Columbia Financial (CLBK) director adds 20,000 shares and details stock awards
Rhea-AI Filing Summary
Lucy Sorrentini, a director of Columbia Financial, Inc., purchased 20,000 shares of Common Stock on July 20, 2026 at $10.00 per share, held indirectly through an IRA, bringing that IRA position to 20,000 shares. She also reports 32,716 shares held directly, 16,896 shares held through a Stock-Based Deferral Plan, and 6,494 shares held via Stock Awards granted under the 2019 Equity Incentive Plan that vest in one year on March 12, 2027. The Rule 10b5-1 checkbox is not marked as a trading plan.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 20,000 shares
Net Buy
4 txns
Insider
Sorrentini Lucy
Role
Director
Bought
20,000 shs ($200K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Purchase | Common Stock | 20,000 | $10.00 | $200K |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock F1 | -- | -- | -- |
Holdings After Transaction:
Common Stock — 20,000 shares (Indirect, By IRA);
Common Stock — 32,716 shares (Direct);
Common Stock — 16,896 shares (Indirect, By Stock-Based Deferral Plan);
Common Stock — 6,494 shares (Indirect, By Stock Award V)
Footnotes (1)
- F1. Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan which vest in one year on March 12, 2027.
Key Figures
Shares purchased: 20,000 shares
Purchase price: $10.00 per share
Direct holdings after transaction: 32,716 shares
+2 more
5 metrics
Shares purchased
20,000 shares
Common Stock purchased on July 20, 2026 at $10.00 per share, held via IRA
Purchase price
$10.00 per share
Price for 20,000 Common Stock shares bought on July 20, 2026
Direct holdings after transaction
32,716 shares
Common Stock held directly by Lucy Sorrentini following the reported transactions
Stock-Based Deferral Plan holdings
16,896 shares
Common Stock held indirectly via Stock-Based Deferral Plan
Stock Awards vesting 2027
6,494 shares
Stock Awards under the 2019 Equity Incentive Plan vesting on March 12, 2027
Key Terms
IRA, Stock-Based Deferral Plan, Stock Awards, 2019 Equity Incentive Plan, +1 more
5 terms
IRA financial
"20,000 shares of Common Stock held indirectly "By IRA" after purchase"
An individual retirement account (IRA) is a savings account designed to help people put aside money for their retirement, often with tax advantages that encourage long-term savings. It matters to investors because it can grow over time, providing financial security later in life, and offers benefits that can reduce current taxes or allow investments to compound more effectively.
Stock-Based Deferral Plan financial
"16,896 shares of Common Stock held indirectly "By Stock-Based Deferral Plan""
Stock Awards financial
"6,494 shares held indirectly "By Stock Award V" as described in the footnote"
2019 Equity Incentive Plan financial
"Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan"
Rule 10b5-1 regulatory
"The Rule 10b5-1 checkbox is not marked as a trading plan"
Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.
FAQ
What did Lucy Sorrentini report buying in CLBK on July 20, 2026?
Lucy Sorrentini reported purchasing 20,000 shares of Columbia Financial (CLBK) Common Stock on July 20, 2026 at $10.00 per share, held indirectly through an IRA account.
What indirect Columbia Financial (CLBK) holdings does Lucy Sorrentini report?
Lucy Sorrentini reports 20,000 shares indirectly through an IRA, 16,896 shares via a Stock-Based Deferral Plan, and 6,494 shares as Stock Awards under the 2019 Equity Incentive Plan.
When do Lucy Sorrentini’s CLBK Stock Awards reported on this Form 4 vest?
The filing states that the 6,494 Stock Awards in Columbia Financial (CLBK) were granted under the 2019 Equity Incentive Plan and vest in one year on March 12, 2027.
Was Lucy Sorrentini’s CLBK stock purchase made under a Rule 10b5-1 trading plan?
The Rule 10b5-1 checkbox in the filing is not marked as a trading plan, indicating the reported Columbia Financial (CLBK) purchase was not affirmatively designated as made under a Rule 10b5-1 plan.
AI-generated analysis. How Rhea-AI works. Not financial advice.
