Ciena officer Brodie Gage proposes $413K share sale

Morgan Stanley Smith Barney LLC is named as broker, and NYSE is listed as the exchange for the proposed sale.

Rhea-AI Filing Summary

Ciena Corporation officer Brodie Gage reported a proposed sale of 1,200 common shares, with an aggregate market value of $412,896 and an approximate sale date of October 15, 2026. Morgan Stanley Smith Barney LLC is listed as broker, and NYSE as the exchange. The notice also lists earlier sales attributed to Brodie Gage: 1,200 shares on September 15, 2026, with an aggregate market value of $389,832, and 1,200 shares on August 17, 2026, with an aggregate market value of $527,088.

Key Figures

Common shares proposed for sale: 1,200 common shares Aggregate market value: $412,896 Approximate sale date: October 15, 2026 +4 more

7 metrics

Common shares proposed for sale 1,200 common shares Proposed sale

Aggregate market value $412,896 Proposed sale

Approximate sale date October 15, 2026 Proposed sale

Common shares sold 1,200 common shares Sale on September 15, 2026

Aggregate market value $389,832 Sale on September 15, 2026

Common shares sold 1,200 common shares Sale on August 17, 2026

Aggregate market value $527,088 Sale on August 17, 2026

Key Terms

Rule 144, Performance Shares, person

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Performance Shares technical

"Performance Shares"

Performance shares are a type of company stock given to executives or employees that only become theirs if the company meets specific goals, like hitting certain profits or growth targets. They motivate leaders to work toward the company’s success, because their additional shares depend on achieving these results.

person regulatory

"definition of "person" in paragraph (a) of Rule 144"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many CIEN shares is Brodie Gage proposing to sell?

Officer Brodie Gage reported a proposed sale of 1,200 common shares, with an aggregate market value of $412,896 and an approximate sale date of October 15, 2026. Morgan Stanley Smith Barney LLC is listed as broker, and NYSE as the exchange.

What CIEN shares did Brodie Gage sell in the prior three months?

Brodie Gage's reported sales during the prior three months were 1,200 common shares on September 15, 2026, with an aggregate market value of $389,832, and 1,200 common shares on August 17, 2026, with an aggregate market value of $527,088.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/15/2026 - 04:15 PM EDT Accepted by SEC EDGAR 10/15/2026 - 04:15 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001998826
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	CIENA CORPORATION
SEC File Number	001-36250
Address of Issuer	8150 Maple Lawn Boulevard, Suite 300 Fulton MARYLAND 20759
Phone	(410) 694-5700
Name of Person for Whose Account the Securities are To Be Sold	BRODIE GAGE
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	1200	412896.00	141808525	10/15/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/20/2025	Performance Shares	ISSUER			1200	12/20/2025	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
BRODIE GAGE 8150 Maple Lawn Boulevard, Suite 300 Fulton MD 20759	Common	09/15/2026	1200	389832.00
BRODIE GAGE 8150 Maple Lawn Boulevard, Suite 300 Fulton MD 20759	Common	08/17/2026	1200	527088.00

144: Remarks and Signature

Remarks
Date of Notice	10/15/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	12/23/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Brodie Alexander Cage
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)