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Chimera Investment (NYSE: CIM) director awarded 11,263 RSUs in Form 4

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Walsh Cynthia B reported acquisition or exercise transactions in this Form 4 filing.

Chimera Investment Corp director Cynthia B. Walsh received an equity award of 11,263 shares of common stock in the form of restricted stock units (RSUs). The grant was made at a stated price of $0.00 per share as a compensation award, not an open-market purchase.

The RSUs are scheduled to vest on the earlier of the first anniversary of the grant date, June 11, 2027, or the date of Chimera’s next annual stockholders meeting, and will be settled entirely in Chimera common stock on vesting. Following this grant, Walsh directly holds 26,765 shares of Chimera common stock, including the unvested RSUs. Each RSU has the economic equivalent of one share of Chimera common stock.

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Insider Walsh Cynthia B
Role null
Type Security Shares Price Value
Grant/Award Common Stock 11,263 $0.00 --
Holdings After Transaction: Common Stock — 26,765 shares (Direct, null)
Footnotes (1)
  1. Represents shares of Chimera Investment Corporation ("Chimera") common stock underlying restricted stock units (RSUs). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 11, 2027, or, if earlier, (2) the date of the next annual stockholders meeting of the Chimera and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock. Each RSU has the economic equivalent of one share of Chimera common stock.
RSUs granted 11,263 RSUs Grant of restricted stock units on June 11, 2026
Holdings after transaction 26,765 shares Total direct Chimera common stock holdings after RSU grant
Vesting date June 11, 2027 RSUs vest on earlier of this date or next annual stockholders meeting
RSU-to-share ratio 1 RSU = 1 share Each RSU has the economic equivalent of one Chimera common share
restricted stock units (RSUs) financial
"Represents shares of Chimera Investment Corporation common stock underlying restricted stock units (RSUs)."
Restricted stock units (RSUs) are a type of company promise to give employees shares of stock in the future, usually after certain conditions like working for a set time. They are like a gift promised today that you receive later, which can become valuable if the company's stock price goes up. RSUs matter because they are a way companies reward employees and can be a significant part of compensation.
annual stockholders meeting financial
"The RSUs are scheduled to vest on the earlier of the first anniversary ... or the date of the next annual stockholders meeting."
economic equivalent financial
"Each RSU has the economic equivalent of one share of Chimera common stock."
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Walsh Cynthia B

(Last)(First)(Middle)
C/O CHIMERA INVESTMENT CORPORATION
ONE ROCKEFELLER PLAZA, 32ND FLOOR

(Street)
NEW YORK NEW YORK 10020

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
CHIMERA INVESTMENT CORP [ CIM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/11/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/11/2026A11,263(1)A$0(2)26,765D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares of Chimera Investment Corporation ("Chimera") common stock underlying restricted stock units (RSUs). The RSUs are scheduled to vest on the earlier of (1) the first anniversary of the grant date, June 11, 2027, or, if earlier, (2) the date of the next annual stockholders meeting of the Chimera and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.
2. Each RSU has the economic equivalent of one share of Chimera common stock.
Remarks:
/s/ Cynthia B. Walsh06/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Cynthia B. Walsh report in this Chimera (CIM) Form 4 filing?

Cynthia B. Walsh reported receiving 11,263 restricted stock units (RSUs) of Chimera common stock as a compensation award. The grant carries a stated price of $0.00 per share and increases her direct holdings to 26,765 shares after the transaction.

Is the Cynthia B. Walsh Form 4 for Chimera (CIM) an open-market stock purchase?

No, the Form 4 reflects a grant of 11,263 restricted stock units (RSUs), not an open-market purchase. The transaction code is A, indicating a grant or award acquisition, with a transaction price of $0.00 per share as part of director compensation.

When do Cynthia B. Walsh’s 11,263 Chimera (CIM) RSUs vest?

The 11,263 RSUs are scheduled to vest on the earlier of the first anniversary of the grant date, June 11, 2027, or the date of Chimera’s next annual stockholders meeting. On vesting, they will be settled entirely in Chimera common stock.

How many Chimera (CIM) shares does Cynthia B. Walsh hold after this RSU grant?

After the RSU grant, Cynthia B. Walsh directly holds 26,765 shares of Chimera common stock. This total includes the 11,263 shares underlying the newly granted restricted stock units, each of which has the economic equivalent of one share of Chimera common stock.

What is the economic value relationship of each RSU in this Chimera (CIM) Form 4?

Each restricted stock unit (RSU) has the economic equivalent of one share of Chimera common stock. When the RSUs vest, they will be settled 100% in Chimera common stock, aligning the director’s compensation with the company’s share performance over the vesting period.