CHY Form 3: Jeffrey S. Phlegar Reports No Beneficial Ownership
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
The filing is an SEC Form 3 reporting the initial statement of beneficial ownership for Jeffrey S. Phlegar in Calamos Convertible & High Income Fund (CHY). The form states that no securities are beneficially owned by the reporting person as of the event date 09/01/2025. The submission was signed by an attorney-in-fact on 09/09/2025. This Form 3 records that the reporting person currently holds no direct or indirect ownership in CHY.
Positive
- None.
Negative
- None.
FAQ
What does the CHY Form 3 filed by Jeffrey S. Phlegar state?
The Form 3 states that no securities are beneficially owned by Jeffrey S. Phlegar in Calamos Convertible & High Income Fund (CHY) as of the event date 09/01/2025.
What is the event date reported on the Form 3 for CHY?
The event date listed on the Form 3 is 09/01/2025.
Was the Form 3 for CHY signed and when?
Yes. The form was signed by Tracey Quinn by power of attorney for Jeffrey S. Phlegar on 09/09/2025.
Does the Form 3 list any derivative or non-derivative holdings for CHY?
No. The filing explicitly states no securities are beneficially owned, so no non-derivative or derivative holdings are reported.
What is the reporting person’s relationship to the issuer on the Form 3?
The filer checked the box indicating the reporting person is an Officer of the issuer.