares. The disclosed unvested RSUs (30,000 and 45,000) provide clear timelines for potential future insider share increases, which investors can model when assessing insider stake trends.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Juric John J

(Last) (First) (Middle)

C/O CAPSTONE GREEN ENERGY HOLDINGS, INC.

16640 STAGG STREET

(Street)

VAN NUYS CA 91406

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Capstone Green Energy Holdings, Inc. [ CGEH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

3. Date of Earliest Transaction (Month/Day/Year)
09/30/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Voting Common Stock	09/30/2025		F		3,653(1)	D	$2.68	171,347(2)	D
Non-Voting Common Stock								114,560	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Reflects the deemed disposition of shares of voting common stock to cover the Reporting Person's tax liability in connection with the vesting and settlement of the restricted stock units vested on September 9, 2025.

2. Includes 30,000 shares of voting common stock underlying restricted stock units that vest in equal annual installments on September 9, 2026, and September 9, 2027, respectively, and 45,000 shares of voting common stock underlying restricted stock units that vest in three equal annual installments commencing on April 3, 2026.

	John J. Juric, Reporting Person	10/01/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What transaction did John J. Juric report on Form 4 for CGEH?

Answer: He reported a deemed disposition of 3,653 voting common shares on 09/30/2025 to cover tax liability from RSU vesting, at a price of $2.68.

How many shares does John J. Juric beneficially own after the reported transaction?

Answer: He beneficially owns 171,347 voting common shares and 114,560 non-voting common shares following the transaction.

What unvested RSUs did the Form 4 disclose for Juric?

Answer: The filing discloses 30,000 voting shares underlying RSUs vesting in equal annual installments on September 9, 2026 and September 9, 2027, and 45,000 voting shares underlying RSUs vesting in three equal annual installments beginning April 3, 2026.

Was the disposition an open-market sale?

Answer: No. The filing states the disposition was a deemed disposition to cover tax liability in connection with RSU vesting.

What is the reporting person’s role at Capstone Green Energy?

Answer: The reporting person, John J. Juric, is identified as Chief Financial Officer and an officer of the issuer.