ETRADE FINANCIAL settles 6,235 RSU shares

ETRADE FINANCIAL CORPORATION reports the settlement of 6,235 shares of Common Stock on 03/20/2026 related to vested restricted stock units issued under an S-8 Registered Plan as equity compensation for services rendered.

Accepted by SEC EDGAR 03/23/2026 - 08:27 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

ETRADE FINANCIAL CORPORATION reports the settlement of 6,235 shares of Common Stock on 03/20/2026 related to vested restricted stock units issued under an S-8 Registered Plan as equity compensation for services rendered. The filing lists the securities to be sold in connection with that settlement; settlement and plan labels are disclosed verbatim.

Insights

Equity Compensation Specialist

Routine RSU settlement recorded; not an open-market discretionary sale.

The excerpt shows 6,235 shares were settled on 03/20/2026 under an S-8 Registered Plan, described as "equity compensation for services rendered." This is a compensation issuance rather than a voluntary cash sale by an insider.

Cash‑flow treatment and any subsequent disposition of the settled shares are not stated. Subsequent filings would show whether these shares were retained, transferred, or offered for sale.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did ETRADE FINANCIAL report in the Form 144 related to CHPT?

The filing records the settlement of 6,235 shares of Common Stock on 03/20/2026 as vested RSUs under an S-8 Registered Plan. It characterizes the issuance as equity compensation for services rendered.

Does the Form 144 show proceeds to the issuer for these 6,235 shares?

The excerpt does not state proceeds or sale price. It identifies the event as "Settlement of vested RSUs" under an S-8 Registered Plan, and does not disclose cash consideration in the provided lines.

Were the settled shares described as sold on the open market in this excerpt?

The excerpt lists "Securities To Be Sold" and the settlement event but does not specify a planned open‑market sale method or timing. It records the settlement date 03/20/2026 and the grant origin.

What does the S-8 Registered Plan label indicate in this filing?

The S-8 label denotes that the RSUs were issued under a registration statement for employee benefit plans. The filing explicitly ties the 6,235 shares to that registered plan on 03/20/2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002078710
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	ChargePoint Holdings, Inc.
SEC File Number	001-39004
Address of Issuer	240 East Hacienda Avenue Campbell CALIFORNIA 95008
Phone	408-841-4500
Name of Person for Whose Account the Securities are To Be Sold	Eric Batill
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	ETRADE FINANCIAL CORPORATION 3 EDISON DRIVE ALPHARETTA GA 30005	2695	14274.95	23653089	03/23/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	03/20/2026	Settlement of vested RSUs issued under an S-8 Registered Plan	Issuer			6235	03/20/2026	Equity compensation for services rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	The sales reported on this Form 144 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.
Date of Notice	03/23/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Natella Novruzova - Attorney-in-Fact
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)