CLBK officer buys 46.5011 phantom units at $13.73; holdings update
Columbia Financial (CLBK) insider filing: the SEVP & Chief Risk Officer reported an acquisition on 10/17/2025.
Rhea-AI Filing Summary
Columbia Financial (CLBK) insider filing: the SEVP & Chief Risk Officer reported an acquisition on 10/17/2025. The filing shows 46.5011 phantom stock units acquired at $13.73 via the Stock-Based Deferral Plan. Following this, the officer reports 7,938.0771 units beneficially owned in the plan.
Other reported holdings include 60,769 shares directly, plus additional interests via 401(k), ESOP, SERP, SIM, and performance-based stock awards. Derivative holdings include stock options for 188,235 shares at $15.60 (fully vested) and other option grants with scheduled vesting.
Positive
- None.
Negative
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Insider Trade Summary
Grant/Award: 46.5011 shares
Grant/Award
13 txns
Insider
Klimowich John
Role
SEVP & Chief Risk Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Common Stock | 46.5011 | $13.73 | $638.46 |
| holding | Stock Options (right to buy) | -- | -- | -- |
| holding | Stock Options (right to buy) | -- | -- | -- |
| holding | Stock Options (right to buy) | -- | -- | -- |
| holding | Stock Options (right to buy) | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 7,938.0771 shares (Indirect, By Stock-Based Deferral Plan);
Stock Options (right to buy) — 229,425 contracts (Direct);
Common Stock — 60,769 shares (Direct);
Common Stock — 17,130 shares (Indirect, By 401(k));
Common Stock — 7,620 shares (Indirect, By ESOP);
Common Stock — 7,051 shares (Indirect, By SERP);
Common Stock — 4,214 shares (Indirect, By SIM);
Common Stock — 13,781 shares (Indirect, By Stock Award II);
Common Stock — 12,068 shares (Indirect, By Stock Award III);
Common Stock — 11,723 shares (Indirect, By Stock Award IV)
Footnotes (8)
- F1. Represents phantom stock purchased, on a non-discretionary basis, by the trustee of the Bank's rabbi trust maintained in connection with the Columbia Bank Stock Based Deferral Plan, a non-qualified stock-based deferral plan. Stock unit interests under the Columbia Bank Stock Based Deferral Plan will be settled in shares of stock upon distribution to the reporting person.
- F2. Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive plan, 25% of which vest in three approximately equal annual installments commencing on May 1, 2024; and the remaining 75% of which vest upon achievement of certain specified performance-based vesting criteria, which if achieved, such Awards would vest three years after the date of the Award.
- F3. Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive plan, 25% of which vest in three approximately equal annual installments commencing on March 6, 2025; and the remaining 75% of which vest upon achievement of certain specified performance-based vesting criteria, which if achieved, such Awards would vest three years after the date of the Award.
- F4. Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive plan, which vest upon achievement of certain specified performance-based vesting criteria, which if achieved, such Awards would vest three years after the date of the Award on March 3, 2028.
- F5. Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan are fully vested and exercisable.
- F6. Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in three approximately equal annual installments commencing on May 1, 2024.
- F7. Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in three approximately equal annual installments commencing on March 6, 2025.
- F8. Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in three approximately equal annual installments commencing on March 3, 2026.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What did CLBK's officer report on Form 4?
An acquisition of 46.5011 phantom stock units at $13.73 on 10/17/2025 via the Stock-Based Deferral Plan.
How many units are held in CLBK's Stock-Based Deferral Plan after the transaction?
The filing lists 7,938.0771 units beneficially owned in the plan.
What other indirect CLBK holdings are disclosed?
Interests via 401(k) (17,130), ESOP (7,620), SERP (7,051), SIM (4,214), and performance-based stock awards (13,781; 12,068; 11,723).
What CLBK stock options are fully vested?
Options for 188,235 shares at an exercise price of $15.60 are fully vested and exercisable.
Are there additional CLBK option grants and vesting schedules?
Yes. Additional options (12,030 at $15.94; 8,850 at $16.49; 20,310 at $16.23) vest in installments per disclosed schedules.
AI-generated analysis. How Rhea-AI works. Not financial advice.
