Welcome to our dedicated page for CISO Global SEC filings (Ticker: CISO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
CISO Global, Inc. filings document governance, capital structure, securities registration and material-event disclosures for a public cybersecurity software and compliance-services company. Recent records include Form 8-K reports covering an SEC no-action request regarding an investor-consent framework for securities lending, amendments to the certificate of incorporation, preferred equity financing arrangements and annual-meeting results.
Proxy and registration filings describe director elections, auditor ratification, the 2023 Equity Incentive Plan, authorization of common shares issuable upon conversion of Series B Convertible Preferred Stock, Nasdaq shareholder-approval matters, selling-stockholder registration mechanics, smaller reporting company status and emerging growth company disclosures.
CISO Global, Inc. reported lower revenue but a narrower loss for the quarter and first half ended June 30, 2026. Total revenue for the quarter fell to $5.8 million from $6.7 million a year earlier, driven mainly by a double‑digit decline in security managed services as several higher‑revenue customers were lost, partly offset by new engagements and higher cybersecurity software sales. Six‑month revenue declined to $12.0 million from $13.9 million.
Cost controls significantly reduced expenses. Total operating expenses for the first half dropped to $6.2 million from $7.5 million, and interest expense fell sharply after prior‑year convertible notes were converted or extinguished. As a result, the six‑month loss from operations improved to $2.9 million from $4.0 million, and net loss narrowed to $3.2 million from $8.4 million. Cash used in operations was $0.9 million versus $5.3 million a year earlier.
Liquidity remains strained. Cash was $0.7 million at June 30, 2026, with a working capital deficit of $8.5 million and total debt obligations of about $4.1 million, including a new $350,000 term loan and $1.9 million line of credit borrowings. The company disclosed substantial doubt about its ability to continue as a going concern and plans to rely on additional equity or debt financings, its Form S‑3 shelf registration, and operating improvements. It must also redeem $1.9 million related to Series B Preferred Stock through May 2027 and regain Nasdaq’s $1.00 minimum bid price by December 28, 2026 or face potential delisting.
CISO Global Chief Financial Officer Debra Lou Smith acquired 73,850 shares of common stock on June 13, 2026 through the vesting of previously granted restricted stock units. These shares relate to a 2025 RSU grant covering 400,000 shares that vests over four years. The initial 25% tranche vested on June 13, 2026, resulting in a net issuance of 73,850 shares after withholding. Following this transaction, Smith directly holds 73,850 common shares.
CISO Global, Inc. reported that Chief Executive Officer David Grant Jemmett acquired additional common stock through restricted stock unit vesting. On June 13, 2026, an initial portion of a prior 400,000-share RSU grant vested, resulting in a net issuance of 138,468 common shares at a reference price of $0.29 per share.
The RSU grant was originally awarded on June 13, 2025, with 25% of the underlying shares scheduled to vest on June 13, 2026 and the remaining 6.25% vesting after each subsequent three-month period until the fourth anniversary of the grant date. Following this vesting event, the CEO directly holds 4,567,468 shares of CISO Global common stock.
CISO Global, Inc. reports that Nasdaq has granted an additional 180-day period, until December 28, 2026, for the company to regain compliance with Nasdaq’s $1.00 minimum bid price requirement. The extension follows an earlier 180-day window that ended on June 29, 2026.
The company may cure the deficiency if its stock closes at or above $1.00 for at least ten consecutive business days during this second period, and it is prepared to implement a reverse stock split if needed. If compliance is not achieved by the new deadline, CISO Global could face delisting from the Nasdaq Capital Market, though it would have the right to appeal. For now, the stock remains listed while the company works to meet all applicable Nasdaq listing criteria.
CISO Global, Inc. reported a Q1 2026 net loss of $1.6M on revenue of $6.2M, down from $7.2M a year earlier. Gross profit inched up to $1.8M as costs fell.
Cash and cash equivalents were $640,075 with a working capital deficit of $5.5M, and management states substantial doubt about continuing as a going concern. Outstanding debt totaled $2.1M, mostly due in 2026–2027.
The company must redeem remaining Series B Preferred Stock with aggregate payments of $1.87M over eleven months, increasing near‑term liquidity pressure. CISO also faces a Nasdaq bid-price deficiency and has limited capacity to raise capital under its $100M shelf and ATM program if market conditions remain weak.
CISO Global, Inc. filed a current report describing a no-action request submitted to the SEC Staff regarding a proposed Investor-Consent Share Loan Program. The company is asking the SEC Staff to confirm it would not recommend enforcement under Rule 17Ad-20 if CISO adopts and discloses this consent-based securities-lending framework.
The proposed program is intended to give beneficial owners an affirmative opt-in choice before their shares are made available for lending through existing intermediaries, with the ability to withdraw consent subject to normal settlement and recall mechanics. CISO’s request follows its review of short-volume data, publicly reported fails-to-deliver in late 2025, and shareholder-record discrepancies, while emphasizing that such data have important interpretive limits and do not themselves prove abusive or unlawful activity.
CISO states it is not alleging unlawful conduct by any intermediary or market participant and that the SEC Staff’s response, if any, would represent the Staff’s views only, not a formal Commission rule or approval. There is no assurance the requested no-action relief will be granted or on the timing or terms of any response.
CISO Global, Inc. filed an amendment to its annual report for the year ended December 31, 2025 to correct two inadvertent errors. The amendment replaces the consent of independent auditor Semple, Marchal & Cooper, LLP and revises director committee memberships and independence determinations.
The filing restates the exhibits list and director information sections, but expressly does not update any other disclosures, which continue to speak as of the original filing date. The company reports an aggregate market value of common stock held by non‑affiliates of $31,983,184 as of June 30, 2025 and 45,313,337 common shares outstanding as of March 20, 2026.
CISO Global, Inc. filed its 2025 annual report detailing a cybersecurity and compliance business built around proprietary software, managed services, and a network of 437+ clients. The company reported operating losses of $8,785,052 in 2025 and cites substantial doubt about its ability to continue as a going concern.
As of December 31, 2025, CISO had cash and cash equivalents of $1,695,994 and a working capital deficit of $4,474,265. One customer represented about 10% of 2025 revenue and 17% of year-end accounts receivable. The firm employs about 125 full-time-equivalent staff and remains an emerging growth company using JOBS Act reporting relief.
CISO Global, Inc. has amended its charter to significantly increase its capacity to issue common stock. On January 12, 2026, the company filed a Certificate of Amendment in Delaware to raise its authorized common shares from 300,000,000 to 1,300,000,000. This change was previously approved by stockholders at the 2025 Annual Meeting of Stockholders held on December 10, 2025. The full text of the amendment is included as an exhibit to the report for reference.
CISO Global, Inc. held its 2025 Annual Meeting of Stockholders, where shareholders approved all proposals, including director elections and auditor ratification for the year ending December 31, 2025.
Investors authorized an amendment to the 2023 Equity Incentive Plan to add 10,000,000 shares of common stock for equity awards and approved, for Nasdaq Listing Rule 5635(d) purposes, the issuance of common shares upon conversion of Series B Preferred Convertible Stock to be issued to B. Riley Principal Capital, LLC under a Preferred Equity Purchase Agreement dated September 24, 2025. Stockholders also approved increasing authorized common stock from 300,000,000 to 1,300,000,000 shares and an adjournment proposal. The company furnished an updated investor presentation and a press release on the meeting results as exhibits.