STOCK TITAN

CitroTech Inc. (CITR) owner converts preferred stock and gifts 150,000 shares

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Stephen Conboy, a ten percent owner of CitroTech Inc., converted 667 shares of Series C Convertible Preferred Stock into 2,224 shares of Common Stock, eliminating his holdings of that preferred class. He also made a bona fide gift of 150,000 Common shares at a reported price of $0.00 per share.

Positive

  • None.

Negative

  • None.
Insider Conboy Stephen
Role 10% Owner
Type Security Shares Price Value
Conversion Series C Convertible Preferred Stock, par value $0.0001 F1 667 -- --
Conversion Common Stock, par value $0.0001 F1 2,224 -- --
Gift Common Stock, par value $0.0001 150,000 $0.00 $0.00
Holdings After Transaction: Series C Convertible Preferred Stock, par value $0.0001 — 0 shares (Direct); Common Stock, par value $0.0001 — 2,335,558 shares (Direct)
Footnotes (1)
  1. F1. Each share of Series C Convertible Preferred Stock is convertible at any time at the option of the holder into 3.334 shares of Common Stock. The Series C Convertible Preferred Stock has no expiration date.
Series C shares converted 667 shares Series C Convertible Preferred Stock converted into Common Stock
Common shares received on conversion 2,224 shares Common Stock received from conversion of Series C Convertible Preferred
Common shares gifted 150,000 shares Bona fide gift of CitroTech Common Stock by Stephen Conboy
Reported gift price per share $0.00 per share Price reported for 150,000-share bona fide gift of Common Stock
Conversion ratio 3.334 Common shares per preferred share Each Series C Convertible Preferred share converts into Common Stock
Series C shares after conversion 0 shares Reported holdings of Series C Convertible Preferred Stock following conversion
Series C Convertible Preferred Stock financial
"Security title: Series C Convertible Preferred Stock, par value $0.0001"
Series C convertible preferred stock is a class of investment shares issued in a later private financing round that combine safety and upside: they usually pay ahead of ordinary shares if a company pays dividends or is sold, but can be converted into common stock to share in future growth. For investors this acts like a VIP ticket with a safety net—offering priority protection while preserving the option to participate in a successful exit.
bona fide gift financial
"Transaction code G is described as a bona fide gift of Common Stock"
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
Conversion of derivative security financial
"Transaction code C is labeled as Conversion of derivative security"
par value $0.0001 financial
"Common Stock, par value $0.0001, reported as non-derivative security"

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FAQ

What insider transactions did Stephen Conboy report at CitroTech (CITR)?

Stephen Conboy reported converting 667 Series C Convertible Preferred shares into 2,224 Common shares and making a bona fide gift of 150,000 CitroTech Common shares, all held directly, according to the disclosed ownership details.

How many CitroTech (CITR) shares did Stephen Conboy gift?

Stephen Conboy reported a bona fide gift of 150,000 shares of CitroTech Common Stock. The transaction was recorded at a reported price of $0.00 per share, indicating a non-cash transfer of these directly held shares.

What did Stephen Conboy receive from converting CitroTech preferred stock (CITR)?

From converting 667 Series C Convertible Preferred shares, Stephen Conboy received 2,224 CitroTech Common shares. After this conversion, his reported holdings of the Series C Convertible Preferred Stock were reduced to 0 shares.

What is the conversion ratio for CitroTech (CITR) Series C Convertible Preferred Stock?

Each share of CitroTech’s Series C Convertible Preferred Stock converts into 3.334 Common shares. This holder‑option conversion feature is available at any time, and the preferred stock carries no expiration date, according to the stated terms.

Does CitroTech’s (CITR) Series C Convertible Preferred Stock expire?

CitroTech’s Series C Convertible Preferred Stock has no expiration date. It is convertible at any time at the holder’s option into Common Stock at a fixed ratio of 3.334 Common shares per preferred share.

Were Stephen Conboy’s CitroTech (CITR) transactions made under a Rule 10b5-1 plan?

The Rule 10b5-1 trading plan affirmation checkbox for these transactions is not checked. The available disclosure does not indicate that the reported conversion or the 150,000-share gift occurred under a Rule 10b5-1 plan.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Conboy Stephen

(Last)(First)(Middle)
6400 S. FIDDLERS GREEN CIR.
SUITE 300

(Street)
GREENWOOD VILLAGE COLORADO 80111

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
CitroTech Inc. [ CITR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below)XOther (specify below)
Former Chief Technology Off.
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/16/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, par value $0.000104/16/2026C(1)2,224A(1)2,485,558D
Common Stock, par value $0.000107/24/2026G150,000D$0.002,335,558D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Series C Convertible Preferred Stock, par value $0.0001(1)04/16/2026C(1)667 (1) (1)Common Stock2,224(1)0.00D
Explanation of Responses:
1. Each share of Series C Convertible Preferred Stock is convertible at any time at the option of the holder into 3.334 shares of Common Stock. The Series C Convertible Preferred Stock has no expiration date.
/s/ Stephen Conboy07/29/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)