STOCK TITAN

[Form 4] Calamos Convertible and High Income Fund Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4

The reporting person Mickey Mark filed a Form 4 reporting a transaction in the common stock of Calamos Convertible & High Income Fund on 08/11/2025. The filing shows a transaction code S and numeric entries including 2,000, a price of $10.901, and indicates ownership form Direct. The filer is identified as an Officer with title FormerChief Compliance Officer. The form is signed Mark J. Mickey and was filed by one reporting person.

La persona segnalante Mickey Mark ha presentato un Form 4 che riporta una transazione sulle azioni ordinarie di Calamos Convertible & High Income Fund in data 08/11/2025. La comunicazione indica il codice di transazione S e valori numerici tra cui 2,000, un prezzo di $10.901 e specifica la forma di possesso Diretto. Il dichiarante è identificato come dirigente con il titolo di ex responsabile della conformità. Il modulo è firmato Mark J. Mickey ed è stato presentato da una sola persona segnalante.

La persona informante Mickey Mark presentó un Form 4 que reporta una transacción sobre acciones ordinarias de Calamos Convertible & High Income Fund el 08/11/2025. La presentación muestra el código de transacción S y entradas numéricas que incluyen 2,000, un precio de $10.901 e indica la forma de propiedad Directa. El declarante se identifica como directivo con el título de ex responsable de cumplimiento. El formulario está firmado por Mark J. Mickey y fue presentado por una sola persona informante.

보고자 Mickey Mark08/11/2025Calamos Convertible & High Income Fund 보통주 거래를 보고하는 Form 4를 제출했습니다. 제출서류에는 거래 코드 S2,000, 가격 $10.901 등 수치 항목이 기재되어 있으며 소유 형태는 직접으로 표시되어 있습니다. 제출자는 임원으로 식별되며 직함은 전 최고 준법감시책임자입니다. 서명은 Mark J. Mickey로 되어 있고 한 명의 보고자가 제출했습니다.

La personne déclarante Mickey Mark a déposé un Form 4 déclarant une transaction sur les actions ordinaires de Calamos Convertible & High Income Fund le 08/11/2025. Le dossier indique le code de transaction S et des valeurs numériques telles que 2,000, un prix de $10.901, et précise la forme de détention Directe. Le déclarant est identifié comme dirigeant avec le titre ancien responsable de la conformité. Le formulaire est signé Mark J. Mickey et a été déposé par une seule personne déclarante.

Die meldende Person Mickey Mark reichte am 08/11/2025 ein Form 4 ein, das eine Transaktion mit Stammaktien von Calamos Convertible & High Income Fund meldet. Die Einreichung weist den Transaktionscode S und numerische Angaben einschließlich 2,000, einen Preis von $10.901 sowie die Besitzform Direkt aus. Der Meldende wird als leitender Angestellter mit dem Titel ehemaliger Leiter der Compliance geführt. Das Formular ist von Mark J. Mickey unterschrieben und wurde von einer meldenden Person eingereicht.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine Form 4 filed showing a transaction code S with numeric entries but no contextual materiality data.

The document is a Form 4 for Calamos Convertible & High Income Fund reporting a transaction dated 08/11/2025. The filing lists Common Stock, transaction code S, and numeric values including 2,000 and $10.901, with ownership shown as Direct. The reporting person is identified as an Officer (title: FormerChief Compliance Officer). The filing provides transaction-level data but does not include explicit statements on whether shares were acquired or disposed, nor percentage ownership or holdings prior to the transaction, limiting assessment of materiality.

TL;DR: A single-officer Form 4 disclosure was signed and filed; content is procedural and lacks broader governance implications.

The form shows the reporting person filed individually and signed the report on 08/11/2025. Relationship to the issuer is recorded as Officer with the title FormerChief Compliance Officer. The form presents specific transaction fields (including 2,000 and $10.901) but omits explanatory narrative in the explanation section. Based solely on the filing text, this appears to be a standard insider reporting disclosure without further governance detail provided.

La persona segnalante Mickey Mark ha presentato un Form 4 che riporta una transazione sulle azioni ordinarie di Calamos Convertible & High Income Fund in data 08/11/2025. La comunicazione indica il codice di transazione S e valori numerici tra cui 2,000, un prezzo di $10.901 e specifica la forma di possesso Diretto. Il dichiarante è identificato come dirigente con il titolo di ex responsabile della conformità. Il modulo è firmato Mark J. Mickey ed è stato presentato da una sola persona segnalante.

La persona informante Mickey Mark presentó un Form 4 que reporta una transacción sobre acciones ordinarias de Calamos Convertible & High Income Fund el 08/11/2025. La presentación muestra el código de transacción S y entradas numéricas que incluyen 2,000, un precio de $10.901 e indica la forma de propiedad Directa. El declarante se identifica como directivo con el título de ex responsable de cumplimiento. El formulario está firmado por Mark J. Mickey y fue presentado por una sola persona informante.

보고자 Mickey Mark08/11/2025Calamos Convertible & High Income Fund 보통주 거래를 보고하는 Form 4를 제출했습니다. 제출서류에는 거래 코드 S2,000, 가격 $10.901 등 수치 항목이 기재되어 있으며 소유 형태는 직접으로 표시되어 있습니다. 제출자는 임원으로 식별되며 직함은 전 최고 준법감시책임자입니다. 서명은 Mark J. Mickey로 되어 있고 한 명의 보고자가 제출했습니다.

La personne déclarante Mickey Mark a déposé un Form 4 déclarant une transaction sur les actions ordinaires de Calamos Convertible & High Income Fund le 08/11/2025. Le dossier indique le code de transaction S et des valeurs numériques telles que 2,000, un prix de $10.901, et précise la forme de détention Directe. Le déclarant est identifié comme dirigeant avec le titre ancien responsable de la conformité. Le formulaire est signé Mark J. Mickey et a été déposé par une seule personne déclarante.

Die meldende Person Mickey Mark reichte am 08/11/2025 ein Form 4 ein, das eine Transaktion mit Stammaktien von Calamos Convertible & High Income Fund meldet. Die Einreichung weist den Transaktionscode S und numerische Angaben einschließlich 2,000, einen Preis von $10.901 sowie die Besitzform Direkt aus. Der Meldende wird als leitender Angestellter mit dem Titel ehemaliger Leiter der Compliance geführt. Das Formular ist von Mark J. Mickey unterschrieben und wurde von einer meldenden Person eingereicht.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Mickey Mark

(Last) (First) (Middle)
2020 CALAMOS COURT

(Street)
NAPERVILLE IL 60563

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
CALAMOS CONVERTIBLE & HIGH INCOME FUND [ CHI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
FormerChief Compliance Officer
3. Date of Earliest Transaction (Month/Day/Year)
08/11/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/11/2025 08/11/2025 S 2,000 D $10.901 0 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Mark J. Mickey 08/11/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who filed the Form 4 for CHY/CHI?

The reporting person is listed as Mickey Mark and the form is signed Mark J. Mickey.

What issuer is referenced in the Form 4?

The issuer is Calamos Convertible & High Income Fund (ticker shown as CHI in the filing; metadata lists CHY).

What is the transaction date reported on the Form 4?

The transaction date shown on the form is 08/11/2025.

What transaction details are reported on the Form 4?

The table lists Common Stock, transaction code S, numeric entries including 2,000 and a price of $10.901, and indicates ownership form Direct.

What is the reporting person’s relationship to the issuer?

The filer checked Officer and provided the title FormerChief Compliance Officer.

Was the Form 4 filed by more than one reporting person?

No. The form indicates it was filed by one reporting person.
Calamos Convertible & High Income

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