Dallas Clement listed as Charter (CHTR) director without holdings
Rhea-AI Filing Summary
Charter Communications, Inc. (CHTR) has a new initial ownership report from director Dallas S. Clement. The Form 3 identifies him as a director but lists no reported transactions, holdings, or derivative positions as of this filing, and includes no indication of activity under a Rule 10b5-1 trading plan.
Positive
- None.
Negative
- None.
Key Figures
Buy transactions reported: 0
Sell transactions reported: 0
Holding entries reported: 0
+1 more
4 metrics
Buy transactions reported
0
buyCount in transactionSummary
Sell transactions reported
0
sellCount in transactionSummary
Holding entries reported
0
holdingEntries in transactionSummary
Net buy/sell shares
0
netBuySellShares in transactionSummary
Key Terms
Form 3, initial statement of beneficial ownership, Rule 10b5-1
3 terms
Form 3 regulatory
"Dallas S. Clement filed an initial ownership report on Form 3"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
initial statement of beneficial ownership regulatory
"It is an initial statement of beneficial ownership and shows no transactions"
An initial statement of beneficial ownership is the first regulatory filing an insider or large investor submits to disclose the amount of a company's stock they control or benefit from. It matters to investors because it reveals who has significant influence over a company—like showing who’s holding the cards—and helps track potential conflicts of interest, insider motives, and future buying or selling that can move the stock price.
Rule 10b5-1 regulatory
"Includes no indication of activity under a Rule 10b5-1 trading plan"
Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.
FAQ
What does the new Form 3 filed for CHTR by Dallas S. Clement indicate?
The Form 3 identifies Dallas S. Clement as a director of Charter Communications, Inc. (CHTR). It is an initial statement of beneficial ownership and, in this filing, shows no reported transactions, no holdings entries, and no derivative positions for him.
Are any stock purchases or sales reported for CHTR in this Form 3?
No. The Form 3 for CHTR shows no reported transactions, with buyCount, sellCount, acquireCount, and disposeCount all at zero, and netBuySellDirection listed as neutral.
Is there any indication of a Rule 10b5-1 trading plan in this CHTR Form 3?
No. The Rule 10b5-1 indicator (aff_10b5_one) is null, and there are no footnotes describing trades under a Rule 10b5-1 plan, so the filing does not state that any such plan is in effect here.
What role does Dallas S. Clement have at Charter Communications, Inc. (CHTR)?
Dallas S. Clement is identified in the Form 3 as a director of Charter Communications, Inc. He is not reported as an officer or a ten percent owner in this filing.
AI-generated analysis. How Rhea-AI works. Not financial advice.
