Cleveland‑Cliffs Form 144: Affiliate Plans Resale of Common Stock

Cleveland-Cliffs Inc reported a Form 144 notice for proposed sales of Common Stock by an affiliate.

Rhea-AI Filing Summary

Cleveland-Cliffs Inc reported a Form 144 notice for proposed sales of Common Stock by an affiliate.

The filing lists historical acquisitions and equity awards with dates and share counts, including multiple open‑market purchases and recurring RSU/PSU grants (examples: 01/05/2026 RSUs 42,186; 01/03/2025 RSUs 30,580). The filing enumerates prior purchases and grants but does not state sale proceeds or offering mechanics in the provided excerpt.

Insights

Corporate Governance Analyst

Form 144 lists an affiliate's planned resale and the prior acquisition history that underlies those holdings.

The excerpt catalogs multiple equity grants (RSUs, PSUs) and open‑market purchases across 2019–2026 with explicit share counts on specific dates. These entries document how the affiliate accumulated the shares that may be offered for resale.

Cash‑flow treatment and the exact amount to be sold are not shown in the excerpt; subsequent filings may disclose sale quantities, broker methods, or timing.

Key Figures

RSUs on 01/05/2026: 42,186 shares RSUs on 01/03/2025: 30,580 shares Open‑market purchase 11/29/2021: 5,000 shares +1 more

4 metrics

RSUs on 01/05/2026 42,186 shares RSU grant dated 01/05/2026 listed in filing

RSUs on 01/03/2025 30,580 shares RSU grant dated 01/03/2025 listed in filing

Open‑market purchase 11/29/2021 5,000 shares Open market purchase dated 11/29/2021 listed in filing

Form date in header 06/05/2026 Date appearing in header of the excerpt

Key Terms

RSU, PSU, Open Market Purchase, Form 144

4 terms

RSU financial

"01/05/2026 | RSUs | Cleveland-Cliffs Inc | | | 42186"

Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.

PSU financial

"01/03/2024 | PSUs | Cleveland-Cliffs Inc | | | 6093"

A PSU is a company where the government owns a controlling stake and often plays a direct role in its management and strategy. Think of it like a business that operates with public oversight, similar to a town-run utility versus a private neighborhood service. Investors watch PSUs differently because government involvement can affect profits, dividend policies, regulatory treatment and stability, so these stocks may behave more like policy instruments than pure market-driven enterprises.

Open Market Purchase financial

"11/29/2021 | Open Market Purchase | Cleveland-Cliffs Inc | | | 5000"

An open market purchase is when a company buys its own shares on public stock exchanges the same way any investor would, rather than through a private deal. Investors care because these purchases reduce the number of shares available, can boost earnings per share and share price, signal that management thinks the stock is undervalued, and use company cash that might otherwise go to reinvestment or dividends — like a business quietly buying back its own tickets at the box office.

Form 144 regulatory

"Filer Information | | | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Cleveland-Cliffs' (CLF) Form 144 report?

The filing reports a proposed resale of Common Stock by an affiliate. It lists prior purchases and equity awards, including RSUs and PSUs, with dates and share counts such as 01/05/2026 RSUs of 42,186 shares.

Does the Form 144 state how many shares will be sold for CLF?

The provided excerpt does not specify the exact number being offered for resale. It instead lists acquisition events and grant amounts (open‑market purchases and RSU/PSU grants) that underlie the affiliate's holdings.

What acquisition examples are listed in the CLF excerpt?

Examples include open‑market purchases like 11/29/2021 of 5,000 shares and equity awards such as RSUs on 01/03/2025 totaling 30,580 shares and on 01/05/2026 totaling 42,186 shares.

Who is identified as the broker or broker‑dealer in the Form 144 excerpt?

The excerpt names UBS Financial Services Inc with an address line in Weehawken, NJ. The filing does not describe brokerage methods, sale timing, or proceeds in the provided text.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/05/2026 - 05:30 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001880965
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Cleveland-Cliffs Inc
SEC File Number	001-08944
Address of Issuer	200 Public Square Cleveland OHIO 44114
Phone	(216) 694-5700
Name of Person for Whose Account the Securities are To Be Sold	Celso Lourenco Goncalves Jr
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	UBS Financial Services Inc 1000 Harbor Blvd 3rd Floor Weehawken NJ 07086	214308	2874283.62	570410000	06/05/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/14/2019	Compensation	Cleveland-Cliffs Inc			2059	09/14/2019	Cash
Common	10/11/2019	Open Market Purchase	Cleveland-Cliffs Inc			16	10/11/2019	Cash
Common	10/11/2019	Open Market Purchase	Cleveland-Cliffs Inc			11	10/11/2019	Cash
Common	01/13/2020	Open Market Purchase	Cleveland-Cliffs Inc			16	01/13/2020	Cash
Common	01/23/2020	RSUs	Cleveland-Cliffs Inc			2269	01/23/2020	Cash
Common	01/23/2020	PSUs	Cleveland-Cliffs Inc			3645	01/23/2020	Cash
Common	11/29/2021	Open Market Purchase	Cleveland-Cliffs Inc			5000	11/29/2021	Cash
Common	11/30/2021	Open Market Purchase	Cleveland-Cliffs Inc			5000	11/30/2021	Cash
Common	04/29/2022	Open Market Purchase	Cleveland-Cliffs Inc			4000	04/29/2022	Cash
Common	08/16/2022	Open Market Purchase	Cleveland-Cliffs Inc			5000	08/16/2022	Cash
Common	08/17/2022	Open Market Purchase	Cleveland-Cliffs Inc			6000	08/17/2022	Cash
Common	01/12/2021	PSUs	Cleveland-Cliffs Inc			15610	01/12/2021	Cash
Common	01/04/2022	PSUs	Cleveland-Cliffs Inc			12886	01/04/2022	Cash
Common	01/04/2023	PSUs	Cleveland-Cliffs Inc			25191	01/04/2023	Cash
Common	01/12/2021	RSUs	Cleveland-Cliffs Inc			7801	01/12/2021	Cash
Common	01/04/2022	RSUs	Cleveland-Cliffs Inc			6438	01/04/2022	Cash
Common	01/04/2023	RSUs	Cleveland-Cliffs Inc			13227	01/04/2023	Cash
Common	01/03/2024	RSUs	Cleveland-Cliffs Inc			7530	01/03/2024	Cash
Common	01/03/2024	PSUs	Cleveland-Cliffs Inc			6093	01/03/2024	Cash
Common	06/12/2024	Open Market Purchase	Cleveland-Cliffs Inc			7250	06/12/2024	Cash
Common	01/03/2025	RSUs	Cleveland-Cliffs Inc			30580	01/03/2025	Cash
Common	01/05/2026	RSUs	Cleveland-Cliffs Inc			42186	01/05/2026	Cash
Common	05/01/2023	Open Market Purchase	Cleveland-Cliffs Inc			6500	05/01/2023	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	06/05/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/Mijo Suric, for UBS Financial Services Inc, as attorney-in-fact for Celso Lourenco Goncalves Jr
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)