STOCK TITAN

Charter CEO gets 297K options, 115K RSUs grant

CHARTER COMMUNICATIONS, INC.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

CHARTER COMMUNICATIONS, INC. (CHTR) reported that President and CEO Christopher L. Winfrey received new equity awards. He was granted 297,281 Stock Options for Class A Common Stock with an exercise price of $149.395 per share, granted on August 20, 2026 under the 2019 Stock Incentive Plan in connection with the closing of the Cox Transactions; 100% of this option grant will vest on August 20, 2030 and the options terminate 10 years from grant unless ended earlier under the plan or grant agreement.

Winfrey was also granted 115,466 Restricted Stock Units for Class A Common Stock on August 20, 2026 under the same plan in connection with the Cox Transactions. 50% of these RSUs will vest on August 20, 2028 and 50% will vest on August 20, 2030.

Positive

  • None.

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Insider Winfrey Christopher L
Role President and CEO
Type Security Shares Price Value
Grant/Award Stock Options F1 297,281 $0.00 $0.00
Grant/Award Restricted Stock Units F2, F3 115,466 $0.00 $0.00
Holdings After Transaction: Stock Options — 297,281 contracts (Direct); Restricted Stock Units — 115,466 contracts (Direct)
Footnotes (3)
  1. F1. Stock options granted on August 20, 2026 under the Charter Communications, Inc. 2019 Stock Incentive Plan in connection with the closing of the previously announced transactions contemplated by the Transaction Agreement by and among Charter Communications, Inc., Charter Communications Holdings, LLC and Cox Enterprises, Inc. (the "Cox Transactions"); 100% of the grant will vest on the fourth anniversary of the grant date, August 20, 2030. Such options will terminate 10 years from the grant date unless terminated sooner in accordance with the plan or grant agreement.
  2. F2. Restricted Stock Unit grant - price and expiration date not applicable.
  3. F3. Restricted Stock Units granted on August 20, 2026 under the Charter Communications, Inc. 2019 Stock Incentive Plan in connection with the closing of the Cox Transactions; 50% of the grant will vest on the second anniversary of the grant date, August 20, 2028, and 50% of the grant will vest on the fourth anniversary of the grant date, August 20, 2030.
Stock Options granted 297,281 options Options for Class A Common Stock granted to Christopher L. Winfrey on August 20, 2026
Option exercise price $149.395 per share Exercise price of Stock Options granted on August 20, 2026
Option vesting date August 20, 2030 100% of the Stock Option grant vests on the fourth anniversary of the grant date
Option termination 10 years from grant date Options terminate 10 years from August 20, 2026 unless ended sooner
RSUs granted 115,466 RSUs Restricted Stock Units for Class A Common Stock granted on August 20, 2026
RSU vesting first tranche 50% on August 20, 2028 First half of RSU grant vesting schedule
RSU vesting second tranche 50% on August 20, 2030 Second half of RSU grant vesting schedule
Restricted Stock Units financial
"Restricted Stock Units granted on August 20, 2026 under the Charter Communications, Inc. 2019 Stock Incentive Plan"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Stock Options financial
"Stock options granted on August 20, 2026 under the Charter Communications, Inc. 2019 Stock Incentive Plan"
Stock options are agreements that give a person the right to buy or sell a company's stock at a specific price within a certain time frame. They are often used as a reward or incentive, similar to a coupon that can be used later if the stock price rises, allowing the holder to make a profit.
2019 Stock Incentive Plan financial
"granted on August 20, 2026 under the Charter Communications, Inc. 2019 Stock Incentive Plan"
Transaction Agreement regulatory
"transactions contemplated by the Transaction Agreement by and among Charter Communications, Inc."
A transaction agreement is a legal contract that lays out the terms and steps for a specific business deal—such as a merger, acquisition, asset sale, financing, or securities purchase. It defines what each party must do, what is being exchanged, conditions that must be met, and how disputes are handled. For investors it matters because this document determines the rights, timing, risks, and potential payments they can expect from the deal, much like a recipe and schedule that guides a complex group project.
Cox Transactions financial
"in connection with the closing of the Cox Transactions; 50% of the grant will vest"

FAQ

What equity awards did CHTR President and CEO Christopher L. Winfrey receive on this Form 4?

Christopher L. Winfrey received 297,281 Stock Options and 115,466 Restricted Stock Units tied to CHTR Class A Common Stock, all granted on August 20, 2026 under Charter Communications, Inc.’s 2019 Stock Incentive Plan in connection with the closing of the Cox Transactions.

What is the exercise price and term of the new Stock Options reported for CHTR?

The Stock Options granted to Christopher L. Winfrey have an exercise price of $149.395 per share. They were granted on August 20, 2026 and will terminate 10 years from the grant date unless terminated sooner under the plan or grant agreement.

How do the Stock Options granted to CHTR’s CEO vest?

The 297,281 Stock Options granted to Christopher L. Winfrey will vest 100% on the fourth anniversary of the grant date, August 20, 2030, as disclosed in the award description linked to the Cox Transactions.

What is the vesting schedule for the 115,466 RSUs granted to CHTR’s CEO?

The 115,466 Restricted Stock Units granted to Christopher L. Winfrey vest in two tranches: 50% on the second anniversary of the grant date, August 20, 2028, and the remaining 50% on the fourth anniversary, August 20, 2030.

Are the RSUs granted to CHTR’s CEO subject to an exercise price or expiration date?

No. The filing states that the grant is a Restricted Stock Unit grant and that price and expiration date are not applicable, meaning the RSUs convert to shares upon vesting without an exercise price or stated expiration.

Were these CHTR equity awards connected to a specific corporate transaction?

Yes. Both the Stock Options and Restricted Stock Units were granted in connection with the closing of the Cox Transactions, as described under the Transaction Agreement among Charter Communications, Inc., Charter Communications Holdings, LLC and Cox Enterprises, Inc.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Winfrey Christopher L

(Last)(First)(Middle)
C/O CHARTER COMMUNICATIONS, INC.
400 WASHINGTON BLVD.

(Street)
STAMFORD CONNECTICUT 06902

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
CHARTER COMMUNICATIONS, INC. /MO/ [ CHTR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
President and CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/20/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Options$149.39508/20/2026A297,281(1)08/20/203008/20/2036Class A Common Stock297,281$0297,281D
Restricted Stock Units(2)08/20/2026A115,466(3) (3) (2)Class A Common Stock115,466$0115,466D
Explanation of Responses:
1. Stock options granted on August 20, 2026 under the Charter Communications, Inc. 2019 Stock Incentive Plan in connection with the closing of the previously announced transactions contemplated by the Transaction Agreement by and among Charter Communications, Inc., Charter Communications Holdings, LLC and Cox Enterprises, Inc. (the "Cox Transactions"); 100% of the grant will vest on the fourth anniversary of the grant date, August 20, 2030. Such options will terminate 10 years from the grant date unless terminated sooner in accordance with the plan or grant agreement.
2. Restricted Stock Unit grant - price and expiration date not applicable.
3. Restricted Stock Units granted on August 20, 2026 under the Charter Communications, Inc. 2019 Stock Incentive Plan in connection with the closing of the Cox Transactions; 50% of the grant will vest on the second anniversary of the grant date, August 20, 2028, and 50% of the grant will vest on the fourth anniversary of the grant date, August 20, 2030.
Remarks:
/s/Jennifer A. Smith as attorney-in-fact for Christopher L. Winfrey08/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)