Welcome to our dedicated page for Cornerstone Strategic Investment Fund SEC filings (Ticker: CLM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. regulatory filings and related information for Cornerstone Strategic Investment Fund, Inc. (CLM), a closed-end, diversified management investment company registered with the SEC under the Investment Company Act of 1940, as amended. CLM’s status as a registered investment company means it files periodic reports and specialized forms that describe its operations, portfolio, and financial condition.
Public announcements note that CLM files annual reports on Form N-CSR with the SEC. These reports include audited financial statements for the fund’s fiscal year and additional disclosures about its activities. Through this filings page, investors can locate such regulatory reports and use AI-powered tools to highlight key sections, summarize complex language, and clarify how the information relates to the fund’s structure and objectives.
Because CLM is a closed-end fund, its SEC filings can address topics such as portfolio composition, use of a managed distribution policy, sources of distributions (including earnings, capital gains, and return of capital), and the impact of distributions on net asset value and expenses. Filings associated with rights offerings, including registration statements and prospectuses, describe terms such as subscription rights, pricing formulas based on net asset value and market price, and any over-subscription privileges.
On this page, real-time updates from the SEC’s EDGAR system can be paired with AI-generated summaries to help readers quickly understand the content of lengthy documents. Users can review annual reports like Form N-CSR, registration materials for rights offerings, and other investment company filings, while AI tools surface important risk disclosures, distribution policy descriptions, and explanations of how CLM’s closed-end structure may affect trading at discounts or premiums to net asset value.
Matthew Morris, a director of Cornerstone Strategic Investment Fund, Inc. (CLM), reported a sale of common stock on 09/10/2025. The Form 4 shows a disposition of 26,193.113 shares at a price of $8.1827 per share, leaving the reporting person with the stated post-transaction beneficial ownership of 26,193.113 shares (reported as a direct holding). The filing is signed on 09/11/2025. No derivative transactions or additional explanatory details are provided in the report.
Matthew Morris, a director of Cornerstone Strategic Investment Fund, Inc. (CLM), reported a sale of company common stock. The Form 4 shows a transaction on 09/03/2025 in which Mr. Morris disposed of 35,000 shares at a price of $8.14 per share. After the reported sale the filing lists 26,193.8282 shares as beneficially owned by Mr. Morris; the filer notes that this total includes shares acquired through the issuer's dividend reinvestment plan since the previous Form 4 filing.