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CISO Global (CISO) CFO RSU vesting adds 73,850 common shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4/A

Rhea-AI Filing Summary

CISO Global Chief Financial Officer Debra Lou Smith acquired 73,850 shares of common stock on June 13, 2026 through the vesting of previously granted restricted stock units. These shares relate to a 2025 RSU grant covering 400,000 shares that vests over four years. The initial 25% tranche vested on June 13, 2026, resulting in a net issuance of 73,850 shares after withholding. Following this transaction, Smith directly holds 73,850 common shares.

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Insider Smith Debra Lou
Role Chief Financial Officer
Type Security Shares Price Value
Exercise Common Stock 73,850 $0.29 $21K
Holdings After Transaction: Common Stock — 73,850 shares (Direct, null)
Footnotes (1)
  1. On June 13, 2025 (the "Grant Date"), the Reporting Person was granted a Restricted Stock Unit grant for 400,000 shares of common stock (the "2025 RSU"). Each restricted stock unit represented a contingent right to receive one share of issuer's common stock. The 2025 RSU will vest with respect to 25% of the underlying shares on June 13, 2026, and 6.25% shall vest at the end of each three-month period following the first anniversary of the Grant Date, such that 100% shall be vested on the fourth anniversary of the Grant Date. On June 13, 2026, the initial 25% of the 2025 RSU vested. A net number of 73,850 shares were issued.
Shares acquired 73,850 shares Net common shares issued on June 13, 2026 RSU vesting
Transaction price per share $0.29 per share Reported price for the 73,850 common shares
2025 RSU grant size 400,000 shares Total common shares covered by 2025 restricted stock unit grant
Initial vesting portion 25% Portion of 2025 RSU vesting on June 13, 2026
Ongoing vesting rate 6.25% per quarter Vests at end of each three-month period after first anniversary
Full vesting schedule 100% by 4th anniversary 2025 RSU fully vested on fourth anniversary of grant date
Shares owned after transaction 73,850 shares Direct holdings of Debra Lou Smith following RSU vesting
Restricted Stock Unit financial
"the Reporting Person was granted a Restricted Stock Unit grant for 400,000 shares of common stock"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
RSU financial
"The 2025 RSU will vest with respect to 25% of the underlying shares"
Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.
vest financial
"The 2025 RSU will vest with respect to 25% of the underlying shares"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
contingent right financial
"Each restricted stock unit represented a contingent right to receive one share"
derivative security financial
"transaction_code_description": "Exercise or conversion of derivative security""
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
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FAQ

What insider transaction did CISO (CISO) report for Debra Lou Smith?

CISO Global reported that CFO Debra Lou Smith acquired 73,850 common shares. The shares were issued upon vesting of a previously granted restricted stock unit award tied to her 2025 equity compensation package.

How many CISO Global (CISO) shares did the CFO receive from RSU vesting?

Debra Lou Smith received 73,850 CISO Global common shares. The shares represent the net amount issued after vesting of the initial 25% tranche of a larger 2025 restricted stock unit grant.

What are the terms of the 2025 RSU grant disclosed by CISO (CISO)?

The 2025 RSU grant covers 400,000 shares of CISO Global common stock. It vests 25% on June 13, 2026, with 6.25% vesting every three months afterward so it fully vests on the fourth anniversary of the grant date.

When did the CISO Global (CISO) CFO’s RSUs first vest?

The initial 25% of the 2025 restricted stock unit grant vested on June 13, 2026. That vesting event triggered the net issuance of 73,850 CISO Global common shares to Chief Financial Officer Debra Lou Smith.

How many CISO (CISO) shares does the CFO hold after this Form 4/A?

After this transaction, Chief Financial Officer Debra Lou Smith directly owns 73,850 CISO Global common shares. This figure reflects her holdings immediately following the RSU vesting and share issuance reported in the Form 4/A.

Is the CISO Global (CISO) CFO’s transaction an open-market stock purchase?

No, the transaction is not an open-market purchase. The shares were acquired through the exercise of derivative securities, specifically the vesting and settlement of a restricted stock unit grant awarded as part of compensation.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Smith Debra Lou

(Last)(First)(Middle)
6900 E. CAMELBACK ROAD,
SUITE 900

(Street)
SCOTTSDALE ARIZONA 85251

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
CISO Global, Inc. [ CISO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/13/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)
12/31/2021
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock(1)06/13/2026M73,850(2)A$0.2973,850D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. On June 13, 2025 (the "Grant Date"), the Reporting Person was granted a Restricted Stock Unit grant for 400,000 shares of common stock (the "2025 RSU"). Each restricted stock unit represented a contingent right to receive one share of issuer's common stock. The 2025 RSU will vest with respect to 25% of the underlying shares on June 13, 2026, and 6.25% shall vest at the end of each three-month period following the first anniversary of the Grant Date, such that 100% shall be vested on the fourth anniversary of the Grant Date.
2. On June 13, 2026, the initial 25% of the 2025 RSU vested. A net number of 73,850 shares were issued.
/s/ Debra L. Smith07/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)