CISO Global CFO flags error in stock award filing
A separate Form 4 is intended to report the vesting and accurately reflect the number of shares that vested.
Rhea-AI Filing Summary
CISO Global, Inc. CFO Debra Lou Smith's amendment states that she mistakenly filed a Form 4/A instead of a Form 4 for the June 13, 2026 vesting of common shares underlying restricted stock units awarded June 13, 2025. Before vesting, she owned 0 common shares as of June 13, 2026. She intends to file a Form 4 to report the vesting and accurately reflect the number of shares that vested.
Positive
- None.
Negative
- None.
Insider Trade Summary
1 transaction reported
Mixed
1 txn
Insider
Smith Debra Lou
Role
Chief Financial Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Common Stock F1 | -- | -- | -- |
Holdings After Transaction:
Common Stock — 0 shares (Direct)
Footnotes (1)
- F1. On July 7, 2026, the reporting person mistakenly filed a Form 4/A, rather than a Form 4, reporting the vesting on June 13, 2026 of shares of common stock underlying restricted stock units that were awarded to the reporting person on June 13, 2025. As of June 13, 2026, prior to the vesting of the restricted stock units, the reporting person owned 0 shares of common stock. The reporting person intends to file a Form 4 to report the vesting and to accurately reflect the number of shares that vested.
Key Figures
Common shares owned before vesting: 0 shares
1 metrics
Common shares owned before vesting
0 shares
As of June 13, 2026, prior to vesting
Key Terms
restricted stock units, vesting, Form 4/A
3 terms
restricted stock units financial
"shares of common stock underlying restricted stock units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
vesting financial
"reporting the vesting on June 13, 2026"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
Form 4/A regulatory
"mistakenly filed a Form 4/A, rather than a Form 4"
Form 4/A is an amended filing that corrects or updates an earlier Form 4, the mandatory report that insiders (like company executives, directors, or large shareholders) must file when their ownership stakes change. Think of it as an edited receipt showing who bought or sold stock and when; investors use it to track insider confidence, detect potential conflicts, and spot trading patterns that might signal future company prospects.
AI-generated analysis. How Rhea-AI works. Not financial advice.