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  4. [144] CLEVELAND-CLIFFS INC. SEC Filing

Cleveland‑Cliffs (CLF) affiliate files Form 144 listing RSUs, prior purchases

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

Cleveland-Cliffs Inc reported a Form 144 notice for proposed sales of Common Stock by an affiliate.

The filing lists historical acquisitions and equity awards with dates and share counts, including multiple open‑market purchases and recurring RSU/PSU grants (examples: 01/05/2026 RSUs 42,186; 01/03/2025 RSUs 30,580). The filing enumerates prior purchases and grants but does not state sale proceeds or offering mechanics in the provided excerpt.

Positive

  • None.

Negative

  • None.

Insights

Form 144 lists an affiliate's planned resale and the prior acquisition history that underlies those holdings.

The excerpt catalogs multiple equity grants (RSUs, PSUs) and open‑market purchases across 2019–2026 with explicit share counts on specific dates. These entries document how the affiliate accumulated the shares that may be offered for resale.

Cash‑flow treatment and the exact amount to be sold are not shown in the excerpt; subsequent filings may disclose sale quantities, broker methods, or timing.

RSUs on 01/05/2026 42,186 shares RSU grant dated 01/05/2026 listed in filing
RSUs on 01/03/2025 30,580 shares RSU grant dated 01/03/2025 listed in filing
Open‑market purchase 11/29/2021 5,000 shares Open market purchase dated 11/29/2021 listed in filing
Form date in header 06/05/2026 Date appearing in header of the excerpt
RSU financial
"01/05/2026 | RSUs | Cleveland-Cliffs Inc | | | 42186"
Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.
PSU financial
"01/03/2024 | PSUs | Cleveland-Cliffs Inc | | | 6093"
A PSU is a company where the government owns a controlling stake and often plays a direct role in its management and strategy. Think of it like a business that operates with public oversight, similar to a town-run utility versus a private neighborhood service. Investors watch PSUs differently because government involvement can affect profits, dividend policies, regulatory treatment and stability, so these stocks may behave more like policy instruments than pure market-driven enterprises.
Open Market Purchase financial
"11/29/2021 | Open Market Purchase | Cleveland-Cliffs Inc | | | 5000"
An open market purchase is when a company buys its own shares on public stock exchanges the same way any investor would, rather than through a private deal. Investors care because these purchases reduce the number of shares available, can boost earnings per share and share price, signal that management thinks the stock is undervalued, and use company cash that might otherwise go to reinvestment or dividends — like a business quietly buying back its own tickets at the box office.
Form 144 regulatory
"Filer Information | | | 144: Filer Information"
Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.
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144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

Source: View Original Filing on SEC EDGAR

FAQ

What does Cleveland-Cliffs' (CLF) Form 144 report?

The filing reports a proposed resale of Common Stock by an affiliate. It lists prior purchases and equity awards, including RSUs and PSUs, with dates and share counts such as 01/05/2026 RSUs of 42,186 shares.

Does the Form 144 state how many shares will be sold for CLF?

The provided excerpt does not specify the exact number being offered for resale. It instead lists acquisition events and grant amounts (open‑market purchases and RSU/PSU grants) that underlie the affiliate's holdings.

What acquisition examples are listed in the CLF excerpt?

Examples include open‑market purchases like 11/29/2021 of 5,000 shares and equity awards such as RSUs on 01/03/2025 totaling 30,580 shares and on 01/05/2026 totaling 42,186 shares.

Who is identified as the broker or broker‑dealer in the Form 144 excerpt?

The excerpt names UBS Financial Services Inc with an address line in Weehawken, NJ. The filing does not describe brokerage methods, sale timing, or proceeds in the provided text.