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Calumet (CLMT) director John G. Boss awarded 281 restricted stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Boss John G. reported acquisition or exercise transactions in this Form 4 filing.

Calumet, Inc. director John G. Boss reported compensation-related equity grants. On 2026-05-28, he received two awards totaling 281 Restricted Stock Units, each economically equivalent to one share of Calumet common stock.

One 70-unit award is 100% vested and will be settled upon the earlier of a date he specifies or his termination date. The 211-unit award is granted under the Deferred Compensation Plan, with 25% of the units vesting on July 1 each year beginning on July 1, 2027, and settlement also occurring upon the earlier of his specified date or termination.

Positive

  • None.

Negative

  • None.
Insider Boss John G.
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Unit 211 $0.00 --
Grant/Award Restricted Stock Units 70 $0.00 --
Holdings After Transaction: Restricted Stock Unit — 211 shares (Direct, null); Restricted Stock Units — 70 shares (Direct, null)
Footnotes (1)
  1. Each Restricted Stock Unit is the economic equivalent of one share of Calumet, Inc. common stock, par value $0.01 per share. Each Restricted Stock Unit will become settled upon the earlier of the date specified by the reporting person or the reporting person's termination date. Restricted Stock Units are 100% vested. Each Restricted Stock Unit will be settled upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Restricted Stock Units vest on July 1 of each year beginning on July 1, 2027.
RSU grant 1 70 Restricted Stock Units Grant on 2026-05-28; 100% vested, settled at specified date or termination
RSU grant 2 211 Restricted Stock Units Grant on 2026-05-28 under Deferred Compensation Plan
Total RSUs granted 281 Restricted Stock Units Combined awards to director John G. Boss on 2026-05-28
Underlying common shares (grant 1) 70 shares equivalent Each RSU equals one share of common stock
Underlying common shares (grant 2) 211 shares equivalent Each RSU equals one share of common stock
Vesting rate (second grant) 25% per year 25% of RSUs vest on July 1 each year from July 1, 2027
Restricted Stock Unit financial
"Each Restricted Stock Unit is the economic equivalent of one share of Calumet, Inc. common stock"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
Deferred Compensation Plan financial
"Each Restricted Stock Unit will be settled ... pursuant to the Deferred Compensation Plan"
A deferred compensation plan is an arrangement where an employer agrees to pay part of an employee’s pay or bonus at a later date instead of immediately, often to reduce current tax bills or to tie rewards to long-term performance. For investors it matters because these promises create future cash obligations and influence executive incentives and retention; they can affect a company’s reported liabilities, cash flow planning and the risk profile if the business faces financial trouble.
economic equivalent financial
"Each Restricted Stock Unit is the economic equivalent of one share of Calumet, Inc. common stock"
vest financial
"25% of the Restricted Stock Units vest on July 1 of each year"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Boss John G.

(Last)(First)(Middle)
1060 N CAPITOL AVE
SUITE 6-401

(Street)
INDIANAPOLIS INDIANA 46204

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Calumet, Inc. /DE [ CLMT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/28/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit(1)05/28/2026A211 (2) (2)Common Stock, par value $0.01 per share211$0211D
Restricted Stock Units(1)05/28/2026A70 (3) (3)Common Stock, par value $0.01 per share70$070D
Explanation of Responses:
1. Each Restricted Stock Unit is the economic equivalent of one share of Calumet, Inc. common stock, par value $0.01 per share.
2. Each Restricted Stock Unit will become settled upon the earlier of the date specified by the reporting person or the reporting person's termination date. Restricted Stock Units are 100% vested.
3. Each Restricted Stock Unit will be settled upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Restricted Stock Units vest on July 1 of each year beginning on July 1, 2027.
/s/ Connor J. Egan, as attorney-in-fact06/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Calumet (CLMT) director John G. Boss report?

John G. Boss reported receiving equity awards totaling 281 Restricted Stock Units. These units are compensation grants, not open-market purchases or sales, and are each economically equivalent to one share of Calumet, Inc. common stock, par value $0.01 per share.

How many Restricted Stock Units did CLMT director John G. Boss receive?

He received 70 Restricted Stock Units in one grant and 211 in a second grant, for a combined total of 281 units. Each unit represents the economic equivalent of one share of Calumet, Inc. common stock, according to the reported Form 4 footnotes.

Are John G. Boss’s new Calumet (CLMT) Restricted Stock Units vested?

The 70-unit award is reported as 100% vested. The 211-unit award vests in stages, with 25% of those Restricted Stock Units vesting on July 1 of each year, beginning on July 1, 2027, under Calumet’s Deferred Compensation Plan.

When will John G. Boss’s Calumet (CLMT) Restricted Stock Units be settled?

Both awards settle upon the earlier of a date specified by John G. Boss or his termination date. The 211-unit grant follows the company’s Deferred Compensation Plan, which governs the timing of settlement after vesting and employment termination conditions are met.

Do the Calumet (CLMT) Restricted Stock Units reported by John G. Boss equal common shares?

Each Restricted Stock Unit is described as the economic equivalent of one share of Calumet, Inc. common stock, par value $0.01 per share. This means the value of each unit tracks the value of a corresponding share, subject to the plan’s settlement terms.