Chimera Investment (CIM) CLO reports 2,586-share tax withholding, owns 36,794 shares

Rhea-AI Filing Summary

Chimera Investment Corp. reported an insider equity transaction by its Chief Legal Officer & Secretary, Miyun Sung. On 12/01/2025, 2,586 shares of Chimera common stock were withheld at a price of $12.79 per share to cover taxes related to the settlement of deferred shares from previously granted performance stock units (PSUs) and restricted stock units (RSUs). These settlements are tied to the liquidation of Chimera’s Stock Award Deferral Program on November 30, 2025, which had been described in the company’s prior annual report. After this tax-withholding transaction, Sung beneficially owned 36,794 shares of Chimera common stock, including dividend equivalent rights that are economically equal to additional shares.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sung Miyun

(Last) (First) (Middle)

C/O CHIMERA INVESTMENT CORPORATION

630 FIFTH AVENUE, SUITE 2400

(Street)

NEW YORK NY 10111

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
CHIMERA INVESTMENT CORP [ CIM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Legal Officer & Secy.

3. Date of Earliest Transaction (Month/Day/Year)
12/01/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	12/01/2025		F		2,586(1)	D	$12.79	36,794(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares reported were withheld for payment of taxes associated with the settlement of deferred shares of Chimera Investment Corporation ("Chimera") common stock from the vesting of prior grants of performance stock units ("PSUs") and restricted stock units ("RSUs") pursuant to the liquidation of the Stock Award Deferral Program on November 30, 2025 as previously disclosed in Chimera's Annual Report on Form 10-K for the year ended December 31, 2024.

2. Dividend equivalent rights ("DERs") issued on RSUs and PSUs are included in the reporting person's common stock holding balance. Each DER is the economic equivalent of one share of Chimera common stock.

Remarks:

	/s/ Miyun Sung	12/02/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Chimera Investment Corp (CIM) disclose?

Chimera Investment Corp disclosed that its Chief Legal Officer & Secretary, Miyun Sung, had 2,586 shares of common stock withheld on 12/01/2025 to cover taxes tied to equity awards.

What is the role of the reporting person in Chimera Investment Corp (CIM)?

The reporting person, Miyun Sung, serves as Chief Legal Officer & Secretary of Chimera Investment Corp.

How many Chimera (CIM) shares does the insider beneficially own after the transaction?

Following the reported transaction, the insider beneficially owns 36,794 shares of Chimera common stock, including dividend equivalent rights.

Why were 2,586 Chimera (CIM) shares withheld in this Form 4 filing?

The 2,586 shares were withheld to pay taxes associated with the settlement of deferred Chimera common stock from vested PSUs and RSUs linked to the liquidation of the Stock Award Deferral Program.

What are dividend equivalent rights (DERs) mentioned in the Chimera (CIM) filing?

Dividend equivalent rights (DERs) are rights issued on RSUs and PSUs that are described as the economic equivalent of one share of Chimera common stock for each DER.

Is this Chimera (CIM) Form 4 filing related to a stock option or other derivative security?

No derivative securities are listed in Table II of the filing. The reported transaction involves non-derivative Chimera common stock withheld for tax purposes.