STOCK TITAN

Charter grants COO 347,078 options, 13,333 RSUs

Charter’s COO received significant new option and RSU grants as part of the 2019 Stock Incentive Plan, adding long-term equity-based compensation.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Charter Communications, Inc. (CHTR) reported that Chief Operating Officer Jeffery Nick received new equity awards on September 1, 2026. He was granted stock options for 347,078 shares and an additional 76,466 shares at an exercise price of $147.66 per share, with vesting between 2028 and 2030 and expiration in 2036. He also received 13,333 Restricted Stock Units that are scheduled to vest on September 1, 2029. These awards were made under the Charter Communications, Inc. 2019 Stock Incentive Plan, and no Rule 10b5-1 trading plan is reported.

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Insider Jeffery Nick
Role Chief Operating Officer
Type Security Shares Price Value
Grant/Award Stock Options F1 347,078 $0.00 $0.00
Grant/Award Stock Options F2 76,466 $0.00 $0.00
Grant/Award Restricted Stock Units F3, F4 13,333 $0.00 $0.00
Holdings After Transaction: Stock Options — 423,544 contracts (Direct); Restricted Stock Units — 13,333 contracts (Direct)
Footnotes (4)
  1. F1. Stock Options granted on September 1, 2026, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 25% of the grant will vest on the second anniversary of the grant date, September 1, 2028; 50% of the grant will vest on the third anniversary of the grant date, September 1, 2029; and 25% of the grant will vest on the fourth anniversary of the grant date, September 1, 2030. Such options will terminate 10 years from the grant date unless terminated sooner in accordance with the plan or grant agreement.
  2. F2. Stock Options granted on September 1, 2026, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, September 1, 2029. Such options will terminate 10 years from the grant date unless terminated sooner in accordance with the plan or grant agreement.
  3. F3. Restricted Stock Unit grant - price and expiration date not applicable.
  4. F4. Restricted Stock Units granted on September 1, 2026, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, September 1, 2029.
Stock options granted 347,078 options Grant to COO on September 1, 2026 under 2019 Stock Incentive Plan
Additional stock options granted 76,466 options Grant to COO on September 1, 2026 under 2019 Stock Incentive Plan
Option exercise price $147.66 per share Exercise price for both September 1, 2026 option grants
Restricted Stock Units granted 13,333 RSUs Grant to COO on September 1, 2026 vesting on September 1, 2029
Option expiration date September 1, 2036 Termination date for both option grants unless ended sooner
Initial RSU holdings after grant 13,333 units Total RSUs held directly following the reported RSU grant
Stock Options financial
"Stock Options granted on September 1, 2026, under the Charter Communications, Inc."
Stock options are agreements that give a person the right to buy or sell a company's stock at a specific price within a certain time frame. They are often used as a reward or incentive, similar to a coupon that can be used later if the stock price rises, allowing the holder to make a profit.
Restricted Stock Units financial
"Restricted Stock Units granted on September 1, 2026, under the Charter"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
2019 Stock Incentive Plan financial
"under the Charter Communications, Inc. 2019 Stock Incentive Plan"
vesting financial
"25% of the grant will vest on the second anniversary of the grant date"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

FAQ

What equity awards did CHTR grant to COO Jeffery Nick on September 1, 2026?

On September 1, 2026, COO Jeffery Nick was granted stock options for 347,078 shares, additional options for 76,466 shares at $147.66 per share, and 13,333 Restricted Stock Units, all under the Charter Communications, Inc. 2019 Stock Incentive Plan.

What are the vesting terms of the 347,078 CHTR stock options granted to the COO?

The 347,078 stock options vest 25% on September 1, 2028, 50% on September 1, 2029, and 25% on September 1, 2030. According to the disclosure, these options terminate 10 years from the September 1, 2026 grant date unless ended earlier under the plan or grant agreement.

How do the 76,466 CHTR stock options granted to the COO vest?

The additional 76,466 stock options granted on September 1, 2026 vest 100% on September 1, 2029. They carry an exercise price of $147.66 per share and will terminate 10 years from the grant date unless terminated sooner under the plan or grant agreement.

What are the terms of the 13,333 Restricted Stock Units granted by CHTR?

The 13,333 Restricted Stock Units were granted on September 1, 2026 under the 2019 Stock Incentive Plan. The filing states they will vest 100% on September 1, 2029. Price and expiration date are noted as not applicable because they are RSUs, not options.

Were the CHTR equity grants to the COO made under a Rule 10b5-1 trading plan?

No. The Form 4 indicates the Rule 10b5-1 checkbox is not selected, so no Rule 10b5-1 trading plan is reported in connection with these September 1, 2026 equity awards.

What is the exercise price and expiration date of the CHTR stock options granted to the COO?

Both stock option grants to the COO have an exercise price of $147.66 per share and are scheduled to terminate 10 years from the grant date, expiring on September 1, 2036, unless terminated sooner in accordance with the plan or grant agreement.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Jeffery Nick

(Last)(First)(Middle)
400 WASHINGTON BLVD.

(Street)
STAMFORD CONNECTICUT 06902

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
CHARTER COMMUNICATIONS, INC. /MO/ [ CHTR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Operating Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Options$147.6609/01/2026A347,078(1) (1)09/01/2036Class A Common Stock347,078$0347,078D
Stock Options$147.6609/01/2026A76,466(2)09/01/202909/01/2036Class A Common Stock76,466$076,466D
Restricted Stock Units(3)09/01/2026A13,333(4)09/01/2029 (3)Class A Common Stock13,333$013,333D
Explanation of Responses:
1. Stock Options granted on September 1, 2026, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 25% of the grant will vest on the second anniversary of the grant date, September 1, 2028; 50% of the grant will vest on the third anniversary of the grant date, September 1, 2029; and 25% of the grant will vest on the fourth anniversary of the grant date, September 1, 2030. Such options will terminate 10 years from the grant date unless terminated sooner in accordance with the plan or grant agreement.
2. Stock Options granted on September 1, 2026, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, September 1, 2029. Such options will terminate 10 years from the grant date unless terminated sooner in accordance with the plan or grant agreement.
3. Restricted Stock Unit grant - price and expiration date not applicable.
4. Restricted Stock Units granted on September 1, 2026, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, September 1, 2029.
Remarks:
/s/ Jennifer A. Smith as attorney-in-fact for Nick Jeffery09/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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* Form 4: SEC 1474 (03-26)