Columbia Financial SVP reports initial holdings
Columbia Financial, Inc./MD/ executive Allyson Katz Schlesinger, SEVP & Head of Consumer Banking, reports initial equity holdings.
Sentiment and the balance of points
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Form Type
3
Rhea-AI Filing Summary
Columbia Financial, Inc./MD/ executive Allyson Katz Schlesinger, SEVP & Head of Consumer Banking, reports initial equity holdings. She holds stock options on Common Stock with exercise prices from 7.1000 to 8.3100 per share covering blocks of 34,1646.0000, 27,790.0000, 20,442.0000, 46,835.0000, and 47,000.0000 underlying shares, expiring between 2029 and 2036. She also reports 148,090.0000 Common shares held directly and additional indirect holdings through a stock-based deferral plan, ESOP, SERP, SIM, and multiple stock award programs.
Insider Trade Summary
13 transactions reported
Mixed
13 txns
Insider
Schlesinger Allyson Katz
Role
SEVP&Head of Consumer Banking
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Stock Options (right to buy) | -- | -- | -- |
| holding | Stock Options (right to buy) | -- | -- | -- |
| holding | Stock Options (right to buy) | -- | -- | -- |
| holding | Stock Options (right to buy) | -- | -- | -- |
| holding | Stock Options (right to buy) | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Stock Options (right to buy) — 483,713 contracts (Direct);
Common Stock — 29,794 shares (Indirect, By Stock-Based Deferral Plan);
Common Stock — 148,090 shares (Direct);
Common Stock — 17,056 shares (Indirect, By ESOP);
Common Stock — 15,686 shares (Indirect, By SERP);
Common Stock — 10,302 shares (Indirect, By SIM);
Common Stock — 25,344 shares (Indirect, By Stock Award III);
Common Stock — 27,033 shares (Indirect, By Stock Award IV);
Common Stock — 27,662 shares (Indirect, By Stock Award V)
Key Figures
Option exercise price: 7.1000
Underlying option shares: 341646.0000
Option exercise price: 8.3100
+5 more
8 metrics
Option exercise price
7.1000
Exercise price per share for stock options expiring 2029-07-23
Underlying option shares
341646.0000
Underlying Common Stock for 7.1000 exercise-price options
Option exercise price
8.3100
Exercise price per share for stock options expiring 2036-03-02
Underlying option shares
47000.0000
Underlying Common Stock for 8.3100 exercise-price options
Direct common shares
148090.0000
Common Stock held directly by Schlesinger
Deferral plan shares
29794.0000
Common Stock held indirectly by Stock-Based Deferral Plan
ESOP shares
17056.0000
Common Stock held indirectly By ESOP
Stock Award V shares
27662.0000
Common Stock held indirectly By Stock Award V
Key Terms
Stock Options (right to buy), Stock-Based Deferral Plan, ESOP, SERP, +1 more
5 terms
Stock Options (right to buy) financial
"security_title: "Stock Options (right to buy)" with Common Stock underlying"
Stock-Based Deferral Plan financial
"nature_of_ownership: "By Stock-Based Deferral Plan" for indirect Common Stock"
ESOP financial
"nature_of_ownership: "By ESOP" indicating shares held in an employee plan"
An Employee Stock Ownership Plan (ESOP) is a program that gives employees ownership shares in their company, often as part of their benefits package. It acts like a company-sponsored savings plan, allowing workers to have a stake in the company's success, which can boost motivation and loyalty. For investors, ESOPs can influence company decisions and stock value, making them an important aspect of corporate ownership and governance.
SERP financial
"nature_of_ownership: "By SERP" for indirect Common Stock holdings"
A Supplemental Executive Retirement Plan (SERP) is a company-funded benefit that promises extra retirement pay to selected senior executives beyond regular pension or savings plans. Think of it as a bespoke top-up savings account the employer guarantees for key leaders; it matters to investors because SERPs create future financial obligations, influence executive retention and pay incentives, and can signal how a company prioritizes management costs versus shareholder returns.
Stock Award III financial
"nature_of_ownership: "By Stock Award III" for indirect holdings"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What does the Form 3 for CLBK disclose about Allyson Katz Schlesinger?
The Form 3 shows SEVP Allyson Katz Schlesinger reporting her initial ownership in Columbia Financial, including stock options and Common Stock held directly and through several benefit and stock award plans.
What stock options on CLBK does Schlesinger report on this Form 3?
She reports stock options on Common Stock with exercise prices of 7.1000, 7.2500, 7.5000, 7.3800, and 8.3100, covering underlying share blocks from 20,442.0000 to 341,646.0000 shares, expiring between 2029 and 2036.
What indirect Columbia Financial (CLBK) holdings does Schlesinger report?
Indirect holdings include Common Stock held By Stock-Based Deferral Plan, By ESOP, By SERP, By SIM, and under Stock Award III, IV, and V, with reported balances such as 29,794.0000 and 27,662.0000 shares in these vehicles.
Does this CLBK Form 3 show any insider buying or selling activity?
No specific buy or sell transactions are reported. The entries are classified as holdings, indicating Schlesinger’s existing stock and option positions rather than new purchases or sales.
AI-generated analysis. How Rhea-AI works. Not financial advice.
