Welcome to our dedicated page for Cion Investment SEC filings (Ticker: CICB), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The CICB SEC filings page on Stock Titan provides access to regulatory documents that relate to CĪON Investment Corporation’s 7.50% Notes due 2029, which trade on the New York Stock Exchange under the symbol CICB. These notes are a class of senior unsecured debt securities issued by CĪON Investment Corporation, a Maryland corporation that reports as a business development company and registers its securities under the Securities Exchange Act of 1934.
Form 8-K filings are a key source of information for CICB. In recent 8-Ks, CĪON Investment Corporation has described material events such as entering into a Note Purchase Agreement with institutional investors for senior unsecured notes, including notes due 2029 and notes due 2027. These filings outline the interest rates, maturity dates, redemption provisions, and financial covenants that apply to the notes, as well as the relative ranking of this indebtedness compared with other obligations of the company.
Within these filings, investors can review details on covenants related to information reporting, maintenance of business development company status, minimum shareholders’ equity, asset coverage ratios, interest coverage ratios, and unencumbered asset coverage ratios. The filings also summarize customary events of default, including nonpayment, covenant breaches, cross-defaults under other significant indebtedness, specified judgments, and bankruptcy-related events.
Stock Titan enhances this information by offering AI-powered summaries that explain the main points of lengthy SEC documents, helping users understand how items such as new note issuances, changes in distribution practices, or financing arrangements may relate to the 7.50% Notes due 2029. Real-time updates from EDGAR mean that new Forms 8-K, 10-K, 10-Q, and other relevant filings from CĪON Investment Corporation become available quickly, while AI highlights key terms, covenants, and risk factors that matter to holders and analysts of CICB.
CĪON Investment Corporation entered into a note purchase agreement with institutional investors to issue $172.5 million of senior unsecured notes in a private placement. The deal includes $125 million of notes due 2029 bearing interest at 7.70% and $47.5 million of notes due 2027 bearing interest at 7.41%, with interest paid semiannually starting June 15, 2026 and maturities on December 15, 2029 and December 15, 2027.
CĪON plans to use the net proceeds primarily to repay its $125 million senior unsecured notes due February 2026, as well as to make portfolio investments and for working capital and general corporate purposes. The notes are general unsecured obligations rated investment grade by DBRS and are subject to financial covenants, including minimum shareholders’ equity of $493.1 million and minimum asset, interest coverage and unencumbered asset coverage ratios.
CĪON Investment Corporation declared a quarterly base distribution of $0.36 per share for Q4 2025, payable on December 15, 2025 to shareholders of record on December 1, 2025. The company will shift its base distribution cadence from quarterly to monthly beginning January 2026, with monthly amounts declared quarterly in advance.
CĪON also announced it released its financial results for the quarter ended September 30, 2025 and posted an accompanying presentation; both materials were furnished as exhibits.
CĪON Investment Corporation reported strong net investment income but continued portfolio losses for the quarter ended September 30, 2025. Total investment income was $78.7 million, up from $59.6 million a year earlier, driven by higher interest and fee income, especially from controlled investments.
Operating expenses were $40.2 million, producing net investment income after taxes of $38.6 million, versus $21.6 million in the prior-year quarter. However, realized and unrealized losses on investments totaled $2.7 million for the quarter and $54.3 million year-to-date, limiting overall growth in net assets.
Total investments at fair value were $1.84 billion, slightly below year-end, with financing arrangements of $1.08 billion. Net asset value per share declined to $14.86 from $15.43 at December 31, 2024, reflecting portfolio depreciation, ongoing distributions, and share repurchases.
CĪON Investment Corporation filed a current report stating that it will release its financial results for the third quarter ended September 30, 2025 on Thursday, November 6, 2025, before the U.S. financial markets open. The company will also host an earnings conference call at 11 a.m. Eastern Time on the same day to discuss those results. The related press release, dated October 1, 2025, is included as Exhibit 99.1 to the report.