Welcome to our dedicated page for Clearfield SEC filings (Ticker: CLFD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Clearfield, Inc. filings document its public-company disclosures as a Minnesota-based fiber connectivity manufacturer serving broadband and network infrastructure markets. The record includes Form 8-K reports on quarterly operating results, line-of-credit amendments, completed subsidiary divestiture activity, and bylaw amendments covering proxy access, universal proxy rules, and forum provisions.
Proxy materials and annual-meeting reports describe director elections, executive compensation votes, board governance, shareholder voting mechanics, and common-stock matters. Exhibits and material-event filings also record loan agreements, press-release financial data, and governance changes tied to Clearfield's capital structure and reporting obligations.
Sarcevic Ademir reported acquisition or exercise transactions in this Form 4 filing.
Clearfield, Inc. director Ademir Sarcevic received a grant of 2,544 shares of common stock with a stated price of $0.0000 per share. Following this award, his directly owned holdings increased to 5,317 shares. Restrictions on this restricted stock lapse on the first business day prior to the 2027 Annual Meeting of Shareholders.
Clearfield, Inc. director Kathleen Skarvan reported receiving a grant of 2,544 shares of common stock on February 27, 2026 as a stock award. The shares were acquired at a stated price of $0.0000 per share, so no cash was paid for the grant.
Following this award, she directly owns 2,870 shares of Clearfield common stock. The filing notes that restrictions on this restricted stock will lapse on the first business day prior to the 2027 Annual Meeting of Shareholders, meaning the shares are subject to holding conditions until that time.
ROTH RONALD G reported acquisition or exercise transactions in this Form 4 filing.
Clearfield, Inc. director and 10% owner Ronald G. Roth reported an award of 2,544 shares of common stock on February 27, 2026, at a stated price of $0.00 per share. These shares are restricted stock, with restrictions scheduled to lapse on the first business day prior to the 2027 Annual Meeting of Shareholders.
After this grant, Roth directly owns 1,281,808 common shares. In addition, 176,760 common shares are held indirectly through his spouse, as disclosed in the filing.
Clearfield, Inc. director Rebecca Seidel reported an award of 2,544 shares of common stock. These shares were acquired as a grant at a price of $0.00 per share, increasing her directly held stake to 2,870 shares of common stock.
The award consists of restricted stock, meaning it is subject to vesting conditions. According to the terms, the restrictions on this restricted stock will lapse on the first business day prior to the company’s 2027 Annual Meeting of Shareholders, after which the shares will be fully vested.
Clearfield, Inc. reported the results of its 2026 Annual Meeting of Shareholders. Of 13,846,718 common shares outstanding and entitled to vote, 10,106,442 shares, or 72.98%, were represented at the meeting. Shareholders elected all eight director nominees, each receiving more than 8.18 million votes in favor, with broker non-votes of 1,644,382 on each director. Shareholders also approved, on an advisory basis, the compensation of the company’s named executive officers by a wide margin, with 8,282,235 votes for and 158,594 against. In addition, shareholders ratified and confirmed the appointment of Deloitte & Touche LLP as independent registered public accounting firm for the fiscal year ending September 30, 2026, with 10,049,089 votes for, 48,105 against, and 9,248 abstentions.
Clearfield, Inc. director Donald R. Hayward reported an open-market sale of company stock. On February 19, 2026, he sold 3,595 shares of Clearfield common stock at a weighted average price of about $32.00 per share, with individual trade prices ranging from $32.00 to $32.06. After this transaction, he directly holds 10,870 shares of Clearfield common stock.
Clearfield, Inc. insider Ronald G. Roth reports his beneficial ownership of the company’s common stock in an amended Schedule 13G. He reports beneficial ownership of 1,456,024 shares, made up of 1,279,264 shares held directly and 176,760 shares held by his spouse as of December 31, 2025.
This position represents 10.5% of Clearfield’s common stock, based on 13,838,883 shares outstanding as of December 31, 2025, as referenced from the company’s Form 10-Q. Roth reports sole voting and dispositive power over the 1,279,264 directly held shares and shared voting and dispositive power over the 176,760 shares held by his spouse.
He also certifies that the securities were not acquired and are not held for the purpose of changing or influencing control of Clearfield and are not held in connection with any control-related transactions, other than activities solely in connection with a nomination under the specified SEC proxy rule.
Clearfield, Inc. reported net sales of $34.3 million for the three months ended December 31, 2025, up about 16% from a year earlier, driven by stronger Community Broadband and international demand. Gross margin improved to 33.2%, helped by lower excess inventory charges.
The company still posted a net loss of $0.6 million (loss of $0.04 per share), narrowing from a $1.9 million loss a year ago. Continuing operations lost $0.3 million, while discontinued Nestor Cables operations lost $0.3 million after their sale closed on November 11, 2025.
Clearfield ended the period with $156.7 million in cash, cash equivalents and investments and no borrowings on its $40 million credit line. Order backlog was $22.8 million, slightly below both the prior quarter and prior year, reflecting seasonality and faster lead times. The company repurchased $5.3 million of stock and remains exposed to customer concentration, with its two largest distributors accounting for about 31% of quarterly sales.
Clearfield, Inc. filed a current report to share that it has released financial results for its first quarter of fiscal 2026, which ended on December 31, 2025. The company delivered these results in a separate press release that is attached as Exhibit 99.1.
The report states that this earnings information is being furnished rather than filed, which affects how it is treated under securities laws. No specific revenue, profit, or other financial figures are included in this document itself.
Clearfield, Inc. is asking shareholders to vote at a virtual annual meeting on February 26, 2026, on electing eight directors, approving an advisory vote on executive compensation, and ratifying its independent auditor. Shareholders of record as of December 29, 2025, holding 13,846,718 common shares, may participate and vote online using a 16-digit control number. The company highlights strong fiscal 2025 results, with net sales of $150.1 million, up 20% from $125.6 million, gross margin improving to 33.7%, and net income from continuing operations of $6.3 million compared with a prior-year loss. Clearfield also repurchased 550,766 shares for about $16.5 million and ended the year with $166 million in cash, short- and long-term investments and low debt. The proxy emphasizes pay-for-performance, heavy use of performance-based incentives and PSUs, and notes prior say-on-pay support of nearly 97%, alongside extensive governance practices such as an independent board chair, annual director elections, proxy access, and robust clawback and stock ownership policies.