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CISO Global CFO awarded 500K options, 400K stock units

The note says a separate Form 4 is intended to report both awards and accurately reflect their June 13, 2025 award date.

(Neutral)
(Neutral)
Form Type
4/A

Rhea-AI Filing Summary

CISO Global, Inc. Chief Financial Officer Debra Lou Smith was awarded 500,000 stock options and 400,000 restricted stock units on June 13, 2025. A note states that she mistakenly filed a Form 4/A instead of a Form 4 and intends to file a Form 4 to report the awards and accurately reflect the award date.

Positive

  • None.

Negative

  • None.
Insider Smith Debra Lou
Role Chief Financial Officer
Type Security Shares Price Value
holding Stock Option (Right to Buy) F1 -- -- --
holding Restricted Stock Unit (Right to Receive) F1 -- -- --
Holdings After Transaction: Stock Option (Right to Buy) — 0 contracts (Direct); Restricted Stock Unit (Right to Receive) — 0 contracts (Direct)
Footnotes (1)
  1. F1. On December 30, 2025, the reporting person mistakenly filed a Form 4/A, rather than a Form 4, reporting the award of 500,000 options and 400,000 restricted stock units that were awarded to the reporting person on June 13, 2025. The reporting person intends to file a Form 4 to report these awards and accurately reflect the award date.
Stock options awarded 500,000 options Awarded to Chief Financial Officer Debra Lou Smith on June 13, 2025
Restricted stock units awarded 400,000 restricted stock units Awarded to Chief Financial Officer Debra Lou Smith on June 13, 2025
Stock Option (Right to Buy) financial
"Stock Option (Right to Buy)"
Restricted Stock Unit (Right to Receive) financial
"Restricted Stock Unit (Right to Receive)"
Form 4/A technical
"mistakenly filed a Form 4/A, rather than a Form 4"
Form 4/A is an amended filing that corrects or updates an earlier Form 4, the mandatory report that insiders (like company executives, directors, or large shareholders) must file when their ownership stakes change. Think of it as an edited receipt showing who bought or sold stock and when; investors use it to track insider confidence, detect potential conflicts, and spot trading patterns that might signal future company prospects.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many stock options and RSUs were awarded to CISO's CFO?

CISO Global Chief Financial Officer Debra Lou Smith was awarded 500,000 options and 400,000 restricted stock units on June 13, 2025.

Why was CISO's Form 4/A filed?

A note says Debra Lou Smith mistakenly filed a Form 4/A rather than a Form 4; she intends to file a Form 4 to report the awards and accurately reflect the award date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Smith Debra Lou

(Last)(First)(Middle)
6900 E. CAMELBACK ROAD, SUITE 900

(Street)
SCOTTSDALE ARIZONA 85251

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
CISO Global, Inc. [ CISO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/13/2025
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)
12/30/2025
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)(1)(1) (1) (1)Common Stock00D
Restricted Stock Unit (Right to Receive)(1)(1) (1) (1)Common Stock00D
Explanation of Responses:
1. On December 30, 2025, the reporting person mistakenly filed a Form 4/A, rather than a Form 4, reporting the award of 500,000 options and 400,000 restricted stock units that were awarded to the reporting person on June 13, 2025. The reporting person intends to file a Form 4 to report these awards and accurately reflect the award date.
/s/ Debra L. Smith09/25/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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