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CALAMOS CONVERTIBLE & HIGH INCOME FUND (CHY) has a large shareholder disclosure for its Series H Mandatory Redeemable Preferred Shares. BlackRock Portfolio Management LLC reports shared beneficial ownership of 290,000 Series H preferred shares, representing 50% of this class, based on 580,000 shares outstanding. BlackRock has shared voting and dispositive power over 290,000 shares and no sole voting or dispositive power. The reporting person is organized in Delaware and files on behalf of specified BlackRock business units.
CALAMOS CONVERTIBLE & HIGH INCOME FUND (CHY) reports that MetLife Investment Management, LLC has filed a Schedule 13G disclosing a significant position in its Series H Mandatory Redeemable Preferred Shares. As of August 31, 2026, MetLife Investment Management may be deemed the beneficial owner of 290,000 Series H shares, representing 50% of that class, based on 580,000 Series H shares outstanding.
MetLife Investment Management holds sole voting and sole dispositive power over all 290,000 shares and manages them on behalf of various clients, including Metropolitan Life Insurance Company and Metropolitan Tower Life Insurance Company.
CALAMOS CONVERTIBLE & HIGH INCOME FUND (CHY) received an amended Schedule 13G from MetLife Investment Management, LLC reporting that, as of August 31, 2026, it no longer beneficially owns any Series D Mandatory Redeemable Preferred Shares. MetLife reports 0 shares and 0% of this preferred share class, with no voting or dispositive power.
Calamos Convertible & High Income Fund (CHY) updates its prospectus to reflect a continuous at-the-market offering under which it may offer and sell up to 15,979,275 common shares through a sub-placement agent, with illustrative pricing at $13.01 per share based on the August 26, 2026 Nasdaq close.
The supplement also recasts the Fund’s leverage profile. As of August 26, 2026, total managed assets were $1.5 billion, supported by $369.4 million drawn under a State Street liquidity agreement and $124 million of mandatory redeemable preferred shares, together equal to 32.5% of managed assets (including structural leverage from securities lending). The Fund redeemed all Series D MRP Shares and privately placed 580,000 Series H MRP Shares with a $14.5 million aggregate liquidation preference, a 6.19% initial dividend rate and an August 26, 2031 mandatory redemption date.
Updated expense and leverage disclosures show total annual expenses to common shareholders of 3.30% of average net assets and indicate the portfolio must earn about 1.33% annually, before senior-security expenses, to cover current leverage costs, highlighting both the income potential and the risk amplification from the Fund’s use of borrowing and preferred shares.
CALAMOS CONVERTIBLE & HIGH INCOME FUND (CHY) reported that MetLife Investment Management, LLC, a ten percent owner, indirectly reallocated preferred holdings. On 2026-08-26, entities managed by MetLife purchased a total of 290,000 Series H Mandatory Redeemable Preferred Shares at $25.00 per share. On 2026-08-24, 520,000 Series D Mandatory Redeemable Preferred Shares were disposed of in transactions coded as “other,” with footnotes clarifying the Series D shares were redeemed in full by the fund at $25.00 per share plus accrued and unpaid dividends. The securities are held directly by MetLife’s investment-management clients, and MetLife disclaims beneficial ownership except to the extent of its pecuniary interest.
CALAMOS CONVERTIBLE & HIGH INCOME FUND (symbol: CHY) is the issuer of record for a Form 4 filing submitted to the SEC.
CALAMOS CONVERTIBLE & HIGH INCOME FUND (CHY) is the issuer of Mandatory Redeemable Preferred Shares, Series D. This Schedule 13G/A (Amendment No. 2) reports that Thrivent Financial for Lutherans, a Wisconsin fraternal benefit society, now holds 0 Series D shares, representing 0% of that class. Thrivent reports no sole or shared voting or dispositive power over any Series D Mandatory Redeemable Preferred Shares, confirming it no longer has reportable beneficial ownership in this security.
The filing is an annual Form N-CEN census report for the CHY fund, providing operational data rather than a narrative financial discussion. It shows that the fund is authorized to engage in securities lending and reports a monthly average value of portfolio securities on loan of 70,979,498.10 during the period. The fund lists payments to multiple brokers, with an aggregate amount of brokerage commissions paid of 11,629.27 and total commissions to an affiliated broker-dealer of 0.00. The report also details principal transactions with several dealers, each showing large totals for purchases and sales (excluding maturing securities), indicating significant trading activity through multiple counterparties over the reporting period.
CALAMOS CONVERTIBLE & HIGH INCOME FUND filed an amended Form 3 for John S. Koudounis. He is identified as a Vice President of the fund and noted as a trustee effective September 1, 2025. The amendment does not report any insider buy or sell transactions.
The filing is an SEC Form 3 reporting the initial statement of beneficial ownership for Jeffrey S. Phlegar in Calamos Convertible & High Income Fund (CHY). The form states that no securities are beneficially owned by the reporting person as of the event date 09/01/2025. The submission was signed by an attorney-in-fact on 09/09/2025. This Form 3 records that the reporting person currently holds no direct or indirect ownership in CHY.